Tapewire

Nasdaq · USD

EYE

National Vision Holdings, Inc.

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Tapewire entity
1716
SEC CIK
0001710155
Parsed reports
405

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 2, 2022 16:48 UTC
FAHS L READEDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001181253-22-000004 · wf-form4_164625766399403.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,658

F2 · price: On February 28, 2022, 5,385 restricted stock units vested and 2,429 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 28, 2022 of the Company's common stock on NASDAQ was $36.67 per share.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 16:48 UTC
FAHS L READEDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,385 $0.00 $0.00
Disclosure

SEC source: 0001181253-22-000004 · wf-form4_164625766399403.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:46 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 598 $0.00 $0.00
Disclosure

SEC source: 0001767639-22-000004 · wf-form4_164625752403327.xml · derivative · entry 3

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005

Underlying: Common Stock · 598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F3 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 1,795 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 1,795 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:46 UTC
Brandman JaredSVP, GC and Secretary
Tax withholdingCommon Stock 270 Not disclosed Not disclosed
Disclosure

SEC source: 0001767639-22-000004 · wf-form4_164625752403327.xml · nonDerivative · entry 2

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,347

F2 · price: On February 28, 2022, 598 restricted stock units vested and 270 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 28, 2022 of the Company's common stock on NASDAQ was $36.67 per share.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:46 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionCommon Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001767639-22-000004 · wf-form4_164625752403327.xml · nonDerivative · entry 1

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:50 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 383 $0.00 $0.00
Disclosure

SEC source: 0001782487-22-000004 · wf-form4_164625782504871.xml · derivative · entry 3

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,831

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F4 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 1,149 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 1,149 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:50 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Tax withholdingCommon Stock 112 Not disclosed Not disclosed
Disclosure

SEC source: 0001782487-22-000004 · wf-form4_164625782504871.xml · nonDerivative · entry 2

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,111

F3 · price: On February 28, 2022, 383 restricted stock units vested and 112 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 28, 2022 of the Company's common stock on NASDAQ was $36.67 per share.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:50 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 383 $0.00 $0.00
Disclosure

SEC source: 0001782487-22-000004 · wf-form4_164625782504871.xml · nonDerivative · entry 1

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · balance_after: These shares include 213 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:43 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,393 $0.00 $0.00
Disclosure

SEC source: 0001719844-22-000004 · wf-form4_164625740391297.xml · derivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,716

Underlying: Common Stock · 2,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F3 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 7,180 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 7,180 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:43 UTC
Moore Patrick R.SVP, Chief Financial Officer
Tax withholdingCommon Stock 1,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001719844-22-000004 · wf-form4_164625740391297.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,238

F2 · price: On February 28, 2022, 2,393 restricted stock units vested and 1,080 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 28, 2022 of the Company's common stock on NASDAQ was $36.67 per share.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:43 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionCommon Stock 2,393 $0.00 $0.00
Disclosure

SEC source: 0001719844-22-000004 · wf-form4_164625740391297.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 16:47 UTC
Clark BillSVP, Chief People Officer
Tax withholdingCommon Stock 4,215 $36.64 $154,437.60
Disclosure

SEC source: 0001778111-22-000002 · wf-form4_164608480292072.xml · nonDerivative · entry 2

Clark Bill · CIK 0001778111 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,712

F3 · shares: On February 24, 2022, 13,597 PSUs vested and 4,215 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 24, 2022 of the Company's common stock on NASDAQ was $36.64 per share.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 16:47 UTC
Clark BillSVP, Chief People Officer
Exercise / conversionCommon Stock 13,597 $0.00 $0.00
Disclosure

SEC source: 0001778111-22-000002 · wf-form4_164608480292072.xml · nonDerivative · entry 1

Clark Bill · CIK 0001778111 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares earned by the reporting person pursuant to certain performance restricted stock units (the "PSUs"), which were granted to the reporting person on June 11, 2019. The PSUs were earned based on the attainment of certain performance metrics, which performance metrics were certified by the Compensation Committee of the Board of Directors of the Company on February 24, 2022.

F2 · price: Each performance restricted stock unit represents a right to receive one share of the Company's common stock.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 16:42 UTC
FAHS L READEDirector · Chief Executive Officer
Tax withholdingCommon Stock 22,318 $36.64 $817,731.52
Disclosure

SEC source: 0001181253-22-000002 · wf-form4_164608446733641.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,702

F3 · shares: On February 24, 2022, 49,512 PSUs vested and 22,318 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 24, 2022 of the Company's common stock on NASDAQ was $36.64 per share.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 16:42 UTC
FAHS L READEDirector · Chief Executive Officer
Exercise / conversionCommon Stock 49,512 $0.00 $0.00
Disclosure

SEC source: 0001181253-22-000002 · wf-form4_164608446733641.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares earned by the reporting person pursuant to certain performance restricted stock units (the "PSUs"), which were granted to the reporting person on March 1, 2019. The PSUs were earned based on the attainment of certain performance metrics, which performance metrics were certified by the Compensation Committee of the Board of Directors of the Company on February 24, 2022.

F2 · price: Each performance restricted stock unit represents a right to receive one share of the Company's common stock.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:49 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 1,315 $36.64 $48,181.60
Disclosure

SEC source: 0001782487-22-000002 · wf-form4_164608491944093.xml · nonDerivative · entry 2

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On February 24, 2022, 3,906 PSUs vested and 1,315 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 24, 2022 of the Company's common stock on NASDAQ was $36.64 per share.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:49 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 3,906 $0.00 $0.00
Disclosure

SEC source: 0001782487-22-000002 · wf-form4_164608491944093.xml · nonDerivative · entry 1

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares earned by the reporting person pursuant to certain performance restricted stock units (the "PSUs"), which were granted to the reporting person on July 29, 2019. The PSUs were earned based on the attainment of certain performance metrics, which performance metrics were certified by the Compensation Committee of the Board of Directors of the Company on February 24, 2022.

F2 · price: Each performance restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · balance_after: These shares include 184 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:45 UTC
Brandman JaredSVP, GC and Secretary
Tax withholdingCommon Stock 2,602 $36.64 $95,337.28
Disclosure

SEC source: 0001767639-22-000002 · wf-form4_164608470319172.xml · nonDerivative · entry 2

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,019

F3 · shares: On February 24, 2022, 5,503 PSUs vested and 2,602 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 24, 2022 of the Company's common stock on NASDAQ was $36.64 per share.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:45 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionCommon Stock 5,503 $0.00 $0.00
Disclosure

SEC source: 0001767639-22-000002 · wf-form4_164608470319172.xml · nonDerivative · entry 1

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares earned by the reporting person pursuant to certain performance restricted stock units (the "PSUs"), which were granted to the reporting person on March 1, 2019. The PSUs were earned based on the attainment of certain performance metrics, which performance metrics were certified by the Compensation Committee of the Board of Directors of the Company on February 24, 2022.

F2 · price: Each performance restricted stock unit represents a right to receive one share of the Company's common stock.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:43 UTC
Moore Patrick R.SVP, Chief Financial Officer
Tax withholdingCommon Stock 6,041 $36.64 $221,342.24
Disclosure

SEC source: 0001719844-22-000002 · wf-form4_164608460096986.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925

F3 · shares: On February 24, 2022, 13,205 PSUs vested and 6,041 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 24, 2022 of the Company's common stock on NASDAQ was $36.64 per share.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:43 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionCommon Stock 13,205 $0.00 $0.00
Disclosure

SEC source: 0001719844-22-000002 · wf-form4_164608460096986.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares earned by the reporting person pursuant to certain performance restricted stock units (the "PSUs"), which were granted to the reporting person on March 1, 2019. The PSUs were earned based on the attainment of certain performance metrics, which performance metrics were certified by the Compensation Committee of the Board of Directors of the Company on February 24, 2022.

F2 · price: Each performance restricted stock unit represents a right to receive one share of the Company's common stock.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:19 UTC
FAHS L READEDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001181253-21-000017 · wf-form4_163770237114129.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 363,430

F1 · shares: On November 22, 2021, the reporting person transferred 20,000 shares of common stock to a family trust. The reporting person's spouse is trustee of the trust.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:19 UTC
FAHS L READEDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001181253-21-000017 · wf-form4_163770237114129.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,508

F1 · shares: On November 22, 2021, the reporting person transferred 20,000 shares of common stock to a family trust. The reporting person's spouse is trustee of the trust.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 16:41 UTC
Clark BillSVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 5,488 $0.00 $0.00
Disclosure

SEC source: 0001778111-21-000007 · wf-form4_163761724696852.xml · derivative · entry 3

Clark Bill · CIK 0001778111 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,938

Underlying: Common Stock · 5,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F3 · derivative.exercise_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 16:41 UTC
Clark BillSVP, Chief People Officer
Tax withholdingCommon Stock 1,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001778111-21-000007 · wf-form4_163761724696852.xml · nonDerivative · entry 2

Clark Bill · CIK 0001778111 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,330

F2 · price: On November 18, 2021, 5,488 restricted stock units vested and 1,652 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on November 18, 2021 of the Company's common stock on NASDAQ was $48.330 per share.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 16:41 UTC
Clark BillSVP, Chief People Officer
Exercise / conversionCommon Stock 5,488 $0.00 $0.00
Disclosure

SEC source: 0001778111-21-000007 · wf-form4_163761724696852.xml · nonDerivative · entry 1

Clark Bill · CIK 0001778111 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:42 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,488 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000008 · wf-form4_163761731789601.xml · derivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,109

Underlying: Common Stock · 5,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F3 · derivative.exercise_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:42 UTC
Moore Patrick R.SVP, Chief Financial Officer
Tax withholdingCommon Stock 2,476 Not disclosed Not disclosed
Disclosure

SEC source: 0001719844-21-000008 · wf-form4_163761731789601.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,761

F2 · price: On November 18, 2021, 5,488 restricted stock units vested and 2,476 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on November 18, 2021 of the Company's common stock on NASDAQ was $48.330 per share.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:42 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionCommon Stock 5,488 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000008 · wf-form4_163761731789601.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:39 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,488 $0.00 $0.00
Disclosure

SEC source: 0001767639-21-000010 · wf-form4_163761716651278.xml · derivative · entry 3

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,603

Underlying: Common Stock · 5,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F4 · derivative.exercise_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:39 UTC
Brandman JaredSVP, GC and Secretary
Tax withholdingCommon Stock 2,476 Not disclosed Not disclosed
Disclosure

SEC source: 0001767639-21-000010 · wf-form4_163761716651278.xml · nonDerivative · entry 2

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,118

F3 · price: On November 18, 2021, 5,488 restricted stock units vested and 2,476 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on November 18, 2021 of the Company's common stock on NASDAQ was $48.330 per share.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:39 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionCommon Stock 5,488 $0.00 $0.00
Disclosure

SEC source: 0001767639-21-000010 · wf-form4_163761716651278.xml · nonDerivative · entry 1

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · balance_after: These shares include 2,220 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.

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November 18, 2021 Filed Nov 22, 2021 21:38 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 5,488 $0.00 $0.00
Disclosure

SEC source: 0001782487-21-000008 · wf-form4_163761709014339.xml · derivative · entry 3

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,214

Underlying: Common Stock · 5,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F4 · derivative.exercise_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

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November 18, 2021 Filed Nov 22, 2021 21:38 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001782487-21-000008 · wf-form4_163761709014339.xml · nonDerivative · entry 2

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,194

F3 · price: On November 18, 2021, 5,488 restricted stock units vested and 1,652 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on November 18, 2021 of the Company's common stock on NASDAQ was $48.330 per share.

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November 18, 2021 Filed Nov 22, 2021 21:38 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 5,488 $0.00 $0.00
Disclosure

SEC source: 0001782487-21-000008 · wf-form4_163761709014339.xml · nonDerivative · entry 1

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · balance_after: These shares include 158 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 16:37 UTC
FAHS L READEDirector · Chief Executive Officer
GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001181253-21-000015 · wf-form4_163709824054243.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 343,430

F1 · shares: On November 12, 2021, the reporting person transferred 160,000 shares of common stock to a family trust. The reporting person's spouse is trustee of the trust.

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November 12, 2021 Filed Nov 16, 2021 16:37 UTC
FAHS L READEDirector · Chief Executive Officer
GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001181253-21-000015 · wf-form4_163709824054243.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,508

F1 · shares: On November 12, 2021, the reporting person transferred 160,000 shares of common stock to a family trust. The reporting person's spouse is trustee of the trust.

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November 12, 2021 Filed Nov 16, 2021 16:32 UTC
FAHS L READEDirector · Chief Executive Officer
GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001181253-21-000014 · wf-form4_163709796291446.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 343,430

F1 · shares: On November 12, 2021, the reporting person transferred 160,000 shares of common stock to a family trust. The reporting person's spouse is trustee of the trust.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 16:32 UTC
FAHS L READEDirector · Chief Executive Officer
GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001181253-21-000014 · wf-form4_163709796291446.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,508

F1 · shares: On November 12, 2021, the reporting person transferred 160,000 shares of common stock to a family trust. The reporting person's spouse is trustee of the trust.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 20:31 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 8,824 $0.00 Strike: $15.74 $0.00
Disclosure

SEC source: 0001767639-21-000008 · wf-form4_162983701748324.xml · derivative · entry 3

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,686

Underlying: Common Stock · 8,824 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the 40,686 stock options reported herein, 32,549 are vested and the remaining 8,137 time-based stock options will vest on August 14, 2022.

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August 20, 2021 Filed Aug 24, 2021 20:31 UTC
Brandman JaredSVP, GC and Secretary
SaleCommon Stock 8,824 $55.56 $490,234.97
Disclosure

SEC source: 0001767639-21-000008 · wf-form4_162983701748324.xml · nonDerivative · entry 2

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,106

F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.55 to $55.57. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: These shares include 2,220 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 20:31 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionCommon Stock 8,824 $15.74 $138,889.76
Disclosure

SEC source: 0001767639-21-000008 · wf-form4_162983701748324.xml · nonDerivative · entry 1

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 16:31 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 31,592 $55.21 $1,744,257.50
Disclosure

SEC source: 0001181253-21-000012 · wf-form4_162940501506433.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,508

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 20, 2021.

F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.01 to $55.70. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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August 17, 2021 Filed Aug 19, 2021 16:31 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 18,367 $55.03 $1,010,644.18
Disclosure

SEC source: 0001181253-21-000012 · wf-form4_162940501506433.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,100

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 20, 2021.

F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.00 to $55.145. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:35 UTC
FAHS L READEDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 654,234 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001181253-21-000010 · wf-form4_162923251959308.xml · derivative · entry 5

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 654,234 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:35 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 323,602 $53.58 $17,339,565.97
Disclosure

SEC source: 0001181253-21-000010 · wf-form4_162923251959308.xml · nonDerivative · entry 3

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,467

F3 · shares: Represents shares sold to cover exercise price and taxes for options exercised via a cashless hold.

F4 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $53.47 to $53.90. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:35 UTC
FAHS L READEDirector · Chief Executive Officer
Exercise / conversionCommon Stock 654,234 $4.27 $2,793,579.18
Disclosure

SEC source: 0001181253-21-000010 · wf-form4_162923251959308.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 16:35 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 2,840 $55.10 $156,492.52
Disclosure

SEC source: 0001181253-21-000010 · wf-form4_162923251959308.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,835

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 20, 2021.

F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.00 to $55.505. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 18:24 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 46,401 $55.05 $2,554,245.13
Disclosure

SEC source: 0001181253-21-000008 · wf-form4_162889347737353.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,675

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 20, 2021.

F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.00 to $55.20. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 18:24 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 800 $55.01 $44,008.00
Disclosure

SEC source: 0001181253-21-000008 · wf-form4_162889347737353.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,076

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 20, 2021.

F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.00 to $55.03. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.