Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2020 Filed Oct 6, 2021 17:11 UTC Amendment |
Dom Colleen DEVP Operations
|
Grantcommon shares | 10,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-017968 · doc1.xml · nonDerivative · entry 1 Dom Colleen D · CIK 0001587704 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,964 F1 · shares: On October 6, 2020, the reporting person filed a Form 4 which inadvertently double counted certain time-vesting shares in the amount of securities reported as acquired in this transaction. Read SEC document |
| October 02, 2020 Filed Oct 6, 2021 17:10 UTC Amendment |
Covey Michael Sean MerrillSVP Innovations and Marketing
|
Grantcommon shares | 10,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-017967 · doc1.xml · nonDerivative · entry 1 Covey Michael Sean Merrill · CIK 0001446558 · SVP Innovations and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,483 F1 · shares: On October 6, 2020, the reporting person filed a Form 4 which inadvertently double counted certain time-vesting shares in the amount of securities reported as acquired in this transaction. Read SEC document |
| October 02, 2020 Filed Oct 6, 2021 17:09 UTC Amendment |
Walker Paul SEVP, Direct Offices Division
|
Grantcommon shares | 15,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-017966 · doc1.xml · nonDerivative · entry 1 Walker Paul S · CIK 0001653286 · EVP, Direct Offices Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,737 F1 · shares: On October 6, 2020, the reporting person filed a Form 4 which inadvertently double counted certain time-vesting shares in the amount of securities reported as acquired in this transaction. Read SEC document |
| October 02, 2020 Filed Oct 6, 2021 17:08 UTC Amendment |
YOUNG STEPHEN DChief Financial Officer
|
Grantcommon shares | 18,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-017965 · doc1.xml · nonDerivative · entry 1 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,361 F1 · shares: On October 6, 2020, the reporting person filed a Form 4 which inadvertently double counted certain time-vesting shares in the amount of securities reported as acquired in this transaction. Read SEC document |
| October 02, 2020 Filed Oct 6, 2021 17:07 UTC Amendment |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Grantcommon shares | 61,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-017964 · doc1.xml · nonDerivative · entry 1 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,482 F1 · shares: On October 6, 2020, the reporting person filed a Form 4 which inadvertently double counted certain time-vesting shares in the amount of securities reported as acquired in this transaction. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 17:42 UTC |
STEPP ESTHER KAYDirector
|
Salecommon shares | 4,000 | $23.57 | $94,292.00 |
DisclosureSEC source: 0001567619-20-012471 · doc1.xml · nonDerivative · entry 1 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,650 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on January 16, 2020. F2 · price: The price reported in Column 4 is a weighted avearge price. These shares were sold in multiple transactions of prices ranging from $23.45 to $23.72 inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey So., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:29 UTC |
STEPP ESTHER KAYDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 14,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-011701 · doc1.xml · derivative · entry 3 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 14,453 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit under the Franklin Covey Co. Nonqualified Deferred Compensation Plan was the economic equivalent of one Franklin Covey Co., common share. On June 2, 2020, 14,453 phantom stock units were settled for an equal number of Franklin Covey Co. common shares. F1 · price: Each phantom stock unit under the Franklin Covey Co. Nonqualified Deferred Compensation Plan was the economic equivalent of one Franklin Covey Co., common share. On June 2, 2020, 14,453 phantom stock units were settled for an equal number of Franklin Covey Co. common shares. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:29 UTC |
STEPP ESTHER KAYDirector
|
Tax withholdingcommon shares | 6,779 | $20.32 | $137,749.28 |
DisclosureSEC source: 0001567619-20-011701 · doc1.xml · nonDerivative · entry 2 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,650 Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:29 UTC |
STEPP ESTHER KAYDirector
|
Exercise / conversioncommon shares | 14,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-011701 · doc1.xml · nonDerivative · entry 1 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit under the Franklin Covey Co. Nonqualified Deferred Compensation Plan was the economic equivalent of one Franklin Covey Co., common share. On June 2, 2020, 14,453 phantom stock units were settled for an equal number of Franklin Covey Co. common shares. Read SEC document |
| May 21, 2020 Filed May 22, 2020 17:41 UTC |
STEPP ESTHER KAYDirector
|
Salecommon shares | 4,000 | $19.80 | $79,204.00 |
DisclosureSEC source: 0001567619-20-010981 · doc1.xml · nonDerivative · entry 1 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,429 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on January 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions of prices ranging from $19.47 to $20.12 inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 11, 2020 Filed May 12, 2020 17:29 UTC |
Fung MichaelDirector
|
Purchasecommon shares | 4,830 | $20.77 | $100,299.78 |
DisclosureSEC source: 0001567619-20-009570 · doc1.xml · nonDerivative · entry 1 Fung Michael · CIK 0001555402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,353 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions of prices ranging from $20.69 to $20.88 inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 01, 2020 Filed Oct 8, 2020 22:50 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Giftcommon shares | 23,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017697 · doc1.xml · nonDerivative · entry 2 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,202 Read SEC document |
| April 21, 2020 Filed Apr 22, 2020 20:38 UTC |
STEPP ESTHER KAYDirector
|
Salecommon shares | 4,000 | $17.20 | $68,808.00 |
DisclosureSEC source: 0001567619-20-008262 · doc1.xml · nonDerivative · entry 1 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,429 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on January 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions of prices ranging from $16.80 to $17.46 inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 17:52 UTC |
STEPP ESTHER KAYDirector
|
Salecommon shares | 4,000 | $15.39 | $61,544.00 |
DisclosureSEC source: 0001567619-20-006879 · doc1.xml · nonDerivative · entry 1 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,429 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on January 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.92 to $15.82 inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 28, 2020 Filed Oct 8, 2020 22:50 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Giftcommon shares | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017697 · doc1.xml · nonDerivative · entry 1 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,952 Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:04 UTC |
STEPP ESTHER KAYDirector
|
Salecommon shares | 4,000 | $35.07 | $140,284.00 |
DisclosureSEC source: 0001567619-20-004699 · doc1.xml · nonDerivative · entry 1 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,429 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on January 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.42 inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 19, 2020 Filed Oct 8, 2020 22:51 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 73,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017698 · doc1.xml · nonDerivative · entry 3 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,768 Read SEC document |
| February 18, 2020 Filed Oct 8, 2020 22:51 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 22,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017698 · doc1.xml · nonDerivative · entry 2 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,018 Read SEC document |
| February 18, 2020 Filed Oct 8, 2020 22:51 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Giftcommon shares | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017698 · doc1.xml · nonDerivative · entry 1 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,778 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 22:09 UTC |
Chow Anne HDirector
|
Grantcommon shares | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001576 · doc1.xml · nonDerivative · entry 1 Chow Anne H · CIK 0001671343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,731 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 22:09 UTC |
Fung MichaelDirector
|
Grantcommon shares | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001575 · doc1.xml · nonDerivative · entry 1 Fung Michael · CIK 0001555402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,523 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 22:08 UTC |
PETERSON JOEL CLINTONDirector
|
Grantcommon shares | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001574 · doc1.xml · nonDerivative · entry 1 PETERSON JOEL CLINTON · CIK 0001187891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,956 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 22:07 UTC |
MCNAMARA DONALD JDirector
|
Grantcommon shares | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001573 · doc1.xml · nonDerivative · entry 1 MCNAMARA DONALD J · CIK 0001017011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,029 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 22:07 UTC |
STEPP ESTHER KAYDirector
|
Salecommon shares | 4,000 | $32.70 | $130,804.00 |
DisclosureSEC source: 0001567619-20-001572 · doc1.xml · nonDerivative · entry 2 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,429 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on January 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.51 to $32.93 inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 22:07 UTC |
STEPP ESTHER KAYDirector
|
Grantcommon shares | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001572 · doc1.xml · nonDerivative · entry 1 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,429 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 22:06 UTC |
VAN BEVER DEREK C MDirector
|
Grantcommon shares | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001571 · doc1.xml · nonDerivative · entry 1 VAN BEVER DEREK C M · CIK 0001208406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,060 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 22:05 UTC |
HEINER DENNIS GRANTDirector
|
Grantcommon shares | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001569 · doc1.xml · nonDerivative · entry 1 HEINER DENNIS GRANT · CIK 0001264049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,932 Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:08 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 43,750 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023458 · doc1.xml · derivative · entry 7 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 43,750 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:08 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 43,750 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023458 · doc1.xml · derivative · entry 6 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 43,750 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:08 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 43,750 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023458 · doc1.xml · derivative · entry 5 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 43,750 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:08 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Tax withholdingcommon shares | 83,410 | $34.72 | $2,895,995.20 |
DisclosureSEC source: 0001567619-19-023458 · doc1.xml · nonDerivative · entry 4 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,102 F2 · shares: This amount represents shares surrendered to cover the exercise amount and pay taxes. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:08 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Exercise / conversioncommon shares | 43,750 | $14.00 | $612,500.00 |
DisclosureSEC source: 0001567619-19-023458 · doc1.xml · nonDerivative · entry 3 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 represents the exercise of stock options that Mr. Young received almost ten years ago. These options would have expired January 2020. He exercised the options selecting the net-exercise method. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:08 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Exercise / conversioncommon shares | 43,750 | $12.00 | $525,000.00 |
DisclosureSEC source: 0001567619-19-023458 · doc1.xml · nonDerivative · entry 2 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 represents the exercise of stock options that Mr. Young received almost ten years ago. These options would have expired January 2020. He exercised the options selecting the net-exercise method. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:08 UTC |
YOUNG STEPHEN DChief Financial Officer
|
Exercise / conversioncommon shares | 43,750 | $10.00 | $437,500.00 |
DisclosureSEC source: 0001567619-19-023458 · doc1.xml · nonDerivative · entry 1 YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 represents the exercise of stock options that Mr. Young received almost ten years ago. These options would have expired January 2020. He exercised the options selecting the net-exercise method. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 31,250 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · derivative · entry 10 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: common stock · 31,250 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · derivative · entry 9 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 62,500 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · derivative · entry 8 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 62,500 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · derivative · entry 7 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 62,500 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Tax withholdingcommon shares | 137,514 | $34.72 | $4,774,486.08 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · nonDerivative · entry 6 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,638 F3 · shares: This amount represents shares surrendered to cover the exercise amount and pay taxes. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversioncommon shares | 31,250 | $9.00 | $281,250.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · nonDerivative · entry 5 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This Form 4 represents the exercise of ten year stock options that Mr. Whitman received almost ten years ago. In exercising these options he selected the net exercise method. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversioncommon shares | 62,500 | $14.00 | $875,000.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · nonDerivative · entry 4 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This Form 4 represents the exercise of ten year stock options that Mr. Whitman received almost ten years ago. In exercising these options he selected the net exercise method. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversioncommon shares | 62,500 | $12.00 | $750,000.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · nonDerivative · entry 3 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This Form 4 represents the exercise of ten year stock options that Mr. Whitman received almost ten years ago. In exercising these options he selected the net exercise method. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
|
Exercise / conversioncommon shares | 62,500 | $10.00 | $625,000.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · nonDerivative · entry 2 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This Form 4 represents the exercise of ten year stock options that Mr. Whitman received almost ten years ago. In exercising these options he selected the net exercise method. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 00:07 UTC |
WHITMAN ROBERT ADirector · Chief Executive Officer
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Othercommon shares | 214,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023456 · doc1.xml · nonDerivative · entry 1 WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,402 F1 · kind: Mr. Whitman or entities under his control received shares of Common Stock of the Issuer in connection with a distribution for no consideration made by Knowledge Capital Investment Group. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 21:06 UTC |
MCNAMARA DONALD JDirector
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OtherCommon Stock | 19,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-029654 · doc4.xml · nonDerivative · entry 1 MCNAMARA DONALD J · CIK 0001017011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,969 F1 · kind: Mr. McNamara or entities under his control received shares of Common Stock of the Issuer in connection with a distribution for no consideration made by Knowledge Capital Investment Group. Read SEC document |
| December 13, 2019 Filed Jan 27, 2020 22:08 UTC |
PETERSON JOEL CLINTONDirector
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Giftcommon shares | 3,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001574 · doc1.xml · nonDerivative · entry 2 PETERSON JOEL CLINTON · CIK 0001187891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,429 Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 22:29 UTC |
STEPP ESTHER KAYDirector
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Disposition to issuercommon shares | 5,000 | $35.14 | $175,700.00 |
DisclosureSEC source: 0001567619-19-022841 · doc1.xml · nonDerivative · entry 1 STEPP ESTHER KAY · CIK 0001183372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,369 Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:05 UTC |
KNOWLEDGE CAPITAL INVESTMENT GROUP10% owner
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Disposition to issuerCommon Stock | 284,608 | $35.14 | $10,000,015.15 |
DisclosureSEC source: 0000899243-19-028832 · doc4.xml · nonDerivative · entry 2 KNOWLEDGE CAPITAL INVESTMENT GROUP · CIK 0001088640 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,897 F2 · kind: The Reporting Person sold 284,608 shares of Common Stock to the Issuer in a private repurchase transaction on December 9, 2019. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:05 UTC |
KNOWLEDGE CAPITAL INVESTMENT GROUP10% owner
|
OtherCommon Stock | 2,202,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028832 · doc4.xml · nonDerivative · entry 1 KNOWLEDGE CAPITAL INVESTMENT GROUP · CIK 0001088640 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,505 F1 · kind: The Reporting Person made a distribution to its partners, for no consideration, of shares of Common Stock of the Issuer on December 9, 2019. Read SEC document |
| October 18, 2019 Filed Mar 6, 2020 21:35 UTC |
Davis Clifton ToddVP People Services
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Grantcommon shares | 945 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005827 · doc1.xml · nonDerivative · entry 1 Davis Clifton Todd · CIK 0001446557 · VP People Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,041 F1 · shares: FY20 LTIP Award, vesting in three years FY2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.