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Nasdaq · USD

EXPO

EXPONENT INC

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Tapewire entity
4154
SEC CIK
0000851520
Parsed reports
569

Last 12 months

Inside the activity.

2 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202611
Feb 202604
Mar 202602
Apr 202602
May 202606
Jun 202602
Jul 202601
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2019 Filed May 30, 2019 20:59 UTC Exercise / conversionRestricted Stock Units · Derivative 2,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000080 · edgardoc.xml · derivative · entry 2

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 31, 2018 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
May 29, 2019 Filed May 30, 2019 20:59 UTC Exercise / conversionCommon Stock 2,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000080 · edgardoc.xml · nonDerivative · entry 1

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 31, 2018 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 07, 2019 Filed May 8, 2019 14:59 UTC SaleCommon Stock 1,800 $56.92 $102,452.76
Disclosure

SEC source: 0000851520-19-000075 · edgardoc.xml · nonDerivative · entry 1

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212

Read SEC document
March 29, 2019 Filed Feb 15, 2020 00:08 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
PurchaseCommon Stock 141 $54.83 $7,731.59
Disclosure

SEC source: 0000851520-20-000022 · edgardoc.xml · nonDerivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,895

F1 · kind: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
March 29, 2019 Filed Feb 13, 2021 02:55 UTC
Pye JohnGroup Vice President
PurchaseCommon Stock 25 $54.83 $1,370.85
Disclosure

SEC source: 0000851520-21-000012 · edgardoc.xml · nonDerivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,772

F1 · kind: Reporting purchase of ESPP shares that were not previously reported on the Form 5 dated 1/3/2020.

F2 · shares: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
March 29, 2019 Filed Feb 13, 2021 02:55 UTC
Kytomaa HarriGroup Vice President
PurchaseCommon Stock 18 $54.83 $987.01
Disclosure

SEC source: 0000851520-21-000011 · edgardoc.xml · nonDerivative · entry 1

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,417

F1 · kind: Reporting purchase of ESPP shares that were not previously reported on the Form 5 dated 1/3/2020.

F2 · shares: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:55 UTC
Shepard SallyChief Human Resources Officer
GrantRestricted Stock Units · Derivative 5,966 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000073 · edgardoc.xml · derivative · entry 1

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,966

Underlying: Common Stock · 5,966 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:54 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 9,826 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000072 · edgardoc.xml · derivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,826

Underlying: Common Stock · 9,826 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:53 UTC
Reiss RichardGroup Vice President
GrantRestricted Stock Units · Derivative 3,158 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000071 · edgardoc.xml · derivative · entry 1

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

Underlying: Common Stock · 3,158 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:53 UTC
Pye JohnGroup Vice President
GrantRestricted Stock Units · Derivative 702 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000070 · edgardoc.xml · derivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702

Underlying: Common Stock · 702 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:53 UTC
Osteraas JohnGroup Vice President
GrantRestricted Stock Units · Derivative 2,808 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000069 · edgardoc.xml · derivative · entry 1

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,808

Underlying: Common Stock · 2,808 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:53 UTC
Murray Steven JGroup Vice President
GrantRestricted Stock Units · Derivative 8,422 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000068 · edgardoc.xml · derivative · entry 1

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,422

Underlying: Common Stock · 8,422 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:52 UTC
Kytomaa HarriGroup Vice President
GrantRestricted Stock Units · Derivative 4,562 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000067 · edgardoc.xml · derivative · entry 1

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,562

Underlying: Common Stock · 4,562 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:52 UTC
JOHNSTON PAUL RDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 11,580 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000066 · edgardoc.xml · derivative · entry 1

JOHNSTON PAUL R · CIK 0001193221 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

Underlying: Common Stock · 11,580 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:52 UTC
Corrigan CatherineDirector · President & CEO
GrantRestricted Stock Units · Derivative 14,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000064 · edgardoc.xml · derivative · entry 1

Corrigan Catherine · CIK 0001552213 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,036

Underlying: Common Stock · 14,036 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:52 UTC
Haddad RobertGroup Vice President · Group Vice President
GrantRestricted Stock Units · Derivative 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000065 · edgardoc.xml · derivative · entry 1

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510

Underlying: Common Stock · 3,510 shares

Expires 2023-03-15

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Shepard SallyChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 3,296 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000051 · edgardoc.xml · derivative · entry 7

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,296 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Shepard SallyChief Human Resources Officer
Exercise / conversionDividend Equivalent Rights · Derivative 170 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000051 · edgardoc.xml · derivative · entry 6

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Shepard SallyChief Human Resources Officer
GrantDividend Equivalent Rights · Derivative 12 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000051 · edgardoc.xml · derivative · entry 5

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Underlying: Common Stock · 12 shares

Expires 2019-03-13

F6 · derivative.exercise_price: 1-for-1.

F7 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2019.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Shepard SallyChief Human Resources Officer
Tax withholdingCommon Stock 1,160 $56.92 $66,027.20
Disclosure

SEC source: 0000851520-19-000051 · edgardoc.xml · nonDerivative · entry 3

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,846

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

F5 · balance_after: Since the last ownership report, the reporting person transferred 1,746 shares to her ex-husband pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by her ex-husband.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Shepard SallyChief Human Resources Officer
Exercise / conversionCommon Stock 170 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000051 · edgardoc.xml · nonDerivative · entry 2

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Shepard SallyChief Human Resources Officer
Exercise / conversionCommon Stock 3,296 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000051 · edgardoc.xml · nonDerivative · entry 1

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Reiss RichardGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,016 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000049 · edgardoc.xml · derivative · entry 6

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,016 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Reiss RichardGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 155 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000049 · edgardoc.xml · derivative · entry 5

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 155 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Reiss RichardGroup Vice President
GrantDividend Equivalent Rights · Derivative 9 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000049 · edgardoc.xml · derivative · entry 4

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155

Underlying: Common Stock · 9 shares

Expires 2019-03-13

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2019.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Reiss RichardGroup Vice President
Tax withholdingCommon Stock 918 $56.92 $52,252.56
Disclosure

SEC source: 0000851520-19-000049 · edgardoc.xml · nonDerivative · entry 3

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,307

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Reiss RichardGroup Vice President
Exercise / conversionCommon Stock 155 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000049 · edgardoc.xml · nonDerivative · entry 2

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
Reiss RichardGroup Vice President
Exercise / conversionCommon Stock 3,016 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000049 · edgardoc.xml · nonDerivative · entry 1

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 20,104 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000050 · edgardoc.xml · derivative · entry 6

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,104 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionDividend Equivalent Rights · Derivative 1,038 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000050 · edgardoc.xml · derivative · entry 5

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,038 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 61 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000050 · edgardoc.xml · derivative · entry 4

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038

Underlying: Common Stock · 61 shares

Expires 2019-03-13

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2019.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Tax withholdingCommon Stock 10,247 $56.92 $583,259.24
Disclosure

SEC source: 0000851520-19-000050 · edgardoc.xml · nonDerivative · entry 3

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,754

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,038 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000050 · edgardoc.xml · nonDerivative · entry 2

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:51 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 20,104 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000050 · edgardoc.xml · nonDerivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Pye JohnGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000048 · edgardoc.xml · derivative · entry 6

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,656 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Pye JohnGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 188 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000048 · edgardoc.xml · derivative · entry 5

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Pye JohnGroup Vice President
GrantDividend Equivalent Rights · Derivative 48 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000048 · edgardoc.xml · derivative · entry 4

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Stock · 48 shares

Expires 2019-03-13

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2019 and 2015.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Pye JohnGroup Vice President
Tax withholdingCommon Stock 1,065 $56.92 $60,619.80
Disclosure

SEC source: 0000851520-19-000048 · edgardoc.xml · nonDerivative · entry 3

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,747

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Pye JohnGroup Vice President
Exercise / conversionCommon Stock 188 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000048 · edgardoc.xml · nonDerivative · entry 2

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Pye JohnGroup Vice President
Exercise / conversionCommon Stock 3,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000048 · edgardoc.xml · nonDerivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Osteraas JohnGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000047 · edgardoc.xml · derivative · entry 6

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,656 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Osteraas JohnGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 188 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000047 · edgardoc.xml · derivative · entry 5

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Osteraas JohnGroup Vice President
GrantDividend Equivalent Rights · Derivative 12 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000047 · edgardoc.xml · derivative · entry 4

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Stock · 12 shares

Expires 2019-03-13

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2019.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Osteraas JohnGroup Vice President
Tax withholdingCommon Stock 1,283 $56.92 $73,028.36
Disclosure

SEC source: 0000851520-19-000047 · edgardoc.xml · nonDerivative · entry 3

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,577

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Osteraas JohnGroup Vice President
Exercise / conversionCommon Stock 188 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000047 · edgardoc.xml · nonDerivative · entry 2

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:49 UTC
Osteraas JohnGroup Vice President
Exercise / conversionCommon Stock 3,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000047 · edgardoc.xml · nonDerivative · entry 1

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:48 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,056 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000045 · edgardoc.xml · derivative · entry 6

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,056 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:48 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 519 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000045 · edgardoc.xml · derivative · entry 5

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 519 shares

Expires 2019-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F3 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:48 UTC
Kytomaa HarriGroup Vice President
GrantDividend Equivalent Rights · Derivative 133 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-19-000045 · edgardoc.xml · derivative · entry 4

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519

Underlying: Common Stock · 133 shares

Expires 2019-03-13

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2019 and 2015.

F2 · price: Not applicable.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:48 UTC
Kytomaa HarriGroup Vice President
Tax withholdingCommon Stock 2,992 $56.92 $170,304.64
Disclosure

SEC source: 0000851520-19-000045 · edgardoc.xml · nonDerivative · entry 3

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,399

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.