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Nasdaq · USD

FATE

FATE THERAPEUTICS INC

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Tapewire entity
5968
SEC CIK
0001434316
Parsed reports
323

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2022 Filed Jan 13, 2022 21:09 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 4,519 $49.07 $221,747.33
Disclosure

SEC source: 0001209191-22-003174 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,546

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 16,500 shares of Common Stock underlying RSUs granted to the reporting person on January 8, 2020 and 10,807 shares of Common Stock underlying RSUs granted to the reporting person on January 20, 2021. These sales were made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through "sell to cover" transactions and do not represent discretionary trades by the reporting person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $48.70 to $49.40 per share.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:09 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 10,047 $48.50 $487,279.50
Disclosure

SEC source: 0001209191-22-003174 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,065

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 16,500 shares of Common Stock underlying RSUs granted to the reporting person on January 8, 2020 and 10,807 shares of Common Stock underlying RSUs granted to the reporting person on January 20, 2021. These sales were made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through "sell to cover" transactions and do not represent discretionary trades by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $47.70 to $48.69 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 3.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 536 $49.15 $26,344.40
Disclosure

SEC source: 0001209191-22-003172 · doc4.xml · nonDerivative · entry 2

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,849

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 6,250 shares of Common Stock underlying RSUs granted to the reporting person on January 8, 2020 and 4,503 shares of Common Stock underlying RSUs granted to the reporting person on January 20, 2021. These sales were made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through "sell to cover" transactions and do not represent discretionary trades by the reporting person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $48.74 to $49.40 per share.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 4,883 $48.46 $236,630.18
Disclosure

SEC source: 0001209191-22-003172 · doc4.xml · nonDerivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,385

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 6,250 shares of Common Stock underlying RSUs granted to the reporting person on January 8, 2020 and 4,503 shares of Common Stock underlying RSUs granted to the reporting person on January 20, 2021. These sales were made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through "sell to cover" transactions and do not represent discretionary trades by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $47.72 to $48.71 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 3.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:07 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 418 $49.12 $20,532.16
Disclosure

SEC source: 0001209191-22-003170 · doc4.xml · nonDerivative · entry 2

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,532

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 6,250 shares of Common Stock underlying RSUs granted to the reporting person on January 8, 2020 and 4,503 shares of Common Stock underlying RSUs granted to the reporting person on January 20, 2021. These sales were made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through "sell to cover" transactions and do not represent discretionary trades by the reporting person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $48.83 to $49.25 per share.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:07 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 4,152 $48.44 $201,122.88
Disclosure

SEC source: 0001209191-22-003170 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,950

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 6,250 shares of Common Stock underlying RSUs granted to the reporting person on January 8, 2020 and 4,503 shares of Common Stock underlying RSUs granted to the reporting person on January 20, 2021. These sales were made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through "sell to cover" transactions and do not represent discretionary trades by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $47.76 to $48.70 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 3.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:06 UTC
Dulac Edward J IIIChief Financial Officer
SaleCommon Stock 390 $49.16 $19,172.40
Disclosure

SEC source: 0001209191-22-003168 · doc4.xml · nonDerivative · entry 2

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,634

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 4,503 shares of Common Stock underlying RSUs granted to the reporting person on January 20, 2021. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $48.83 to $49.31 per share.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:06 UTC
Dulac Edward J IIIChief Financial Officer
SaleCommon Stock 1,380 $48.25 $66,585.00
Disclosure

SEC source: 0001209191-22-003168 · doc4.xml · nonDerivative · entry 1

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,024

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 4,503 shares of Common Stock underlying RSUs granted to the reporting person on January 20, 2021. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $47.71 to $48.59 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 3.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:07 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 101 $47.72 $4,819.72
Disclosure

SEC source: 0001209191-22-003054 · doc4.xml · nonDerivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,112

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 62,500 shares of Common Stock underlying RSUs granted to the reporting person on January 7, 2019. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:07 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 20,894 $47.17 $985,569.98
Disclosure

SEC source: 0001209191-22-003054 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,213

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 62,500 shares of Common Stock underlying RSUs granted to the reporting person on January 7, 2019. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $46.72 to $47.67 per share.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:07 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 13,161 $46.36 $610,143.96
Disclosure

SEC source: 0001209191-22-003054 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,107

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 62,500 shares of Common Stock underlying RSUs granted to the reporting person on January 7, 2019. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $45.72 to $46.70 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 3.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:06 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 643 $47.15 $30,317.45
Disclosure

SEC source: 0001209191-22-003051 · doc4.xml · nonDerivative · entry 2

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,268

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 15,000 shares of Common Stock underlying RSUs granted to the reporting person on January 7, 2019. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $46.97 to $47.42 per share.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:06 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 7,095 $46.37 $328,995.15
Disclosure

SEC source: 0001209191-22-003051 · doc4.xml · nonDerivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,911

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 15,000 shares of Common Stock underlying RSUs granted to the reporting person on January 7, 2019. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $45.71 to $46.65 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 3.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:05 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 351 $47.17 $16,556.67
Disclosure

SEC source: 0001209191-22-003047 · doc4.xml · nonDerivative · entry 2

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,102

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 15,000 shares of Common Stock underlying RSUs granted to the reporting person on January 7, 2019. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $46.77 to $47.42 per share.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:05 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 5,245 $46.33 $243,000.85
Disclosure

SEC source: 0001209191-22-003047 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,453

F1 · kind: Required number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of 15,000 shares of Common Stock underlying RSUs granted to the reporting person on January 7, 2019. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $45.71 to $46.65 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 3.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:03 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001209191-22-000647 · doc4.xml · derivative · entry 6

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,643

Underlying: Common Stock · 50,000 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F6 · derivative.exercise_date: This option is fully vested.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:03 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 861 $60.31 $51,926.91
Disclosure

SEC source: 0001209191-22-000647 · doc4.xml · nonDerivative · entry 5

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,006

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $60.30 to $60.33 per share.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:03 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 27,812 $59.86 $1,664,826.32
Disclosure

SEC source: 0001209191-22-000647 · doc4.xml · nonDerivative · entry 4

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,867

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $59.30 to $60.29 per share.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:03 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 16,900 $58.84 $994,396.00
Disclosure

SEC source: 0001209191-22-000647 · doc4.xml · nonDerivative · entry 3

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,679

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $58.26 to $59.25 per share.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:03 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 4,427 $57.76 $255,703.52
Disclosure

SEC source: 0001209191-22-000647 · doc4.xml · nonDerivative · entry 2

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,579

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $57.26 to $58.18 to per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 5.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:03 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon Stock 50,000 $6.55 $327,500.00
Disclosure

SEC source: 0001209191-22-000647 · doc4.xml · nonDerivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 21:08 UTC
Dulac Edward J IIIChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 14,437 $0.00 Strike: $35.52 $0.00
Disclosure

SEC source: 0001209191-21-070768 · doc4.xml · derivative · entry 3

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,238

Underlying: Common Stock · 14,437 shares

Expires 2030-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 28, 2021.

F2 · derivative.exercise_date: The option shall vest as to 25% of the underlying shares on August 17, 2021 and thereafter on a monthly basis for 36 additional months, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 21:08 UTC
Dulac Edward J IIIChief Financial Officer
SaleCommon Stock 15,977 $60.00 $958,620.00
Disclosure

SEC source: 0001209191-21-070768 · doc4.xml · nonDerivative · entry 2

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,404

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 28, 2021.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 21:08 UTC
Dulac Edward J IIIChief Financial Officer
Exercise / conversionCommon Stock 14,437 $35.52 $512,802.24
Disclosure

SEC source: 0001209191-21-070768 · doc4.xml · nonDerivative · entry 1

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 28, 2021.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:18 UTC
Valamehr BahramChief R&D Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001209191-21-069415 · doc4.xml · derivative · entry 7

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,156

Underlying: Common Stock · 25,000 shares

Expires 2027-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F7 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:18 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 1,600 $49.27 $78,832.00
Disclosure

SEC source: 0001209191-21-069415 · doc4.xml · nonDerivative · entry 6

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,698

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F6 · price: Represents the weighted average sale price of the shares sold from $49.21 to $49.40 per share.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:18 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 7,718 $48.75 $376,252.50
Disclosure

SEC source: 0001209191-21-069415 · doc4.xml · nonDerivative · entry 5

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,298

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F5 · price: Represents the weighted average sale price of the shares sold from $48.21 to $49.20 per share.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:18 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 6,564 $47.61 $312,512.04
Disclosure

SEC source: 0001209191-21-069415 · doc4.xml · nonDerivative · entry 4

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,016

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F4 · price: Represents the weighted average sale price of the shares sold from $47.21 to $48.20 per share.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:18 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 7,018 $46.72 $327,880.96
Disclosure

SEC source: 0001209191-21-069415 · doc4.xml · nonDerivative · entry 3

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,580

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F3 · price: Represents the weighted average sale price of the shares sold from $46.20 to $47.17 per share.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:18 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 2,100 $45.68 $95,928.00
Disclosure

SEC source: 0001209191-21-069415 · doc4.xml · nonDerivative · entry 2

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,598

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F2 · price: Represents the weighted average sale price of the shares sold from $45.18 to $46.17 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of he Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 6.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:18 UTC
Valamehr BahramChief R&D Officer
Exercise / conversionCommon Stock 25,000 $2.73 $68,250.00
Disclosure

SEC source: 0001209191-21-069415 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $16.32 $0.00
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · derivative · entry 9

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 7,500 shares

Expires 2029-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F8 · derivative.exercise_date: The option shall vest as to 25% of the underlying shares on April 15, 2020 and thereafter on a monthly basis for 36 additional months, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date

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December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
SaleCommon Stock 5 $55.54 $277.70
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · nonDerivative · entry 8

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,758

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

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December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
SaleCommon Stock 600 $54.58 $32,748.00
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · nonDerivative · entry 7

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,763

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F7 · price: Represents the weighted average sale price of the shares sold ranging from $54.33 to $54.98 per share.

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December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
SaleCommon Stock 1,031 $53.66 $55,323.46
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · nonDerivative · entry 6

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,363

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $53.10 to $54.02 per share.

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December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
SaleCommon Stock 1,822 $52.37 $95,418.14
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · nonDerivative · entry 5

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,394

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $52.09 to $52.87 per share.

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December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
SaleCommon Stock 1,045 $51.08 $53,378.60
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · nonDerivative · entry 4

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,216

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $50.96 to $51.22 per share.

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December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
SaleCommon Stock 900 $50.42 $45,378.00
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · nonDerivative · entry 3

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,261

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $49.96 to $50.89 per share.

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December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
SaleCommon Stock 2,097 $49.32 $103,424.04
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · nonDerivative · entry 2

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,161

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $48.95 to $49.87 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 7.

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December 10, 2021 Filed Dec 13, 2021 17:53 UTC
Chu Yu-WayeSenior VP Clinical Development
Exercise / conversionCommon Stock 7,500 $16.32 $122,400.00
Disclosure

SEC source: 0001209191-21-069313 · doc4.xml · nonDerivative · entry 1

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

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November 19, 2021 Filed Nov 22, 2021 17:38 UTC
Chu Yu-WayeSenior VP Clinical Development
GrantCommon Stock 60,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066156 · doc4.xml · nonDerivative · entry 1

Chu Yu-Waye · CIK 0001854586 · Senior VP Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,758

F1 · kind: These shares were granted pursuant to a performance-based restricted stock unit award. The units will vest in three approximately equal installments conditioned upon the achievement, on or before December 31, 2026, of up to three specified late-stage clinical and regulatory milestones of the issuer, so long as the reporting person continues to serve as an employee of the issuer through each milestone achievement.

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November 19, 2021 Filed Nov 22, 2021 22:45 UTC
Wolchko J ScottDirector · President and CEO
GrantCommon Stock 86,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066168 · doc4.xml · nonDerivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,268

F2 · kind: These shares were granted pursuant to a performance-based restricted stock unit award. The units will vest in three approximately equal installments conditioned upon the achievement, on or before December 31, 2026, of up to three specified late-stage clinical and regulatory milestones of the issuer, so long as the reporting person continues to serve as an employee of the issuer through each milestone achievement.

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November 19, 2021 Filed Nov 22, 2021 22:44 UTC
Valamehr BahramChief R&D Officer
GrantCommon Stock 60,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066165 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,698

F1 · kind: These shares were granted pursuant to a performance-based restricted stock unit award. The units will vest in three approximately equal installments conditioned upon the achievement, on or before December 31, 2026, of up to three specified late-stage clinical and regulatory milestones of the issuer, so long as the reporting person continues to serve as an employee of the issuer through each milestone achievement.

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November 19, 2021 Filed Nov 22, 2021 22:43 UTC
TAHL CINDYGeneral Counsel and Secretary
GrantCommon Stock 60,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066163 · doc4.xml · nonDerivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,006

F1 · kind: These shares were granted pursuant to a performance-based restricted stock unit award. The units will vest in three approximately equal installments conditioned upon the achievement, on or before December 31, 2026, of up to three specified late-stage clinical and regulatory milestones of the issuer, so long as the reporting person continues to serve as an employee of the issuer through each milestone achievement.

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November 19, 2021 Filed Nov 22, 2021 22:41 UTC
Plavsic MarkChief Technical Officer
GrantCommon Stock 59,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066162 · doc4.xml · nonDerivative · entry 1

Plavsic Mark · CIK 0001868719 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,540

F1 · kind: These shares were granted pursuant to a performance-based restricted stock unit award. The units will vest in three approximately equal installments conditioned upon the achievement, on or before December 31, 2026, of up to three specified late-stage clinical and regulatory milestones of the issuer, so long as the reporting person continues to serve as an employee of the issuer through each milestone achievement.

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November 19, 2021 Filed Nov 22, 2021 22:41 UTC
Dulac Edward J IIIChief Financial Officer
GrantCommon Stock 59,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066159 · doc4.xml · nonDerivative · entry 1

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,944

F1 · kind: These shares were granted pursuant to a performance-based restricted stock unit award. The units will vest in three approximately equal installments conditioned upon the achievement, on or before December 31, 2026, of up to three specified late-stage clinical and regulatory milestones of the issuer, so long as the reporting person continues to serve as an employee of the issuer through each milestone achievement.

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November 18, 2021 Filed Nov 22, 2021 22:45 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-21-066168 · doc4.xml · derivative · entry 4

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,446

Underlying: Common Stock · 20,000 shares

Expires 2026-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:45 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 20,000 $54.27 $1,085,400.00
Disclosure

SEC source: 0001209191-21-066168 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:45 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $2.70 $54,000.00
Disclosure

SEC source: 0001209191-21-066168 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:04 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 15,154 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-21-061485 · doc4.xml · derivative · entry 11

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,446

Underlying: Common Stock · 15,154 shares

Expires 2026-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.