Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 12, 2017 Filed Apr 14, 2017 22:01 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Tax withholdingcommon shares | 1,255 | $21.00 | $26,355.00 |
DisclosureSEC source: 0001140361-17-015918 · doc1.xml · nonDerivative · entry 2 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,857 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 22:01 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Grantcommon shares | 3,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015918 · doc1.xml · nonDerivative · entry 1 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,112 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 22:00 UTC |
Walker Paul SEVP, Direct Offices Division
|
Tax withholdingcommon shares | 763 | $21.00 | $16,023.00 |
DisclosureSEC source: 0001140361-17-015916 · doc1.xml · nonDerivative · entry 2 Walker Paul S · CIK 0001653286 · EVP, Direct Offices Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,318 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 22:00 UTC |
Walker Paul SEVP, Direct Offices Division
|
Grantcommon shares | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015916 · doc1.xml · nonDerivative · entry 1 Walker Paul S · CIK 0001653286 · EVP, Direct Offices Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,081 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:59 UTC |
Moon Shawn DExecutive Vice President
|
Tax withholdingcommon shares | 697 | $21.00 | $14,637.00 |
DisclosureSEC source: 0001140361-17-015915 · doc1.xml · nonDerivative · entry 2 Moon Shawn D · CIK 0001497927 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,348 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:59 UTC |
Moon Shawn DExecutive Vice President
|
Grantcommon shares | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015915 · doc1.xml · nonDerivative · entry 1 Moon Shawn D · CIK 0001497927 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,045 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:58 UTC |
Miller Scott JefferyEVP Bus Development/Marketing
|
Tax withholdingcommon shares | 529 | $21.00 | $11,109.00 |
DisclosureSEC source: 0001140361-17-015914 · doc1.xml · nonDerivative · entry 2 Miller Scott Jeffery · CIK 0001546049 · EVP Bus Development/Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:58 UTC |
Miller Scott JefferyEVP Bus Development/Marketing
|
Grantcommon shares | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015914 · doc1.xml · nonDerivative · entry 1 Miller Scott Jeffery · CIK 0001546049 · EVP Bus Development/Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,221 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:58 UTC |
Dom Colleen DEVP Operations
|
Tax withholdingcommon shares | 522 | $21.00 | $10,962.00 |
DisclosureSEC source: 0001140361-17-015913 · doc1.xml · nonDerivative · entry 2 Dom Colleen D · CIK 0001587704 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,553 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:58 UTC |
Dom Colleen DEVP Operations
|
Grantcommon shares | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015913 · doc1.xml · nonDerivative · entry 1 Dom Colleen D · CIK 0001587704 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,075 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:57 UTC | Tax withholdingcommon shares | 697 | $21.00 | $14,637.00 |
DisclosureSEC source: 0001140361-17-015912 · doc1.xml · nonDerivative · entry 2 Covey Michael Sean Merrill · CIK 0001446558 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,894 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
|
| April 12, 2017 Filed Apr 14, 2017 21:57 UTC | Grantcommon shares | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015912 · doc1.xml · nonDerivative · entry 1 Covey Michael Sean Merrill · CIK 0001446558 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,591 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
|
| April 12, 2017 Filed Apr 14, 2017 21:56 UTC |
Davis Clifton ToddEVP People Services
|
Tax withholdingcommon shares | 413 | $21.00 | $8,673.00 |
DisclosureSEC source: 0001140361-17-015911 · doc1.xml · nonDerivative · entry 2 Davis Clifton Todd · CIK 0001446557 · EVP People Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,236 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:56 UTC |
Davis Clifton ToddEVP People Services
|
Grantcommon shares | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015911 · doc1.xml · nonDerivative · entry 1 Davis Clifton Todd · CIK 0001446557 · EVP People Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,649 F1 · shares: LTIP Stock Award Vesting Q2 FY17. Read SEC document |
| April 11, 2017 Filed Oct 11, 2017 16:10 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038131 · doc1.xml · nonDerivative · entry 6 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,251 Read SEC document |
| April 11, 2017 Filed Oct 11, 2017 16:10 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038131 · doc1.xml · nonDerivative · entry 5 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,251 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 18:35 UTC |
PETERSON JOEL CLINTONDirector
|
Salecommon shares | 2,688 | $20.70 | $55,652.62 |
DisclosureSEC source: 0001140361-17-014598 · doc1.xml · nonDerivative · entry 1 PETERSON JOEL CLINTON · CIK 0001187891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,930 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $21.1, inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:18 UTC |
PETERSON JOEL CLINTONDirector
|
Salecommon shares | 1,792 | $19.10 | $34,227.20 |
DisclosureSEC source: 0001140361-17-014282 · doc1.xml · nonDerivative · entry 1 PETERSON JOEL CLINTON · CIK 0001187891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,618 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2016. Read SEC document |
| March 31, 2017 Filed Oct 11, 2017 16:12 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Giftcommon shares | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038133 · doc1.xml · nonDerivative · entry 1 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,169 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 00:04 UTC |
PETERSON JOEL CLINTONDirector
|
Salecommon shares | 1,793 | $18.04 | $32,343.93 |
DisclosureSEC source: 0001140361-17-010079 · doc1.xml · nonDerivative · entry 1 PETERSON JOEL CLINTON · CIK 0001187891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,410 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $18.15, inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 23:21 UTC |
PETERSON JOEL CLINTONDirector
|
Salecommon shares | 1,792 | $17.63 | $31,587.58 |
DisclosureSEC source: 0001140361-17-004025 · doc1.xml · nonDerivative · entry 1 PETERSON JOEL CLINTON · CIK 0001187891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,203 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.75, inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 24, 2017 Filed Oct 11, 2017 16:10 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 3,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038131 · doc1.xml · nonDerivative · entry 4 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,251 Read SEC document |
| January 24, 2017 Filed Oct 11, 2017 16:10 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 1,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038131 · doc1.xml · nonDerivative · entry 3 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,780 Read SEC document |
| January 24, 2017 Filed Oct 11, 2017 16:10 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 2,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038131 · doc1.xml · nonDerivative · entry 2 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,251 Read SEC document |
| January 24, 2017 Filed Oct 11, 2017 16:10 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 9,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038131 · doc1.xml · nonDerivative · entry 1 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,192 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:23 UTC |
CHRISTENSEN CLAYTON MDirector
|
Grantcommon shares | 4,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002581 · doc1.xml · nonDerivative · entry 1 CHRISTENSEN CLAYTON M · CIK 0001207451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,254 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:23 UTC |
Chow Anne HDirector
|
Grantcommon shares | 4,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002580 · doc1.xml · nonDerivative · entry 1 Chow Anne H · CIK 0001671343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,262 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:22 UTC |
Fung MichaelDirector
|
Grantcommon shares | 4,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002579 · doc1.xml · nonDerivative · entry 1 Fung Michael · CIK 0001555402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,054 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:22 UTC |
HEINER DENNIS GRANTDirector
|
Grantcommon shares | 4,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002578 · doc1.xml · nonDerivative · entry 1 HEINER DENNIS GRANT · CIK 0001264049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,463 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:21 UTC |
MCNAMARA DONALD JDirector
|
Grantcommon shares | 4,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002577 · doc1.xml · nonDerivative · entry 1 MCNAMARA DONALD J · CIK 0001017011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,940 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:20 UTC |
PETERSON JOEL CLINTONDirector
|
Grantcommon shares | 4,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002576 · doc1.xml · nonDerivative · entry 1 PETERSON JOEL CLINTON · CIK 0001187891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,995 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 23:19 UTC |
STEPP ESTHER KAYDirector
|
Grantcommon shares | 4,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002575 · doc1.xml · nonDerivative · entry 2 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,222 Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:00 UTC |
Miller Scott JefferyEVP Bus Development/Marketing
|
Tax withholdingcommon shares | 1,027 | $17.20 | $17,664.40 |
DisclosureSEC source: 0001140361-17-002589 · doc1.xml · nonDerivative · entry 2 Miller Scott Jeffery · CIK 0001546049 · EVP Bus Development/Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:00 UTC |
Miller Scott JefferyEVP Bus Development/Marketing
|
Grantcommon shares | 2,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002589 · doc1.xml · nonDerivative · entry 1 Miller Scott Jeffery · CIK 0001546049 · EVP Bus Development/Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,586 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:04 UTC |
Covey Michael Sean MerrillSVP Innovations and Marketing
|
Tax withholdingcommon shares | 1,573 | $17.20 | $27,055.60 |
DisclosureSEC source: 0001140361-17-002595 · doc1.xml · nonDerivative · entry 3 Covey Michael Sean Merrill · CIK 0001446558 · SVP Innovations and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,375 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:04 UTC |
Covey Michael Sean MerrillSVP Innovations and Marketing
|
Grantcommon shares | 4,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002595 · doc1.xml · nonDerivative · entry 2 Covey Michael Sean Merrill · CIK 0001446558 · SVP Innovations and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,948 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:03 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Tax withholdingcommon shares | 2,757 | $17.20 | $47,420.40 |
DisclosureSEC source: 0001140361-17-002593 · doc1.xml · nonDerivative · entry 2 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,234 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:03 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Grantcommon shares | 7,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002593 · doc1.xml · nonDerivative · entry 1 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,991 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:05 UTC |
Davis Clifton ToddVP People Services
|
Tax withholdingcommon shares | 896 | $17.20 | $15,411.20 |
DisclosureSEC source: 0001140361-17-002596 · doc1.xml · nonDerivative · entry 2 Davis Clifton Todd · CIK 0001446557 · VP People Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,541 F1 · shares: LTIP Stock Award Vesting Q1 FY17. F2 · balance_after: The variance in the total is because of a misstatement in his total from previous Forms 4. The total was off by 1,220 shares and is now reflected correctly in the total amount. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:05 UTC |
Davis Clifton ToddVP People Services
|
Grantcommon shares | 2,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002596 · doc1.xml · nonDerivative · entry 1 Davis Clifton Todd · CIK 0001446557 · VP People Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,437 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:03 UTC |
Walker Paul SEVP, Direct Offices Division
|
Tax withholdingcommon shares | 522 | $17.20 | $8,978.40 |
DisclosureSEC source: 0001140361-17-002594 · doc1.xml · nonDerivative · entry 2 Walker Paul S · CIK 0001653286 · EVP, Direct Offices Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:03 UTC |
Walker Paul SEVP, Direct Offices Division
|
Grantcommon shares | 1,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002594 · doc1.xml · nonDerivative · entry 1 Walker Paul S · CIK 0001653286 · EVP, Direct Offices Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:02 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Tax withholdingcommon shares | 7,690 | $17.20 | $132,268.00 |
DisclosureSEC source: 0001140361-17-002592 · doc1.xml · nonDerivative · entry 2 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,111 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:02 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Grantcommon shares | 23,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002592 · doc1.xml · nonDerivative · entry 1 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,801 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:01 UTC |
Moon Shawn DExecutive Vice President
|
Tax withholdingcommon shares | 1,573 | $17.20 | $27,055.60 |
DisclosureSEC source: 0001140361-17-002591 · doc1.xml · nonDerivative · entry 2 Moon Shawn D · CIK 0001497927 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,829 F1 · shares: LTIP Stock Award Vesting Q1 FY17 Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:01 UTC |
Moon Shawn DExecutive Vice President
|
Grantcommon shares | 4,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002591 · doc1.xml · nonDerivative · entry 1 Moon Shawn D · CIK 0001497927 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,402 F1 · shares: LTIP Stock Award Vesting Q1 FY17 Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:01 UTC |
Dom Colleen DEVP Operations
|
Tax withholdingcommon shares | 722 | $17.20 | $12,418.40 |
DisclosureSEC source: 0001140361-17-002590 · doc1.xml · nonDerivative · entry 2 Dom Colleen D · CIK 0001587704 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 00:01 UTC |
Dom Colleen DEVP Operations
|
Grantcommon shares | 1,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002590 · doc1.xml · nonDerivative · entry 1 Dom Colleen D · CIK 0001587704 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,411 F1 · shares: LTIP Stock Award Vesting Q1 FY17. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 23:51 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversionemployee stock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002219 · doc1.xml · derivative · entry 3 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 62,500 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 23:51 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Tax withholdingcommon shares | 42,442 | $17.35 | $736,368.70 |
DisclosureSEC source: 0001140361-17-002219 · doc1.xml · nonDerivative · entry 2 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,029 F1 · shares: Represents shares of common stock sold to settle the cashless exercise of the warrants. All other shares acquired through this cashless exercise remain held by Mr. Whitman. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.