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Nasdaq · USD

FATE

FATE THERAPEUTICS INC

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Tapewire entity
5968
SEC CIK
0001434316
Parsed reports
323

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2021 Filed Jan 12, 2021 21:16 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
PurchasePre-Funded Warrant to Purchase Common Stock · Derivative 257,310 $85.50 Strike: $0.00 $21,999,747.69
Disclosure

SEC source: 0001104659-21-003446 · tm212903-2_4seq1.xml · derivative · entry 2

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 257,310

Underlying: Common Stock · 257,310 shares

Expires not disclosed

F3 · derivative.expiration_date: The pre-funded warrant to purchase common stock of the Issuer has no expiration date.

F1 · ownership.nature: These securities are directly owned by certain private investment vehicles and separately managed accounts managed by Redmile Group, LLC ("Redmile") and may be deemed beneficially owned by Redmile as investment manager of such private investment vehicles and separately managed accounts. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: Michael Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:16 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
PurchaseCommon Stock 327,485 $85.50 $27,999,967.50
Disclosure

SEC source: 0001104659-21-003446 · tm212903-2_4seq1.xml · nonDerivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,957,222

F1 · ownership.nature: These securities are directly owned by certain private investment vehicles and separately managed accounts managed by Redmile Group, LLC ("Redmile") and may be deemed beneficially owned by Redmile as investment manager of such private investment vehicles and separately managed accounts. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: Michael Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:01 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $6.62 Not disclosed
Disclosure

SEC source: 0001209191-20-064374 · doc4.xml · derivative · entry 6

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,846

Underlying: Common Stock · 20,000 shares

Expires 2024-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F6 · price: Not applicable.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:01 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 100 $93.44 $9,344.00
Disclosure

SEC source: 0001209191-20-064374 · doc4.xml · nonDerivative · entry 5

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,969

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:01 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 2,796 $92.94 $259,865.27
Disclosure

SEC source: 0001209191-20-064374 · doc4.xml · nonDerivative · entry 4

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,069

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $92.43 to $93.35 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:01 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 13,936 $91.77 $1,278,913.69
Disclosure

SEC source: 0001209191-20-064374 · doc4.xml · nonDerivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,865

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $91.41 to $92.36 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:01 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 3,168 $90.98 $288,228.76
Disclosure

SEC source: 0001209191-20-064374 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,801

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $90.41 to $91.40 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:01 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon stock 20,000 $6.62 $132,400.00
Disclosure

SEC source: 0001209191-20-064374 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $2.90 Not disclosed
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · derivative · entry 10

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,156

Underlying: Common Stock · 25,000 shares

Expires 2026-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F10 · price: Not applicable.

F9 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
SaleCommon stock 100 $102.75 $10,275.00
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 9

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,211

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
SaleCommon stock 1,006 $102.06 $102,675.38
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 8

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,311

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F8 · price: Represents the weighted average sale price of shares sold ranging from $101.56 to $102.42 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
SaleCommon stock 400 $100.97 $40,388.00
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 7

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,317

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F7 · price: Represents the weighted average sale price of shares sold ranging from $100.48 to $101.41 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
SaleCommon stock 3,822 $99.77 $381,315.21
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 6

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,717

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F6 · price: Represents the weighted average sale price of shares sold ranging from $99.28 to $100.25 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
SaleCommon stock 3,148 $98.80 $311,012.64
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 5

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,539

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F5 · price: Represents the weighted average sale price of shares sold ranging from $98.28 to $99.26 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
SaleCommon stock 2,946 $97.70 $287,812.12
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 4

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,687

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F4 · price: Represents the weighted average sale price of shares sold ranging from $97.27 to $98.24 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
SaleCommon stock 11,765 $96.65 $1,137,141.37
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 3

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,633

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F3 · price: Represents the weighted average sale price of shares sold ranging from $96.23 to $97.21 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
SaleCommon stock 1,813 $95.89 $173,857.09
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 2

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,398

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F2 · price: Represents the weighted average sale price of shares sold ranging from $95.23 to $96.20 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:01 UTC
Valamehr BahramChief Development Officer
Exercise / conversionCommon stock 25,000 $2.90 $72,500.00
Disclosure

SEC source: 0001209191-20-063449 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 22:12 UTC
Shoemaker Daniel DChief Scientific Officer
SaleCommon stock 14,781 $52.40 $774,514.05
Disclosure

SEC source: 0001209191-20-058492 · doc4.xml · nonDerivative · entry 3

Shoemaker Daniel D · CIK 0001586892 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,091

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $51.96 to $52.88 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 22:12 UTC
Shoemaker Daniel DChief Scientific Officer
SaleCommon stock 5,287 $51.60 $272,825.06
Disclosure

SEC source: 0001209191-20-058492 · doc4.xml · nonDerivative · entry 2

Shoemaker Daniel D · CIK 0001586892 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,872

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $50.95 to $51.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 22:12 UTC
Shoemaker Daniel DChief Scientific Officer
SaleCommon stock 4,932 $50.37 $248,406.59
Disclosure

SEC source: 0001209191-20-058492 · doc4.xml · nonDerivative · entry 1

Shoemaker Daniel D · CIK 0001586892 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,159

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $49.91 to $50.90 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,154 Not disclosed Strike: $6.62 Not disclosed
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · derivative · entry 15

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,846

Underlying: Common Stock · 10,154 shares

Expires 2024-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F7 · price: Not applicable.

F8 · derivative.exercise_date: This option is fully vested.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 9,846 Not disclosed Strike: $7.87 Not disclosed
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · derivative · entry 14

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,846 shares

Expires 2023-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F7 · price: Not applicable.

F8 · derivative.exercise_date: This option is fully vested.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $2.73 Not disclosed
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · derivative · entry 13

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 10,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F7 · price: Not applicable.

F6 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 monthly installments beginning on February 4, 2017 such that this options is fully exercisable on January 4, 2021.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 10,154 $51.03 $518,158.62
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 11

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,969

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon stock 10,154 $6.62 $67,219.48
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 10

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 9,846 $51.03 $502,441.38
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 9

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,969

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon stock 9,846 $7.87 $77,488.02
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 8

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 10,000 $51.03 $510,300.00
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 7

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,969

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $2.73 $27,300.00
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 6

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.73 Not disclosed
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · derivative · entry 12

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 30,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F7 · price: Not applicable.

F6 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 monthly installments beginning on February 4, 2017 such that this options is fully exercisable on January 4, 2021.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 1,864 $54.47 $101,533.57
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 5

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,969

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $54.35 to $54.55 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 10,846 $53.98 $585,505.04
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 4

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,833

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $53.35 to $54.34 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 2,088 $52.66 $109,961.39
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,679

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $52.15 to $53.13 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

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November 12, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 15,202 $51.61 $784,523.53
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,767

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $51.14 to $52.13 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

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November 12, 2020 Filed Nov 16, 2020 21:02 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon stock 30,000 $2.73 $81,900.00
Disclosure

SEC source: 0001209191-20-058451 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

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November 05, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $2.90 Not disclosed
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · derivative · entry 9

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,149

Underlying: Common Stock · 10,000 shares

Expires 2026-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F5 · price: Not applicable.

F6 · derivative.exercise_date: This option is fully vested.

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November 05, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 9,282 Not disclosed Strike: $2.73 Not disclosed
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · derivative · entry 8

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 9,282 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 monthly installments beginning on February 4, 2017 such that this option is fully exercisable on January 4, 2021.

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November 05, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon stock 2,600 $51.15 $132,998.58
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · nonDerivative · entry 6

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,518

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $51.01 to $51.31 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon stock 16,682 $50.55 $843,253.41
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · nonDerivative · entry 5

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,118

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $50.00 to $50.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon stock 10,000 $2.90 $29,000.00
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · nonDerivative · entry 4

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon stock 9,282 $2.73 $25,339.86
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · nonDerivative · entry 3

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 51,519 Not disclosed Strike: $2.73 Not disclosed
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · derivative · entry 7

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,282

Underlying: Common Stock · 51,519 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 monthly installments beginning on February 4, 2017 such that this option is fully exercisable on January 4, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon stock 51,519 $50.41 $2,597,139.76
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · nonDerivative · entry 2

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,518

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $50.00 to $50.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:02 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon stock 51,519 $2.73 $140,646.87
Disclosure

SEC source: 0001209191-20-057265 · doc4.xml · nonDerivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 20:01 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 29,199 Not disclosed Strike: $2.73 Not disclosed
Disclosure

SEC source: 0001209191-20-055368 · doc4.xml · derivative · entry 3

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,801

Underlying: Common Stock · 29,199 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · price: Not applicable.

F3 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 monthly installments beginning on February 4, 2017 such that this option is fully exercisable on January 4, 2021.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 20:01 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon stock 29,199 $50.25 $1,467,211.79
Disclosure

SEC source: 0001209191-20-055368 · doc4.xml · nonDerivative · entry 2

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,518

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $50.00 to $50.8250 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 20:01 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon stock 29,199 $2.73 $79,713.27
Disclosure

SEC source: 0001209191-20-055368 · doc4.xml · nonDerivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:01 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 35,000 Not disclosed Strike: $2.73 Not disclosed
Disclosure

SEC source: 0001209191-20-053043 · doc4.xml · derivative · entry 5

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 35,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F6 · price: Not applicable.

F5 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 monthly installments beginning on February 4, 2017 such that this option is fully exercisable on January 4, 2021.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:01 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon stock 6,983 $41.95 $292,929.17
Disclosure

SEC source: 0001209191-20-053043 · doc4.xml · nonDerivative · entry 4

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,518

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $41.66 to $42.21 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.