FCEL

SEC source: 0000897069-25-000107 · form4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,024

Underlying: Common Stock · 537 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-25-000019 · form4.xml · derivative · entry 1

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F2 · derivative.exercise_date: On December 30, 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 30, 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

SEC source: 0000897069-25-000017 · form4.xml · derivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,500

Underlying: Common Stock · 58,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F2 · derivative.exercise_date: On December 30, 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 30, 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

SEC source: 0000897069-25-000015 · form4.xml · derivative · entry 1

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common Stock · 11,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F2 · derivative.exercise_date: On December 30, 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 30, 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

SEC source: 0000897069-25-000013 · form4.xml · derivative · entry 1

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F2 · derivative.exercise_date: On December 30 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 30 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

SEC source: 0000897069-25-000011 · form4.xml · derivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common Stock · 11,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F2 · derivative.exercise_date: On December 30 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 30 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

SEC source: 0000897069-24-002298 · form4.xml · derivative · entry 9

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 2,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F8 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F8 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F1 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002298 · form4.xml · nonDerivative · entry 6

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,240

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002298 · form4.xml · nonDerivative · entry 5

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002296 · form4.xml · derivative · entry 9

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 2,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F8 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F8 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F1 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002296 · form4.xml · nonDerivative · entry 6

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,027

F5 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002296 · form4.xml · nonDerivative · entry 5

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002294 · form4.xml · derivative · entry 9

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,636

Underlying: Common Stock · 11,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F8 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F8 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F1 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002294 · form4.xml · nonDerivative · entry 6

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,731

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002294 · form4.xml · nonDerivative · entry 5

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002292 · form4.xml · derivative · entry 9

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 2,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F8 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F8 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F1 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 6

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,818

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 5

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002290 · form4.xml · derivative · entry 9

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,183

Underlying: Common Stock · 4,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F8 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F8 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F1 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002290 · form4.xml · nonDerivative · entry 6

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,081

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002290 · form4.xml · nonDerivative · entry 5

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002298 · form4.xml · derivative · entry 8

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares were issued in settlement of earned performance share units.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 248 shares.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 248 shares.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002298 · form4.xml · derivative · entry 7

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F6 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002298 · form4.xml · nonDerivative · entry 4

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,633

F5 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

SEC source: 0000897069-24-002298 · form4.xml · nonDerivative · entry 3

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

SEC source: 0000897069-24-002298 · form4.xml · nonDerivative · entry 2

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,476

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002298 · form4.xml · nonDerivative · entry 1

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002296 · form4.xml · derivative · entry 8

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F7 · derivative.exercise_date: On May 16, 2022, the reporting person was granted restricted stock units, which vested 1/3 on each of December 10, 2022, December 10, 2023 and December 10, 2024, subject to continued employment.

F7 · derivative.expiration_date: On May 16, 2022, the reporting person was granted restricted stock units, which vested 1/3 on each of December 10, 2022, December 10, 2023 and December 10, 2024, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002296 · form4.xml · derivative · entry 7

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares were issued in settlement of earned performance share units.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Shares were issued in settlement of earned performance share units.

F6 · derivative.exercise_date: On May 16, 2022, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment. The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 343 shares.

F6 · derivative.expiration_date: On May 16, 2022, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment. The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 343 shares.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002296 · form4.xml · nonDerivative · entry 4

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,824

F5 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002296 · form4.xml · nonDerivative · entry 3

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002296 · form4.xml · nonDerivative · entry 2

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,721

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

SEC source: 0000897069-24-002296 · form4.xml · nonDerivative · entry 1

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Shares were issued in settlement of earned performance share units.

SEC source: 0000897069-24-002294 · form4.xml · derivative · entry 8

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares were issued in settlement of earned performance share units.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 1,097 shares.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 1,097 shares.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002294 · form4.xml · derivative · entry 7

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F6 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002294 · form4.xml · nonDerivative · entry 4

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,981

F5 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

SEC source: 0000897069-24-002294 · form4.xml · nonDerivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

SEC source: 0000897069-24-002294 · form4.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,448

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002294 · form4.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002292 · form4.xml · derivative · entry 8

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares were issued in settlement of earned performance share units.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 343 shares.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 343 shares.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002292 · form4.xml · derivative · entry 7

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F6 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 4

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,085

F5 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,850

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000897069-24-002290 · form4.xml · derivative · entry 8

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares were issued in settlement of earned performance share units.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F3 · price: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 343 shares.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 343 shares.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002290 · form4.xml · derivative · entry 7

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F6 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0000897069-24-002290 · form4.xml · nonDerivative · entry 4

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,618

F5 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

SEC source: 0000897069-24-002290 · form4.xml · nonDerivative · entry 3

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

SEC source: 0000897069-24-002290 · form4.xml · nonDerivative · entry 2

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,434

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.