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FRANKLIN COVEY CO

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2471
SEC CIK
0000886206
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275

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 6, 2021 19:52 UTC
WHITMAN ROBERT ADirector · Executive Chairman
Grantcommon shares 61,130 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017977 · doc1.xml · nonDerivative · entry 1

WHITMAN ROBERT A · CIK 0001017012 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,818

Read SEC document
October 01, 2021 Filed Aug 9, 2022 22:18 UTC
Davis Clifton ToddVP People Services
Grantcommon shares 824 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015379 · doc1.xml · nonDerivative · entry 1

Davis Clifton Todd · CIK 0001446557 · VP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,876

F1 · shares: FY22 LTIP Award, vesting in 3 years FY2024.

Read SEC document
October 01, 2021 Filed Aug 9, 2022 22:17 UTC
Dom Colleen DEVP Operations
Grantcommon shares 1,220 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015378 · doc1.xml · nonDerivative · entry 1

Dom Colleen D · CIK 0001587704 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,278

F1 · shares: FY22 LTIP Award, vesting in 3 years FY2024.

Read SEC document
October 01, 2021 Filed Aug 9, 2022 22:17 UTC
Colosimo Jennifer C.President Enterprise Division
Grantcommon shares 1,220 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015377 · doc1.xml · nonDerivative · entry 1

Colosimo Jennifer C. · CIK 0001446503 · President Enterprise Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,166

F1 · shares: FY22 LTIP Award, vesting in 3 years FY2024.

Read SEC document
October 01, 2021 Filed Aug 9, 2022 22:16 UTC
Covey Michael Sean MerrillPresident Education Division
Grantcommon shares 1,342 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015376 · doc1.xml · nonDerivative · entry 1

Covey Michael Sean Merrill · CIK 0001446558 · President Education Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,108

F1 · shares: FY22 LTIP Award, vesting in 3 years FY2024.

Read SEC document
October 01, 2021 Filed Aug 9, 2022 22:15 UTC
YOUNG STEPHEN DChief Financial Officer
Grantcommon shares 2,135 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015375 · doc1.xml · nonDerivative · entry 1

YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,460

F1 · shares: FY22 LTIP Award, vesting in 3 years FY2024.

Read SEC document
October 01, 2021 Filed Aug 9, 2022 22:14 UTC
Walker Paul SChief Executive Officer
Grantcommon shares 4,575 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015374 · doc1.xml · nonDerivative · entry 1

Walker Paul S · CIK 0001653286 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,266

F1 · shares: FY22 LTIP Award, vesting in 3 years FY2024.

Read SEC document
October 01, 2021 Filed Aug 9, 2022 22:13 UTC
WHITMAN ROBERT ADirector · Executive Chairman
Grantcommon shares 6,100 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015373 · doc1.xml · nonDerivative · entry 1

WHITMAN ROBERT A · CIK 0001017012 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,396

F1 · shares: FY22 LTIP Award, vesting in 3 years FY2024.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 23:36 UTC
Davis Clifton ToddVP People Services
Tax withholdingcommon shares 369 $25.04 $9,239.76
Disclosure

SEC source: 0001567619-21-001551 · doc1.xml · nonDerivative · entry 1

Davis Clifton Todd · CIK 0001446557 · VP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,793

Read SEC document
January 25, 2021 Filed Jan 26, 2021 23:35 UTC
YOUNG STEPHEN DChief Financial Officer
Tax withholdingcommon shares 1,108 $25.04 $27,744.32
Disclosure

SEC source: 0001567619-21-001550 · doc1.xml · nonDerivative · entry 1

YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,176

Read SEC document
January 25, 2021 Filed Jan 26, 2021 23:34 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Tax withholdingcommon shares 3,958 $25.04 $99,108.32
Disclosure

SEC source: 0001567619-21-001549 · doc1.xml · nonDerivative · entry 1

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,624

Read SEC document
January 22, 2021 Filed Jan 26, 2021 23:29 UTC Grantcommon shares 4,007 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001547 · doc1.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Read SEC document
January 22, 2021 Filed Jan 26, 2021 23:29 UTC Grantcommon shares 4,007 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001548 · doc1.xml · nonDerivative · entry 1

VAN BEVER DEREK C M · CIK 0001208406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,067

Read SEC document
January 22, 2021 Filed Jan 26, 2021 23:28 UTC
Chow Anne HDirector
Grantcommon shares 4,007 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001546 · doc1.xml · nonDerivative · entry 1

Chow Anne H · CIK 0001671343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,738

Read SEC document
January 22, 2021 Filed Jan 26, 2021 23:28 UTC
Fung MichaelDirector
Grantcommon shares 4,007 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001545 · doc1.xml · nonDerivative · entry 1

Fung Michael · CIK 0001555402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,360

Read SEC document
January 22, 2021 Filed Jan 26, 2021 23:27 UTC Grantcommon shares 4,007 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001544 · doc1.xml · nonDerivative · entry 1

HEINER DENNIS GRANT · CIK 0001264049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,939

Read SEC document
January 22, 2021 Filed Jan 26, 2021 23:26 UTC Grantcommon shares 4,007 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001543 · doc1.xml · nonDerivative · entry 1

MCNAMARA DONALD J · CIK 0001017011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,036

Read SEC document
January 22, 2021 Filed Jan 26, 2021 23:25 UTC Grantcommon shares 4,007 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001542 · doc1.xml · nonDerivative · entry 1

PETERSON JOEL CLINTON · CIK 0001187891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,436

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 62,500 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · derivative · entry 9

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 62,500 shares

Expires 2021-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 62,500 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · derivative · entry 8

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 62,500 shares

Expires 2021-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 62,500 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · derivative · entry 7

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 62,500 shares

Expires 2021-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 31,250 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · derivative · entry 6

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 31,250 shares

Expires 2021-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Tax withholdingcommon shares 154,342 $24.67 $3,807,617.14
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · nonDerivative · entry 5

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,582

F2 · shares: This amount represents shares surrendered to cover the exercise amount and pay taxes.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Exercise / conversioncommon shares 62,500 $14.00 $875,000.00
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · nonDerivative · entry 4

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 represents the exercise of ten year stock options that Mr. Whitman received almost ten years ago. In exercising these options he selected the net exercise method.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Exercise / conversioncommon shares 62,500 $12.00 $750,000.00
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · nonDerivative · entry 3

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 represents the exercise of ten year stock options that Mr. Whitman received almost ten years ago. In exercising these options he selected the net exercise method.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Exercise / conversioncommon shares 62,500 $10.00 $625,000.00
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · nonDerivative · entry 2

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 represents the exercise of ten year stock options that Mr. Whitman received almost ten years ago. In exercising these options he selected the net exercise method.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:30 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Exercise / conversioncommon shares 31,250 $9.00 $281,250.00
Disclosure

SEC source: 0001567619-21-001028 · doc1.xml · nonDerivative · entry 1

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 represents the exercise of ten year stock options that Mr. Whitman received almost ten years ago. In exercising these options he selected the net exercise method.

Read SEC document
November 24, 2020 Filed Dec 1, 2020 21:44 UTC Salecommon shares 4,075 $22.61 $92,119.45
Disclosure

SEC source: 0001567619-20-020459 · doc1.xml · nonDerivative · entry 2

STEPP ESTHER KAY · CIK 0001183372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,540

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions of prices ranging from $22.08 to $23.04 inclusive. The reporting person undertakes to provide Franklin Covey Co., any security holder of Franklin Covey Co., or staff of the Securities and Exchange Commission, on request, full information regarding the numbers of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 16, 2020 Filed Dec 1, 2020 21:44 UTC Giftcommon shares 4,035 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020459 · doc1.xml · nonDerivative · entry 1

STEPP ESTHER KAY · CIK 0001183372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,615

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:27 UTC
Miller Scott JefferyEVP Bus Development/Marketing
Tax withholdingcommon shares 2,933 $17.25 $50,594.25
Disclosure

SEC source: 0001567619-20-017625 · doc1.xml · nonDerivative · entry 2

Miller Scott Jeffery · CIK 0001546049 · EVP Bus Development/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,809

F1 · shares: LTIP stock award vesting Q4FY20

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:27 UTC
Miller Scott JefferyEVP Bus Development/Marketing
Grantcommon shares 10,011 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017625 · doc1.xml · nonDerivative · entry 1

Miller Scott Jeffery · CIK 0001546049 · EVP Bus Development/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,742

F1 · shares: LTIP stock award vesting Q4FY20

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:26 UTC
Walker Paul SEVP, Direct Offices Division
Grantcommon shares 6,160 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017624 · doc1.xml · nonDerivative · entry 3

Walker Paul S · CIK 0001653286 · EVP, Direct Offices Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,806

F2 · shares: FY21 LTIP Award, vesting in 3 years FY2023.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:26 UTC
Walker Paul SEVP, Direct Offices Division
Tax withholdingcommon shares 8,273 $17.25 $142,709.25
Disclosure

SEC source: 0001567619-20-017624 · doc1.xml · nonDerivative · entry 2

Walker Paul S · CIK 0001653286 · EVP, Direct Offices Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,646

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:26 UTC
Walker Paul SEVP, Direct Offices Division
Grantcommon shares 18,675 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017624 · doc1.xml · nonDerivative · entry 1

Walker Paul S · CIK 0001653286 · EVP, Direct Offices Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,919

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:26 UTC
Dom Colleen DEVP Operations
Grantcommon shares 2,899 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017623 · doc1.xml · nonDerivative · entry 3

Dom Colleen D · CIK 0001587704 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,548

F2 · shares: FY21 LTIP Award, vesting in 3 years FY2023.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:26 UTC
Dom Colleen DEVP Operations
Tax withholdingcommon shares 5,913 $17.25 $101,999.25
Disclosure

SEC source: 0001567619-20-017623 · doc1.xml · nonDerivative · entry 2

Dom Colleen D · CIK 0001587704 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,649

F1 · shares: LTIP stock award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:26 UTC
Dom Colleen DEVP Operations
Grantcommon shares 13,347 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017623 · doc1.xml · nonDerivative · entry 1

Dom Colleen D · CIK 0001587704 · EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,562

F1 · shares: LTIP stock award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:25 UTC
Davis Clifton ToddVP People Services
Grantcommon shares 1,957 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017622 · doc1.xml · nonDerivative · entry 3

Davis Clifton Todd · CIK 0001446557 · VP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,162

F2 · shares: FY21 LTIP Award, vesting in 3 years FY2023.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:25 UTC
Davis Clifton ToddVP People Services
Tax withholdingcommon shares 3,312 $17.25 $57,132.00
Disclosure

SEC source: 0001567619-20-017622 · doc1.xml · nonDerivative · entry 2

Davis Clifton Todd · CIK 0001446557 · VP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,205

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:25 UTC
Davis Clifton ToddVP People Services
Grantcommon shares 7,476 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017622 · doc1.xml · nonDerivative · entry 1

Davis Clifton Todd · CIK 0001446557 · VP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,517

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:25 UTC
Covey Michael Sean MerrillSVP Innovations and Marketing
Grantcommon shares 2,899 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017621 · doc1.xml · nonDerivative · entry 3

Covey Michael Sean Merrill · CIK 0001446558 · SVP Innovations and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,069

F2 · shares: FY21 LTIP Award, vesting in 3 years FY2023.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:25 UTC
Covey Michael Sean MerrillSVP Innovations and Marketing
Tax withholdingcommon shares 3,911 $17.25 $67,464.75
Disclosure

SEC source: 0001567619-20-017621 · doc1.xml · nonDerivative · entry 2

Covey Michael Sean Merrill · CIK 0001446558 · SVP Innovations and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,170

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:25 UTC
Covey Michael Sean MerrillSVP Innovations and Marketing
Grantcommon shares 13,347 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017621 · doc1.xml · nonDerivative · entry 1

Covey Michael Sean Merrill · CIK 0001446558 · SVP Innovations and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,081

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:24 UTC
YOUNG STEPHEN DChief Financial Officer
Grantcommon shares 5,073 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017620 · doc1.xml · nonDerivative · entry 3

YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,634

F2 · shares: FY21 LTIP Award, vesting in 3 years FY2023.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:24 UTC
YOUNG STEPHEN DChief Financial Officer
Tax withholdingcommon shares 10,346 $17.25 $178,468.50
Disclosure

SEC source: 0001567619-20-017620 · doc1.xml · nonDerivative · entry 2

YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,561

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:24 UTC
YOUNG STEPHEN DChief Financial Officer
Grantcommon shares 23,355 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017620 · doc1.xml · nonDerivative · entry 1

YOUNG STEPHEN D · CIK 0001183381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,907

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:23 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Grantcommon shares 16,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017619 · doc1.xml · nonDerivative · entry 3

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,093

F2 · shares: FY21 LTIP Award, vesting in 3 years FY2023.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:23 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Tax withholdingcommon shares 33,992 $17.25 $586,362.00
Disclosure

SEC source: 0001567619-20-017619 · doc1.xml · nonDerivative · entry 2

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,426

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:23 UTC
WHITMAN ROBERT ADirector · Chief Executive Officer
Grantcommon shares 76,731 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017619 · doc1.xml · nonDerivative · entry 1

WHITMAN ROBERT A · CIK 0001017012 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,418

F1 · shares: LTIP Stock Award vesting Q4FY20.

Read SEC document
October 02, 2020 Filed Oct 6, 2021 17:11 UTC Amendment
Davis Clifton ToddVP People Services
Grantcommon shares 6,021 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017969 · doc1.xml · nonDerivative · entry 1

Davis Clifton Todd · CIK 0001446557 · VP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,062

F1 · shares: On October 6, 2020, the reporting person filed a Form 4 which inadvertently double counted certain time-vesting shares in the amount of securities reported as acquired in this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.