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Nasdaq · USD

EYPT

EyePoint, Inc.

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Tapewire entity
5702
SEC CIK
0001314102
Parsed reports
348

Last 12 months

Inside the activity.

2 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202601
Feb 202601
Mar 202611
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2024 Filed Jan 25, 2024 23:24 UTC
Lurker NancyDirector · Executive Vice Chair
SaleCommon Stock 5,044 $24.97 $125,949.69
Disclosure

SEC source: 0001562180-24-000636 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · Executive Vice Chair

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,397

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.95 to $25.00. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:26 UTC
Paggiarino Dario A.Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,039 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001562180-24-000637 · primarydocument.xml · derivative · entry 10

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,586

Underlying: Common Stock · 2,039 shares

Expires 2030-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option to purchase vests and becomes exercisable ratably in forty-eight monthly installments which began March 28, 2020

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:26 UTC
Paggiarino Dario A.Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,096 $0.00 Strike: $13.13 $0.00
Disclosure

SEC source: 0001562180-24-000637 · primarydocument.xml · derivative · entry 9

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,204

Underlying: Common Stock · 3,096 shares

Expires 2031-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option to purchase will vest and become exercisable as follows: 25% at February 9th, 2021 and the remainder ratably, on a monthly basis, over the remaining three years.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:26 UTC
Paggiarino Dario A.Chief Medical Officer
SaleCommon Stock 3,096 $25.00 $77,400.00
Disclosure

SEC source: 0001562180-24-000637 · primarydocument.xml · nonDerivative · entry 4

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,505

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:26 UTC
Paggiarino Dario A.Chief Medical Officer
SaleCommon Stock 2,039 $25.00 $50,975.00
Disclosure

SEC source: 0001562180-24-000637 · primarydocument.xml · nonDerivative · entry 3

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,601

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:26 UTC
Paggiarino Dario A.Chief Medical Officer
Exercise / conversionCommon Stock 2,039 $12.90 $26,303.10
Disclosure

SEC source: 0001562180-24-000637 · primarydocument.xml · nonDerivative · entry 2

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:26 UTC
Paggiarino Dario A.Chief Medical Officer
Exercise / conversionCommon Stock 3,096 $13.13 $40,650.48
Disclosure

SEC source: 0001562180-24-000637 · primarydocument.xml · nonDerivative · entry 1

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 16:50 UTC
Jones David ScottSVP & Chief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 28,750 $0.00 Strike: $10.13 $0.00
Disclosure

SEC source: 0001562180-24-000581 · primarydocument.xml · derivative · entry 10

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 28,750 shares

Expires 2032-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option to purchase will vest and become exercisable as follows: 25% at February 9th, 2023 and the remainder ratably, on a monthly basis, over the remaining three years.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 16:50 UTC
Jones David ScottSVP & Chief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,416 $0.00 Strike: $11.47 $0.00
Disclosure

SEC source: 0001562180-24-000581 · primarydocument.xml · derivative · entry 9

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,584

Underlying: Common Stock · 5,416 shares

Expires 2031-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option to purchase will vest and become exercisable as follows: 25% at November 1st, 2022 and the remainder ratably, on a monthly basis, over the remaining three years.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 16:50 UTC
Jones David ScottSVP & Chief Commercial Officer
SaleCommon Stock 28,750 $22.69 $652,254.13
Disclosure

SEC source: 0001562180-24-000581 · primarydocument.xml · nonDerivative · entry 4

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,962

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $23.04. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 16:50 UTC
Jones David ScottSVP & Chief Commercial Officer
SaleCommon Stock 5,416 $22.24 $120,437.22
Disclosure

SEC source: 0001562180-24-000581 · primarydocument.xml · nonDerivative · entry 3

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,712

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $23.00. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 16:50 UTC
Jones David ScottSVP & Chief Commercial Officer
Exercise / conversionCommon Stock 5,416 $11.47 $62,121.52
Disclosure

SEC source: 0001562180-24-000581 · primarydocument.xml · nonDerivative · entry 2

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 16:50 UTC
Jones David ScottSVP & Chief Commercial Officer
Exercise / conversionCommon Stock 28,750 $10.13 $291,237.50
Disclosure

SEC source: 0001562180-24-000581 · primarydocument.xml · nonDerivative · entry 1

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2024 Filed Jan 11, 2024 21:00 UTC
Chen Bihua10% owner
PurchaseCommon Stock 750,000 $19.75 $14,812,500.00
Disclosure

SEC source: 0000929638-24-000081 · form4.xml · nonDerivative · entry 2

Cormorant Asset Management, LP · CIK 0001583977 · 10% owner

Chen Bihua · CIK 0001599214 · 10% owner

Cormorant Global Healthcare Master Fund, LP · CIK 0001618442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,893,235

F1 · ownership.nature: Cormorant Asset Management, LP ("Cormorant") serves as the investment manager of Cormorant Global Healthcare Master Fund, LP (the "Master Fund"). Cormorant Global Healthcare GP, LLC ("GP LLC") serves as General Partner of the Master Fund. Bihua Chen serves as manager of Cormorant, GP LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or her pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:55 UTC Salecommon stock 1,910,500 $19.45 $37,159,225.00
Disclosure

SEC source: 0001840315-24-000002 · primary_doc.xml · nonDerivative · entry 1

Ocumension Therapeutics · CIK 0001840315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,221

F1 · date: T+2 settlement on Jan 16

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:01 UTC
Liu YeDirector
SaleCommon Stock, $0.001 par value 1,910,500 $19.45 $37,159,225.00
Disclosure

SEC source: 0001562180-24-000466 · primarydocument.xml · nonDerivative · entry 1

Liu Ye · CIK 0001840407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Ocumension Therapeutics

Disclosed balance after: 100,221

F1 · ownership.nature: The shares are held by Ocumension Therapeutics. The reporting person is Chief Executive Officer and a Director of Ocumension Therapeutics. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:00 UTC
Chen Bihua10% owner
PurchaseCommon Stock 105,000 $21.32 $2,238,600.00
Disclosure

SEC source: 0000929638-24-000081 · form4.xml · nonDerivative · entry 1

Cormorant Asset Management, LP · CIK 0001583977 · 10% owner

Chen Bihua · CIK 0001599214 · 10% owner

Cormorant Global Healthcare Master Fund, LP · CIK 0001618442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,143,235

F2 · price: Represents the weighted average sale price of Common Stock (the "shares") purchased in a series of open market transactions on the transaction date at prices ranging from $20.90 to $21.50 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. All of the shares reported herein were purchased by the Master Fund.

F1 · ownership.nature: Cormorant Asset Management, LP ("Cormorant") serves as the investment manager of Cormorant Global Healthcare Master Fund, LP (the "Master Fund"). Cormorant Global Healthcare GP, LLC ("GP LLC") serves as General Partner of the Master Fund. Bihua Chen serves as manager of Cormorant, GP LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or her pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:53 UTC
Paggiarino Dario A.Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 22,913 $0.00 Strike: $3.26 $0.00
Disclosure

SEC source: 0001562180-24-000414 · primarydocument.xml · derivative · entry 3

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,742

Underlying: Common Stock · 22,913 shares

Expires 2033-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option to purchase will vest and become exercisable as follows: 25% at January 6th, 2024 and the remainder ratably, on a monthly basis, over the remaining three years.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:53 UTC
Paggiarino Dario A.Chief Medical Officer
SaleCommon Stock 22,913 $21.13 $484,124.19
Disclosure

SEC source: 0001562180-24-000414 · primarydocument.xml · nonDerivative · entry 2

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,505

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.54 to $21.94. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:53 UTC
Paggiarino Dario A.Chief Medical Officer
Exercise / conversionCommon Stock 22,913 $3.26 $74,696.38
Disclosure

SEC source: 0001562180-24-000414 · primarydocument.xml · nonDerivative · entry 1

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2024 Filed Jan 9, 2024 21:09 UTC
Jones David ScottSVP & Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000399 · primarydocument.xml · derivative · entry 5

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,570

Underlying: Common Stock · 15,285 shares

Expires 2033-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The restricted stock units vests in three ratable annual installments beginning January 6, 2024.

Read SEC document
January 06, 2024 Filed Jan 9, 2024 21:09 UTC
Jones David ScottSVP & Chief Commercial Officer
Tax withholdingCommon Stock 4,147 $20.40 $84,598.80
Disclosure

SEC source: 0001562180-24-000399 · primarydocument.xml · nonDerivative · entry 2

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,962

F2 · kind: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units

Read SEC document
January 06, 2024 Filed Jan 9, 2024 21:09 UTC
Jones David ScottSVP & Chief Commercial Officer
Exercise / conversionCommon Stock 15,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000399 · primarydocument.xml · nonDerivative · entry 1

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,691 shares acquired on July 31, 2023 pursuant to EyePoint's 2019 Employee Stock Purchase Plan.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:17 UTC
Lurker NancyDirector · Executive Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 75,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000402 · primarydocument.xml · derivative · entry 5

Lurker Nancy · CIK 0001450485 · Director · Executive Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,267

Underlying: Common Stock · 75,133 shares

Expires 2033-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vests in three ratable annual installments beginning January 6, 2024.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:17 UTC
Lurker NancyDirector · Executive Vice Chair
Tax withholdingCommon Stock 23,043 $20.40 $470,077.20
Disclosure

SEC source: 0001562180-24-000402 · primarydocument.xml · nonDerivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · Executive Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,441

F1 · kind: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:17 UTC
Lurker NancyDirector · Executive Vice Chair
Exercise / conversionCommon Stock 75,133 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000402 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · Executive Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:04 UTC
Elston GeorgeChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000397 · primarydocument.xml · derivative · entry 5

Elston George · CIK 0001429932 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,570

Underlying: Common Stock · 15,285 shares

Expires 2033-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The restricted stock units vests in three ratable annual installments beginning January 6, 2024.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:04 UTC
Elston GeorgeChief Financial Officer
Tax withholdingCommon Stock 4,911 $20.40 $100,184.40
Disclosure

SEC source: 0001562180-24-000397 · primarydocument.xml · nonDerivative · entry 2

Elston George · CIK 0001429932 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,308

F2 · price: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:04 UTC
Elston GeorgeChief Financial Officer
Exercise / conversionCommon Stock 15,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000397 · primarydocument.xml · nonDerivative · entry 1

Elston George · CIK 0001429932 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,818 shares acquired on January 31, 2023 pursuant to EyePoint's 2019 Employee Stock Purchase Plan.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:28 UTC
Paggiarino Dario A.Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 15,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000403 · primarydocument.xml · derivative · entry 5

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,570

Underlying: Common Stock · 15,285 shares

Expires 2033-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vests in three ratable annual installments beginning January 6, 2024.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:28 UTC
Paggiarino Dario A.Chief Medical Officer
Tax withholdingCommon Stock 4,487 $20.40 $91,534.80
Disclosure

SEC source: 0001562180-24-000403 · primarydocument.xml · nonDerivative · entry 2

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,505

F1 · kind: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:28 UTC
Paggiarino Dario A.Chief Medical Officer
Exercise / conversionCommon Stock 15,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000403 · primarydocument.xml · nonDerivative · entry 1

Paggiarino Dario A. · CIK 0001574261 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:11 UTC
Pine Michael CraigChief Corp Dev.&Strat. Officer
Exercise / conversionRestricted Stock Units · Derivative 15,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000400 · primarydocument.xml · derivative · entry 5

Pine Michael Craig · CIK 0001904458 · Chief Corp Dev.&Strat. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,570

Underlying: Common Stock · 15,285 shares

Expires 2033-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vests in three ratable annual installments beginning January 6, 2024.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:11 UTC
Pine Michael CraigChief Corp Dev.&Strat. Officer
Tax withholdingCommon Stock 5,966 $20.40 $121,706.40
Disclosure

SEC source: 0001562180-24-000400 · primarydocument.xml · nonDerivative · entry 2

Pine Michael Craig · CIK 0001904458 · Chief Corp Dev.&Strat. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,662

F1 · kind: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:11 UTC
Pine Michael CraigChief Corp Dev.&Strat. Officer
Exercise / conversionCommon Stock 15,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000400 · primarydocument.xml · nonDerivative · entry 1

Pine Michael Craig · CIK 0001904458 · Chief Corp Dev.&Strat. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:07 UTC
Duker Jay S.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000398 · primarydocument.xml · derivative · entry 5

Duker Jay S. · CIK 0001630864 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,587

Underlying: Common Stock · 20,793 shares

Expires 2033-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vests in three ratable annual installments beginning January 6, 2024.

Read SEC document
January 06, 2024 Filed Jan 10, 2024 02:07 UTC
Duker Jay S.Director · President and CEO
Tax withholdingCommon Stock 6,528 $20.40 $133,171.20
Disclosure

SEC source: 0001562180-24-000398 · primarydocument.xml · nonDerivative · entry 2

Duker Jay S. · CIK 0001630864 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,486

F1 · kind: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units

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January 06, 2024 Filed Jan 10, 2024 02:07 UTC
Duker Jay S.Director · President and CEO
Exercise / conversionCommon Stock 20,793 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000398 · primarydocument.xml · nonDerivative · entry 1

Duker Jay S. · CIK 0001630864 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 05, 2024 Filed Jan 9, 2024 20:53 UTC
ANDO GORANDirector
GrantStock Option (Right to Buy) · Derivative 23,598 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000392 · primarydocument.xml · derivative · entry 1

ANDO GORAN · CIK 0001110748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,598

Underlying: Common Stock · 23,598 shares

Expires 2034-01-04

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January 05, 2024 Filed Jan 9, 2024 21:09 UTC
Jones David ScottSVP & Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 42,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000399 · primarydocument.xml · derivative · entry 4

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2034-01-04

F4 · derivative.exercise_date: The option to purchase will vest and become exercisable as follows: 25% at January 5th, 2025 and the remainder ratably, on a monthly basis, over the remaining three years.

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January 05, 2024 Filed Jan 9, 2024 21:09 UTC
Jones David ScottSVP & Chief Commercial Officer
GrantRestricted Stock Units · Derivative 21,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000399 · primarydocument.xml · derivative · entry 3

Jones David Scott · CIK 0001779458 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2034-01-05

F3 · derivative.exercise_date: The restricted stock units will vest in three ratable annual installments beginning January 5, 2025.

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January 05, 2024 Filed Jan 9, 2024 20:55 UTC GrantStock Option (Right to Buy) · Derivative 25,014 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000395 · primarydocument.xml · derivative · entry 3

Landis John B. · CIK 0001477283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,014

Underlying: Common Stock · 25,014 shares

Expires 2034-01-04

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January 05, 2024 Filed Jan 9, 2024 20:55 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000395 · primarydocument.xml · derivative · entry 2

Landis John B. · CIK 0001477283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-01-04

Read SEC document
January 05, 2024 Filed Jan 9, 2024 20:55 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000395 · primarydocument.xml · derivative · entry 1

Landis John B. · CIK 0001477283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-01-04

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January 05, 2024 Filed Jan 10, 2024 02:17 UTC
Lurker NancyDirector · Executive Vice Chair
GrantStock Option (Right to Buy) · Derivative 77,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000402 · primarydocument.xml · derivative · entry 4

Lurker Nancy · CIK 0001450485 · Director · Executive Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,000

Underlying: Common Stock · 77,000 shares

Expires 2034-01-04

F3 · derivative.exercise_date: The option to purchase will vest and become exercisable as follows: 25% at January 5th, 2025 and the remainder ratably, on a monthly basis, over the remaining three years.

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January 05, 2024 Filed Jan 10, 2024 02:17 UTC
Lurker NancyDirector · Executive Vice Chair
GrantRestricted Stock Units · Derivative 38,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000402 · primarydocument.xml · derivative · entry 3

Lurker Nancy · CIK 0001450485 · Director · Executive Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-01-05

F2 · derivative.exercise_date: The restricted stock units will vest in three ratable annual installments beginning January 5, 2025.

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January 05, 2024 Filed Jan 10, 2024 02:04 UTC
Elston GeorgeChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000397 · primarydocument.xml · derivative · entry 4

Elston George · CIK 0001429932 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-01-04

F4 · derivative.exercise_date: The option to purchase will vest and become exercisable as follows: 25% at January 5th, 2025 and the remainder ratably, on a monthly basis, over the remaining three years.

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January 05, 2024 Filed Jan 10, 2024 02:04 UTC
Elston GeorgeChief Financial Officer
GrantRestricted Stock Units · Derivative 45,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000397 · primarydocument.xml · derivative · entry 3

Elston George · CIK 0001429932 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2034-01-05

F3 · derivative.exercise_date: The restricted stock units will vest in three ratable annual installments beginning January 5, 2025.

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January 05, 2024 Filed Jan 9, 2024 20:54 UTC GrantStock Option (Right to Buy) · Derivative 25,014 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000393 · primarydocument.xml · derivative · entry 1

DICICCO WENDY F · CIK 0001225165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,014

Underlying: Common Stock · 25,014 shares

Expires 2034-01-04

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January 05, 2024 Filed Jan 9, 2024 20:56 UTC GrantStock Option (Right to Buy) · Derivative 25,014 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000396 · primarydocument.xml · derivative · entry 1

GUYER DAVID R · CIK 0001277476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,014

Underlying: Common Stock · 25,014 shares

Expires 2034-01-04

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.