Tapewire

Nasdaq · USD

EXTR

EXTREME NETWORKS INC

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Tapewire entity
381
SEC CIK
0001078271
Parsed reports
392

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202602
May 2026012
Jun 202608
Jul 202601
Aug 202604
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2021 Filed Oct 19, 2021 20:26 UTC
Vitalone Joseph AChief Revenue Officer
Tax withholdingCommon Stock 13,124 $10.17 $133,471.08
Disclosure

SEC source: 0001437749-21-023902 · rdgdoc.xml · nonDerivative · entry 2

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,586

F2 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:26 UTC
Vitalone Joseph AChief Revenue Officer
Exercise / conversionCommon Stock 33,350 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-023902 · rdgdoc.xml · nonDerivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: An additional 4,753 shares are included in this total, reflecting non-reportable purchase of 4,753 shares in connection with the Company's Employee Stock Purchase Plan (ESPP).

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:11 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001437749-21-023298 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Performance Option Grant vested monthly over 2 years from the date of Grant and was achieved after the Company's Common Stock closing price exceeded $4.50 for 30 consecutive trading days on January 20, 2017.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:11 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
SaleCommon Stock 25,000 $10.10 $252,522.50
Disclosure

SEC source: 0001437749-21-023298 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,806

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.84 to $10.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:11 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 25,000 $2.51 $62,750.00
Disclosure

SEC source: 0001437749-21-023298 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:12 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001437749-21-022194 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Performance Option Grant vested monthly over 2 years from the date of Grant and was achieved after the Company's Common Stock closing price exceeded $4.50 for 30 consecutive trading days on January 20, 2017.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:12 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
SaleCommon Stock 25,000 $10.16 $254,110.00
Disclosure

SEC source: 0001437749-21-022194 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,806

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.97 to $10.25 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:12 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 25,000 $2.51 $62,750.00
Disclosure

SEC source: 0001437749-21-022194 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:50 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 12,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021414 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,815

Underlying: Common Stock · 12,454 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:50 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 6,175 $10.83 $66,875.25
Disclosure

SEC source: 0001437749-21-021414 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,405

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:50 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 12,454 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021414 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 22,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · derivative · entry 9

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,143

Underlying: Common stock · 22,286 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionPerformance Shares · Derivative 11,590 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · derivative · entry 8

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,590 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Performance Stock Unit shares were earned upon achieving performance goal of $0.09 combined GAAP earnings over two consecutive quarters. Earned shares vest as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter, provided, however, that shares earned after the one-year anniversary will vest ratably based on the time elapsed from 8/31/2018 until the hurdle date, and then quarterly thereafter.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 11,590 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · derivative · entry 7

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,590 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 10,330 $10.83 $111,873.90
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · nonDerivative · entry 6

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,806

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 22,286 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · nonDerivative · entry 5

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,372 $10.83 $58,178.76
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · nonDerivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,850

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 11,590 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · nonDerivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,372 $10.83 $58,178.76
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,632

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:49 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 11,590 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021413 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:32 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 29,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021190 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,777

Underlying: Common Stock · 29,777 shares

Expires 2021-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:32 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 14,764 $10.69 $157,827.16
Disclosure

SEC source: 0001437749-21-021190 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,126

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:32 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 29,777 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021190 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:34 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionPerformance Shares · Derivative 127,776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020607 · rdgdoc.xml · derivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 127,776 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents one tranche of a performance award granted on 08/15/2020. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/18/2021.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:34 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
GrantPerformance Shares · Derivative 127,776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020607 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,776

Underlying: Common Stock · 127,776 shares

Expires 2023-08-15

F2 · derivative.exercise_date: Represents one tranche of a performance award granted on 08/15/2020. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/18/2021.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:34 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 59,225 $10.38 $614,755.50
Disclosure

SEC source: 0001437749-21-020607 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,284

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:34 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 127,776 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020607 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:32 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 30,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020606 · rdgdoc.xml · derivative · entry 4

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,556 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents one tranche of a performance award granted on 08/15/2020. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/18/2021.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:32 UTC
Thomas RemiEVP Chief Financial Officer
GrantPerformance Shares · Derivative 30,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020606 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,556

Underlying: Common Stock · 30,556 shares

Expires 2023-08-15

F2 · derivative.exercise_date: Represents one tranche of a performance award granted on 08/15/2020. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/18/2021.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:32 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 15,150 $10.38 $157,257.00
Disclosure

SEC source: 0001437749-21-020606 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,113

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:32 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 30,556 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020606 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:18 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 127,649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020321 · rdgdoc.xml · derivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,681

Underlying: Common stock · 127,649 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:18 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
GrantRSU Award · Derivative 312,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020321 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,500

Underlying: Common Stock · 312,500 shares

Expires 2024-08-15

F3 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:18 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 59,166 $11.05 $653,784.30
Disclosure

SEC source: 0001437749-21-020321 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,733

F2 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:18 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 127,649 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020321 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: An additional 1,552 shares are included in this total, reflecting non-reportable purchase of 1,552 shares in connection with the Company's Employee Stock Purchase Plan (ESPP).

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:17 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 30,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020320 · rdgdoc.xml · derivative · entry 4

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,143

Underlying: Common Stock · 30,527 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:17 UTC
Thomas RemiEVP Chief Financial Officer
GrantRSU Award · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020320 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-08-15

F3 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:17 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 15,136 $11.05 $167,252.80
Disclosure

SEC source: 0001437749-21-020320 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,707

F2 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:17 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 30,527 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020320 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: An additional 1,857 shares are included in this total, reflecting non-reportable purchase of 1,857 shares in connection with the Company's Employee Stock Purchase Plan (ESPP).

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August 15, 2021 Filed Aug 17, 2021 20:16 UTC
Vitalone Joseph AChief Revenue Officer
GrantRSU Award · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-020319 · rdgdoc.xml · derivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-08-15

F1 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

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August 02, 2021 Filed Aug 3, 2021 20:19 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001437749-21-018337 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 25,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Performance Option Grant vested monthly over 2 years from the date of Grant and was achieved after the Company's Common Stock closing price exceeded $4.50 for 30 consecutive trading days on January 20, 2017.

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August 02, 2021 Filed Aug 3, 2021 20:19 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
SaleCommon Stock 25,000 $11.29 $282,320.00
Disclosure

SEC source: 0001437749-21-018337 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,698

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.10 to $11.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 02, 2021 Filed Aug 3, 2021 20:19 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 25,000 $2.51 $62,750.00
Disclosure

SEC source: 0001437749-21-018337 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 30, 2021 Filed Aug 3, 2021 20:18 UTC
Vitalone Joseph AChief Revenue Officer
SaleCommon Stock 30,000 $11.08 $332,388.00
Disclosure

SEC source: 0001437749-21-018336 · rdgdoc.xml · nonDerivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,607

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.975 to $11.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 26, 2021 Filed Jul 30, 2021 22:08 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionPerformances Shares · Derivative 127,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-018032 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,590

Underlying: Common stock · 127,410 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Performance Stock Unit shares were earned upon achieving performance goal of $0.09 combined GAAP earnings over two consecutive quarters. Earned shares vest as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter, provided, however, that shares earned after the one-year anniversary will vest ratably based on the time elapsed from 8/31/2018 until the hurdle date, and then quarterly thereafter.

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July 26, 2021 Filed Jul 30, 2021 22:08 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 59,059 $10.25 $605,354.75
Disclosure

SEC source: 0001437749-21-018032 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,698

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

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July 26, 2021 Filed Jul 30, 2021 22:08 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 127,410 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-018032 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2021 Filed Jul 16, 2021 20:47 UTC
Vitalone Joseph AChief Revenue Officer
Exercise / conversionRSU Award · Derivative 133,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-017086 · rdgdoc.xml · derivative · entry 3

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,800

Underlying: Common Stock · 133,200 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

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July 15, 2021 Filed Jul 16, 2021 20:47 UTC
Vitalone Joseph AChief Revenue Officer
Tax withholdingCommon Stock 44,593 $10.90 $486,063.70
Disclosure

SEC source: 0001437749-21-017086 · rdgdoc.xml · nonDerivative · entry 2

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,607

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

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July 15, 2021 Filed Jul 16, 2021 20:47 UTC
Vitalone Joseph AChief Revenue Officer
Exercise / conversionCommon Stock 133,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-017086 · rdgdoc.xml · nonDerivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.