FCEL

SEC source: 0000897069-24-002290 · form4.xml · nonDerivative · entry 1

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002269 · form4.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057

Underlying: Common Stock · 1,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002269 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,702

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002269 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002267 · form4.xml · derivative · entry 3

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057

Underlying: Common Stock · 1,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002267 · form4.xml · nonDerivative · entry 2

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,558

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F3 · balance_after: Includes 33 shares acquired under the Company's Employee Stock Purchase Plan.

SEC source: 0000897069-24-002267 · form4.xml · nonDerivative · entry 1

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F3 · balance_after: Includes 33 shares acquired under the Company's Employee Stock Purchase Plan.

SEC source: 0000897069-24-002265 · form4.xml · derivative · entry 3

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057

Underlying: Common Stock · 1,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002265 · form4.xml · nonDerivative · entry 2

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,318

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002265 · form4.xml · nonDerivative · entry 1

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002263 · form4.xml · derivative · entry 3

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 813

Underlying: Common Stock · 814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002263 · form4.xml · nonDerivative · entry 2

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,377

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F3 · balance_after: Includes 33 shares acquired under the Company's Employee Stock Purchase Plan.

SEC source: 0000897069-24-002263 · form4.xml · nonDerivative · entry 1

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F3 · balance_after: Includes 33 shares acquired under the Company's Employee Stock Purchase Plan.

SEC source: 0000897069-24-002261 · form4.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,654

Underlying: Common Stock · 4,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002261 · form4.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,972

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002261 · form4.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-001979 · form4.xml · nonDerivative · entry 1

Bingham Betsy B · CIK 0001896667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,613

F1 · shares: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program.

F2 · price: The price represents the closing price of the Issuer's common stock on October 15, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

SEC source: 0000897069-24-001974 · form4.xml · derivative · entry 1

England James Herbert · CIK 0001437823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,537

Underlying: Common Stock · 89,205 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-001977 · form4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,726

Underlying: Common Stock · 15,943 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-001509 · form4.xml · derivative · entry 1

England James Herbert · CIK 0001437823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,332

Underlying: Common Stock · 43,713 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-001507 · form4.xml · nonDerivative · entry 1

Bingham Betsy B · CIK 0001896667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,179

F1 · shares: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program.

F2 · price: The price represents the closing price of the Issuer's common stock on July 15, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

SEC source: 0000897069-24-001505 · form4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,783

Underlying: Common Stock · 7,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-001451 · form4.xml · derivative · entry 3

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 100% on June 25, 2024.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 100% on June 25, 2024.

SEC source: 0000897069-24-001451 · form4.xml · nonDerivative · entry 2

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,780

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-001451 · form4.xml · nonDerivative · entry 1

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-001176 · form4.xml · derivative · entry 2

Bingham Betsy B · CIK 0001896667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,117

Underlying: Common Stock · 48,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs") were converted into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These RSUs (i) vested on March 22, 2024, and (ii) were settled in shares of the Company's common stock.

F2 · derivative.expiration_date: These RSUs (i) vested on March 22, 2024, and (ii) were settled in shares of the Company's common stock.

F3 · balance_after: Includes 100,877 RSUs that vest on April 15, 2025, 37,173 Deferred Common Units that are payable upon separation from service as a director in annual installments over a three year period, and 3,067 RSUs that vested in April 2022 but were deferred until separation from service as a director.

SEC source: 0000897069-24-001176 · form4.xml · nonDerivative · entry 1

Bingham Betsy B · CIK 0001896667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs") were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-001147 · form4.xml · derivative · entry 3

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 17, 2021, the reporting person was granted restricted stock units, which vested 100% on the third anniversary of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: On June 17, 2021, the reporting person was granted restricted stock units, which vested 100% on the third anniversary of the date of grant, subject to continued employment.

SEC source: 0000897069-24-001147 · form4.xml · nonDerivative · entry 2

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,591

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Includes 955 shares acquired under the Company's Employee Stock Purchase Plan.

SEC source: 0000897069-24-001147 · form4.xml · nonDerivative · entry 1

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Includes 955 shares acquired under the Company's Employee Stock Purchase Plan.

SEC source: 0000897069-24-001008 · form4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,749

Underlying: Common Stock · 123,749 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025, and (ii) are to be settled in cash or shares of the Company's common stock.

F1 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025, and (ii) are to be settled in cash or shares of the Company's common stock.

F1 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025, and (ii) are to be settled in cash or shares of the Company's common stock.

SEC source: 0000897069-25-000855 · form4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,749

Underlying: Common Stock · 123,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · derivative.exercise_date: The Form 4 filed with the Securities and Exchange Commission on May 1, 2024 mistakenly reported the issuance of Director Restricted Stock Units, vesting on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025. However, as noted in footnote 1 above, the shares of common stock underlying the equity award are not payable to the reporting person until separation from service as a director and should have been reported as Deferred Common Stock Units rather than Director Restricted Stock Units. Accordingly, this Form 4/A is being filed to clarify the deferred nature of this equity award.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · derivative.expiration_date: The Form 4 filed with the Securities and Exchange Commission on May 1, 2024 mistakenly reported the issuance of Director Restricted Stock Units, vesting on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025. However, as noted in footnote 1 above, the shares of common stock underlying the equity award are not payable to the reporting person until separation from service as a director and should have been reported as Deferred Common Stock Units rather than Director Restricted Stock Units. Accordingly, this Form 4/A is being filed to clarify the deferred nature of this equity award.

SEC source: 0000897069-24-000960 · form4.xml · derivative · entry 1

HILZINGER MATTHEW F · CIK 0001184017 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 248,243

Underlying: Common Stock · 100,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000962 · form4.xml · derivative · entry 1

Sims Wilson Donna · CIK 0001878855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,254

Underlying: Common Stock · 100,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000958 · form4.xml · derivative · entry 1

Hansen Cynthia L · CIK 0001629601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,916

Underlying: Common Stock · 100,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000956 · form4.xml · derivative · entry 2

England James Herbert · CIK 0001437823 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,619

Underlying: Common Stock · 28,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000956 · form4.xml · derivative · entry 1

England James Herbert · CIK 0001437823 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 386,819

Underlying: Common Stock · 100,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000952 · form4.xml · derivative · entry 2

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,970

Underlying: Common Stock · 5,148 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000952 · form4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 255,822

Underlying: Common Stock · 100,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000950 · form4.xml · derivative · entry 2

Bingham Betsy B · CIK 0001896667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,053

Underlying: Common Stock · 100,877 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs (i) vest on April 15, 2025, and (ii) are to be settled in shares of the Company's common stock.

F3 · derivative.exercise_date: These RSUs (i) vest on April 15, 2025, and (ii) are to be settled in shares of the Company's common stock.

F3 · derivative.expiration_date: These RSUs (i) vest on April 15, 2025, and (ii) are to be settled in shares of the Company's common stock.

F4 · balance_after: Includes 100,877 RSUs that vest on April 15, 2025, 48,936 RSUs that vest on May 22, 2024, 37,173 Deferred Common Units that are payable upon separation from service as a director in annual installments over a three year period, and 3,067 RSUs that vested in April 2022 but were deferred until separation from service as a director.

SEC source: 0000897069-24-000950 · form4.xml · nonDerivative · entry 1

Bingham Betsy B · CIK 0001896667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,409

F1 · shares: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program.

F2 · price: The price represents the closing price of the Issuer's common stock on April 15, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

SEC source: 0000897069-24-000788 · form4.xml · derivative · entry 3

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On May 16, 2022, the reporting person was granted restricted stock units, which vest 50% on each of March 24, 2023 and March 25, 2024, subject to continued employment through such dates.

F4 · derivative.expiration_date: On May 16, 2022, the reporting person was granted restricted stock units, which vest 50% on each of March 24, 2023 and March 25, 2024, subject to continued employment through such dates.

SEC source: 0000897069-24-000788 · form4.xml · nonDerivative · entry 2

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,634

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Includes 955 shares acquired under the Company's Employee Stock Purchase Plan.

SEC source: 0000897069-24-000788 · form4.xml · nonDerivative · entry 1

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Includes 955 shares acquired under the Company's Employee Stock Purchase Plan.

SEC source: 0000897069-24-000174 · form4.xml · derivative · entry 1

England James Herbert · CIK 0001437823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,942

Underlying: Common Stock · 25,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000172 · form4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,945

Underlying: Common Stock · 4,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-24-000170 · form4.xml · derivative · entry 1

Hansen Cynthia L · CIK 0001629601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,039

Underlying: Common Stock · 14,548 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0000897069-23-001770 · form4.xml · derivative · entry 4

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,272

Underlying: Common Stock · 227,272 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0000897069-23-001770 · form4.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,522

Underlying: Common Stock · 6,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0000897069-23-001770 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,288

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.