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Nasdaq · USD

FATE

FATE THERAPEUTICS INC

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5968
SEC CIK
0001434316
Parsed reports
323

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 22, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,846 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · derivative · entry 10

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,846 shares

Expires 2025-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · derivative · entry 9

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 10,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 30,000 $58.88 $1,766,400.00
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · nonDerivative · entry 7

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 15,154 $2.70 $40,915.80
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · nonDerivative · entry 6

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 4,846 $4.84 $23,454.64
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · nonDerivative · entry 5

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $2.73 $27,300.00
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · nonDerivative · entry 4

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · derivative · entry 8

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 30,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 14,765 $60.63 $895,201.95
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · nonDerivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.31 to $61.26 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 15,235 $59.82 $911,357.70
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,558

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.31 to $60.30 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 30,000 $2.73 $81,900.00
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:12 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001209191-21-058930 · doc4.xml · derivative · entry 5

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,643

Underlying: Common Stock · 50,000 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:12 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 11,844 $59.68 $706,861.76
Disclosure

SEC source: 0001209191-21-058930 · doc4.xml · nonDerivative · entry 4

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,048

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $59.45 to $60.07 per share.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:12 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 21,844 $58.96 $1,287,965.93
Disclosure

SEC source: 0001209191-21-058930 · doc4.xml · nonDerivative · entry 3

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,892

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $58.45 to $59.44 per share.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:12 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 16,312 $58.03 $946,634.30
Disclosure

SEC source: 0001209191-21-058930 · doc4.xml · nonDerivative · entry 2

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $57.41 to $58.36 to per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 4.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:12 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon Stock 50,000 $6.55 $327,500.00
Disclosure

SEC source: 0001209191-21-058930 · doc4.xml · nonDerivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 20:14 UTC
Dulac Edward J IIIChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 17,325 $0.00 Strike: $35.52 $0.00
Disclosure

SEC source: 0001209191-21-058176 · doc4.xml · derivative · entry 3

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,675

Underlying: Common Stock · 17,325 shares

Expires 2030-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 28, 2021.

F2 · derivative.exercise_date: The option shall vest as to 25% of the underlying shares on August 17, 2021 and thereafter on a monthly basis for 36 additional months, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 20:14 UTC
Dulac Edward J IIIChief Financial Officer
SaleCommon Stock 19,460 $62.53 $1,216,833.80
Disclosure

SEC source: 0001209191-21-058176 · doc4.xml · nonDerivative · entry 2

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,404

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 28, 2021.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 20:14 UTC
Dulac Edward J IIIChief Financial Officer
Exercise / conversionCommon Stock 17,325 $35.52 $615,384.00
Disclosure

SEC source: 0001209191-21-058176 · doc4.xml · nonDerivative · entry 1

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 28, 2021.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:01 UTC
Valamehr BahramChief Development Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001209191-21-055867 · doc4.xml · derivative · entry 5

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,156

Underlying: Common Stock · 25,000 shares

Expires 2027-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:01 UTC
Valamehr BahramChief Development Officer
SaleCommon Stock 800 $67.46 $53,964.80
Disclosure

SEC source: 0001209191-21-055867 · doc4.xml · nonDerivative · entry 4

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,740

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F4 · price: Represents the weighted average sale price of the shares sold from $67.40 to $67.54 per share.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:01 UTC
Valamehr BahramChief Development Officer
SaleCommon Stock 8,391 $66.84 $560,878.77
Disclosure

SEC source: 0001209191-21-055867 · doc4.xml · nonDerivative · entry 3

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,540

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F3 · price: Represents the weighted average sale price of the shares sold from $66.40 to $67.38 per share.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:01 UTC
Valamehr BahramChief Development Officer
SaleCommon Stock 15,809 $65.94 $1,042,413.84
Disclosure

SEC source: 0001209191-21-055867 · doc4.xml · nonDerivative · entry 2

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,931

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F2 · price: Represents the weighted average sale price of the shares sold from $65.40 to $66.38 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of he Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:01 UTC
Valamehr BahramChief Development Officer
Exercise / conversionCommon Stock 25,000 $2.73 $68,250.00
Disclosure

SEC source: 0001209191-21-055867 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001209191-21-052744 · doc4.xml · derivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846

Underlying: Common Stock · 20,000 shares

Expires 2025-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:02 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 20,000 $88.01 $1,760,204.00
Disclosure

SEC source: 0001209191-21-052744 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $4.84 $96,700.00
Disclosure

SEC source: 0001209191-21-052744 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:01 UTC
Dulac Edward J IIIChief Financial Officer
SaleCommon Stock 63 $90.00 $5,670.00
Disclosure

SEC source: 0001209191-21-052742 · doc4.xml · nonDerivative · entry 3

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,539

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 10,000 shares of Common Stock underlying RSUs granted to the reporting person on August 17, 2020. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:01 UTC
Dulac Edward J IIIChief Financial Officer
SaleCommon Stock 1,474 $88.65 $130,670.10
Disclosure

SEC source: 0001209191-21-052742 · doc4.xml · nonDerivative · entry 2

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,602

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 10,000 shares of Common Stock underlying RSUs granted to the reporting person on August 17, 2020. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.47 to $89.26 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:01 UTC
Dulac Edward J IIIChief Financial Officer
SaleCommon Stock 1,937 $87.90 $170,262.30
Disclosure

SEC source: 0001209191-21-052742 · doc4.xml · nonDerivative · entry 1

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,076

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 10,000 shares of Common Stock underlying RSUs granted to the reporting person on August 17, 2020. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.42 to $88.33 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:04 UTC
Xu YuanDirector
GrantStock Option (Right to Buy) · Derivative 7,501 $0.00 Strike: $83.25 $0.00
Disclosure

SEC source: 0001209191-21-049914 · doc4.xml · derivative · entry 2

Xu Yuan · CIK 0001858214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,501

Underlying: Common Stock · 7,501 shares

Expires 2031-08-02

F2 · derivative.exercise_date: The option shall vest in 36 monthly installments after the grant date, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:04 UTC
Xu YuanDirector
GrantCommon Stock 4,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049914 · doc4.xml · nonDerivative · entry 1

Xu Yuan · CIK 0001858214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,744

F1 · kind: These shares were granted pursuant to a restricted stock unit award. The units will vest in three annual installments after the grant date, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

F1 · price: These shares were granted pursuant to a restricted stock unit award. The units will vest in three annual installments after the grant date, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · derivative · entry 10

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,846

Underlying: Common Stock · 20,000 shares

Expires 2025-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · derivative · entry 9

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 30,000 $85.28 $2,558,538.00
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · nonDerivative · entry 7

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $4.84 $96,800.00
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · nonDerivative · entry 6

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $2.73 $27,300.00
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · nonDerivative · entry 5

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

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July 22, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · derivative · entry 8

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 30,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F5 · derivative.exercise_date: This option is fully vested.

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July 22, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 1,600 $86.90 $139,044.16
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · nonDerivative · entry 4

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $86.76 to $87.15 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

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July 22, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 21,773 $86.19 $1,876,710.67
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · nonDerivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,393

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $85.76 to $86.75 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 6,627 $85.38 $565,820.55
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,166

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $84.76 to $85.74 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 20:05 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 30,000 $2.73 $81,900.00
Disclosure

SEC source: 0000899243-21-029868 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 15,383 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · derivative · entry 19

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,643

Underlying: Common Stock · 15,383 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F11 · derivative.exercise_date: This option is fully vested.

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July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 27,685 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · derivative · entry 18

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,315

Underlying: Common Stock · 27,685 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F11 · derivative.exercise_date: This option is fully vested.

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July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 6,932 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · derivative · entry 17

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,628

Underlying: Common Stock · 6,932 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F11 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 5,534 $0.00 Strike: $7.87 $0.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · derivative · entry 16

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,534 shares

Expires 2023-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F11 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 50,000 $84.56 $4,228,000.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 15

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,048

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 100 $95.30 $9,530.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 14

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,048

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 1,825 $94.63 $172,693.73
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 13

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,148

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F10 · price: Represents the weighted average sale price of the shares sold ranging from $94.22 to $95.12 per share.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 400 $93.31 $37,323.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 12

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,973

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F9 · price: Represents the weighted average sale price of the shares sold ranging from $93.21 to $93.54 per share.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 432 $92.26 $39,855.67
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 11

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,373

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F8 · price: Represents the weighted average sale price of the shares sold ranging from $91.88 to $92.41 per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.