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FBIO

Fortress Biotech, Inc.

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6822
SEC CIK
0001429260
Parsed reports
130

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Jul 21, 2017 20:08 UTC GrantDeferred Restricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000719 · doc4_4608.xml · derivative · entry 3

Harvey Jimmie · CIK 0001529687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,998

Underlying: Common Stock · 16,666 shares

Expires not disclosed

F3 · derivative.exercise_price: The Reporting Person was granted RSUs for service on the Strategic Transaction Committee in 2015, vesting one-third annually beginning on March 12, 2016. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Plan. Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F2 · price: Upon the vesting of RSUs, the Reporting Person deferred the receipt of 16,666 shares of common stock and received instead 16,666 shares of deferred RSUs.

F3 · derivative.exercise_date: The Reporting Person was granted RSUs for service on the Strategic Transaction Committee in 2015, vesting one-third annually beginning on March 12, 2016. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Plan. Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F3 · derivative.expiration_date: The Reporting Person was granted RSUs for service on the Strategic Transaction Committee in 2015, vesting one-third annually beginning on March 12, 2016. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Plan. Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

Read SEC document
March 10, 2017 Filed Jul 21, 2017 20:08 UTC GrantDeferred Restricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000719 · doc4_4608.xml · derivative · entry 2

Harvey Jimmie · CIK 0001529687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,998

Underlying: Common Stock · 16,666 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2015, vesting one-third annually beginning on March 12, 2016. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F2 · price: Upon the vesting of RSUs, the Reporting Person deferred the receipt of 16,666 shares of common stock and received instead 16,666 shares of deferred RSUs.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2015, vesting one-third annually beginning on March 12, 2016. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2015, vesting one-third annually beginning on March 12, 2016. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

Read SEC document
January 01, 2017 Filed Jan 24, 2017 19:01 UTC
LOBELL J JAYDirector
GrantCommon Stock, par value $0.001 100,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000108 · doc4_4431.xml · nonDerivative · entry 1

LOBELL J JAY · CIK 0001172659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,000

F1 · shares: One-third of the shares will vest on each of January 1, 2018, 2019 and 2020, and subject to continued service on the board of directors.

Read SEC document
January 01, 2017 Filed Jan 24, 2017 18:58 UTC
Klein DovDirector
GrantDeferred Restricted Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000107 · doc4_4412.xml · derivative · entry 4

Klein Dov · CIK 0001647971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,999

Underlying: Common Stock · 26,666 shares

Expires not disclosed

F2 · derivative.exercise_price: The Reporting Person was granted 100,000 shares of restricted common stock of the Issuer on January 1, 2016 for his service on the Issuer's Board of Directors. The shares vest one-third annually beginning on January 1, 2017. The Reporting Person deferred the receipt of 80% of the vested shares and, on January 1, 2017, received instead 26,666 shares of deferred restricted stock units pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). As a result, the Reporting Person is reporting the disposition of 26,666 shares of Issuer common stock in exchange for an equal number of deferred restricted stock units.

F2 · price: The Reporting Person was granted 100,000 shares of restricted common stock of the Issuer on January 1, 2016 for his service on the Issuer's Board of Directors. The shares vest one-third annually beginning on January 1, 2017. The Reporting Person deferred the receipt of 80% of the vested shares and, on January 1, 2017, received instead 26,666 shares of deferred restricted stock units pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). As a result, the Reporting Person is reporting the disposition of 26,666 shares of Issuer common stock in exchange for an equal number of deferred restricted stock units.

F3 · derivative.exercise_date: Each deferred restricted stock unit will be settled in one share of the Issuer's common stock at the time and in the matter set forth in the Plan.

F3 · derivative.expiration_date: Each deferred restricted stock unit will be settled in one share of the Issuer's common stock at the time and in the matter set forth in the Plan.

Read SEC document
January 01, 2017 Filed Jan 24, 2017 18:58 UTC
Klein DovDirector
Disposition to issuerCommon Stock, par value $0.001 26,666 $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000107 · doc4_4412.xml · nonDerivative · entry 2

Klein Dov · CIK 0001647971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,001

F2 · price: The Reporting Person was granted 100,000 shares of restricted common stock of the Issuer on January 1, 2016 for his service on the Issuer's Board of Directors. The shares vest one-third annually beginning on January 1, 2017. The Reporting Person deferred the receipt of 80% of the vested shares and, on January 1, 2017, received instead 26,666 shares of deferred restricted stock units pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). As a result, the Reporting Person is reporting the disposition of 26,666 shares of Issuer common stock in exchange for an equal number of deferred restricted stock units.

Read SEC document
January 01, 2017 Filed Jan 24, 2017 18:58 UTC
Klein DovDirector
GrantCommon Stock, par value $0.001 100,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000107 · doc4_4412.xml · nonDerivative · entry 1

Klein Dov · CIK 0001647971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,667

F1 · shares: One-third of the shares will vest on each of January 1, 2018, 2019 and 2020, and subject to continued service on the board of directors.

Read SEC document
January 01, 2017 Filed Jan 25, 2017 00:02 UTC GrantCommon Stock, par value $0.001 100,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000109 · doc4_4421.xml · nonDerivative · entry 1

Rowinsky Eric K · CIK 0001318886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

F1 · shares: One-third of the shares will vest on each of January 1, 2018, 2019 and 2020, and subject to continued service on the board of directors.

Read SEC document
January 01, 2017 Filed Jan 24, 2017 23:56 UTC GrantDeferred Restricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000106 · doc4_4430.xml · derivative · entry 2

Hoenlein Malcolm · CIK 0001294517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,332

Underlying: Common Stock · 16,666 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F2 · price: Upon the vesting of RSUs, the Reporting Person deferred the receipt of 16,666 shares of common stock and received instead 16,666 shares of deferred RSUs.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

Read SEC document
January 01, 2017 Filed Jan 24, 2017 23:54 UTC GrantDeferred Restricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000105 · doc4_4411.xml · derivative · entry 3

Harvey Jimmie · CIK 0001529687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,332

Underlying: Common Stock · 16,666 shares

Expires not disclosed

F3 · derivative.exercise_price: The Reporting Person was granted RSUs for service on the Strategic Transaction Committee in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Plan. Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F2 · price: Upon the vesting of RSUs, the Reporting Person deferred the receipt of 16,666 shares of common stock and received instead 16,666 shares of deferred RSUs.

F3 · derivative.exercise_date: The Reporting Person was granted RSUs for service on the Strategic Transaction Committee in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Plan. Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F3 · derivative.expiration_date: The Reporting Person was granted RSUs for service on the Strategic Transaction Committee in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Plan. Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

Read SEC document
January 01, 2017 Filed Jan 24, 2017 23:54 UTC GrantDeferred Restricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000105 · doc4_4411.xml · derivative · entry 2

Harvey Jimmie · CIK 0001529687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,332

Underlying: Common Stock · 16,666 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F2 · price: Upon the vesting of RSUs, the Reporting Person deferred the receipt of 16,666 shares of common stock and received instead 16,666 shares of deferred RSUs.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2016, vesting one-third annually beginning on January 1, 2017. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.

Read SEC document
January 01, 2017 Filed Jan 27, 2017 21:12 UTC
ROSENWALD LINDSAY A MDDirector · President and CEO · 10% owner
GrantCommon Stock, par value $0.001 552,698 $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000116 · doc4_4441.xml · nonDerivative · entry 2

ROSENWALD LINDSAY A MD · CIK 0000941841 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,857,168

F2 · shares: Represents an award of restricted shares of the Issuer's common stock made pursuant to the Fortress Biotech, Inc. Long Term Incentive Plan.

Read SEC document
January 01, 2017 Filed Jan 27, 2017 16:22 UTC
WEISS MICHAEL SDirector · Exec. VC - Strategic Dev. · 10% owner
GrantCommon Stock, par value $0.001 552,698 $0.00 $0.00
Disclosure

SEC source: 0001638599-17-000117 · doc4_4440.xml · nonDerivative · entry 1

WEISS MICHAEL S · CIK 0001038977 · Director · Exec. VC - Strategic Dev. · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001,170

F1 · shares: Represents an award of restricted shares of the Issuer's common stock made pursuant to the Fortress Biotech, Inc. Long Term Incentive Plan.

Read SEC document
December 01, 2016 Filed Jan 27, 2017 21:12 UTC
ROSENWALD LINDSAY A MDDirector · President and CEO · 10% owner
PurchaseCommon Stock, par value $0.001 731 $2.03 $1,483.93
Disclosure

SEC source: 0001638599-17-000116 · doc4_4441.xml · nonDerivative · entry 1

ROSENWALD LINDSAY A MD · CIK 0000941841 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,304,470

F1 · shares: These shares were acquired under the Issuer's 2012 Employee Stock Purchase Plan.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:23 UTC
Avgerinos GeorgeSVP, Biologics Operations
SaleCommon Stock, par value $0.001 33,912 $2.55 $86,475.60
Disclosure

SEC source: 0001638599-16-001415 · doc4_4237.xml · nonDerivative · entry 2

Avgerinos George · CIK 0001578699 · SVP, Biologics Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,088

F2 · price: This transaction was executed in multiple trades ranging from $2.53 to $2.62. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:23 UTC
Avgerinos GeorgeSVP, Biologics Operations
SaleCommon Stock, par value $0.001 15,000 $2.54 $38,100.00
Disclosure

SEC source: 0001638599-16-001415 · doc4_4237.xml · nonDerivative · entry 1

Avgerinos George · CIK 0001578699 · SVP, Biologics Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,000

F1 · price: This transaction was executed in multiple trades ranging from $2.49 to $2.58. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:08 UTC
Avgerinos GeorgeSVP, Biologics Operations
GrantCommon Stock, par value $0.001 150,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-16-001407 · doc4_4232.xml · nonDerivative · entry 1

Avgerinos George · CIK 0001578699 · SVP, Biologics Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,000

F1 · shares: Represents shares of common stock issued to the Reporting Person upon the partial vesting of an award of restricted stock units initially made on July 15, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.