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Nasdaq · USD

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EXPONENT INC

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Tapewire entity
4154
SEC CIK
0000851520
Parsed reports
569

Last 12 months

Inside the activity.

2 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202611
Feb 202604
Mar 202602
Apr 202602
May 202606
Jun 202602
Jul 202601
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reiss RichardGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 302 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000054 · edgardoc.xml · derivative · entry 5

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 302 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reiss RichardGroup Vice President
GrantDividend Equivalent Rights · Derivative 2 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000054 · edgardoc.xml · derivative · entry 4

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302

Underlying: Common Stock · 2 shares

Expires 2020-03-11

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reiss RichardGroup Vice President
Tax withholdingCommon Stock 2,590 $75.99 $196,814.10
Disclosure

SEC source: 0000851520-20-000054 · edgardoc.xml · nonDerivative · entry 3

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,007

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reiss RichardGroup Vice President
Exercise / conversionCommon Stock 6,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000054 · edgardoc.xml · nonDerivative · entry 2

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reiss RichardGroup Vice President
Exercise / conversionCommon Stock 302 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000054 · edgardoc.xml · nonDerivative · entry 1

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Murray Steven JGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 15,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000052 · edgardoc.xml · derivative · entry 6

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,080 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Murray Steven JGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 681 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000052 · edgardoc.xml · derivative · entry 5

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 681 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Murray Steven JGroup Vice President
GrantDividend Equivalent Rights · Derivative 3 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000052 · edgardoc.xml · derivative · entry 4

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Underlying: Common Stock · 3 shares

Expires 2020-03-11

F5 · derivative.exercise_price: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F5 · kind: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Murray Steven JGroup Vice President
Tax withholdingCommon Stock 7,450 $75.99 $566,125.50
Disclosure

SEC source: 0000851520-20-000052 · edgardoc.xml · nonDerivative · entry 3

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,590

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Murray Steven JGroup Vice President
Exercise / conversionCommon Stock 15,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000052 · edgardoc.xml · nonDerivative · entry 2

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Murray Steven JGroup Vice President
Exercise / conversionCommon Stock 681 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000052 · edgardoc.xml · nonDerivative · entry 1

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Pye JohnGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000053 · edgardoc.xml · derivative · entry 6

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,192 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Pye JohnGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 189 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000053 · edgardoc.xml · derivative · entry 5

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Pye JohnGroup Vice President
GrantDividend Equivalent Rights · Derivative 5 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000053 · edgardoc.xml · derivative · entry 4

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189

Underlying: Common Stock · 5 shares

Expires 2020-03-11

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Pye JohnGroup Vice President
Tax withholdingCommon Stock 1,205 $75.99 $91,567.95
Disclosure

SEC source: 0000851520-20-000053 · edgardoc.xml · nonDerivative · entry 3

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,923

F4 · kind: Reflects a revision to the shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Pye JohnGroup Vice President
Exercise / conversionCommon Stock 4,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000053 · edgardoc.xml · nonDerivative · entry 2

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Pye JohnGroup Vice President
Exercise / conversionCommon Stock 189 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000053 · edgardoc.xml · nonDerivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,892 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000051 · edgardoc.xml · derivative · entry 6

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,892 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 491 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000051 · edgardoc.xml · derivative · entry 5

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 491 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Kytomaa HarriGroup Vice President
GrantDividend Equivalent Rights · Derivative 4 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000051 · edgardoc.xml · derivative · entry 4

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491

Underlying: Common Stock · 4 shares

Expires 2020-03-11

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Kytomaa HarriGroup Vice President
Tax withholdingCommon Stock 4,921 $75.99 $373,946.79
Disclosure

SEC source: 0000851520-20-000051 · edgardoc.xml · nonDerivative · entry 3

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,361

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionCommon Stock 10,892 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000051 · edgardoc.xml · nonDerivative · entry 2

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionCommon Stock 491 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000051 · edgardoc.xml · nonDerivative · entry 1

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC Exercise / conversionRestricted Stock Units · Derivative 27,644 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000050 · edgardoc.xml · derivative · entry 6

JOHNSTON PAUL R · CIK 0001193221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,644 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC Exercise / conversionDividend Equivalent Rights · Derivative 1,248 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000050 · edgardoc.xml · derivative · entry 5

JOHNSTON PAUL R · CIK 0001193221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,248 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC GrantDividend Equivalent Rights · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000050 · edgardoc.xml · derivative · entry 4

JOHNSTON PAUL R · CIK 0001193221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248

Underlying: Common Stock · 1 shares

Expires 2020-03-11

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC Tax withholdingCommon Stock 14,099 $75.99 $1,071,383.01
Disclosure

SEC source: 0000851520-20-000050 · edgardoc.xml · nonDerivative · entry 3

JOHNSTON PAUL R · CIK 0001193221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,398

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC Exercise / conversionCommon Stock 27,644 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000050 · edgardoc.xml · nonDerivative · entry 2

JOHNSTON PAUL R · CIK 0001193221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:28 UTC Exercise / conversionCommon Stock 1,248 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000050 · edgardoc.xml · nonDerivative · entry 1

JOHNSTON PAUL R · CIK 0001193221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
James Bradley AGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 9,216 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000049 · edgardoc.xml · derivative · entry 5

James Bradley A · CIK 0001799709 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,216 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
James Bradley AGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 416 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000049 · edgardoc.xml · derivative · entry 4

James Bradley A · CIK 0001799709 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 416 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
James Bradley AGroup Vice President
Tax withholdingCommon Stock 4,217 $75.99 $320,449.83
Disclosure

SEC source: 0000851520-20-000049 · edgardoc.xml · nonDerivative · entry 3

James Bradley A · CIK 0001799709 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
James Bradley AGroup Vice President
Exercise / conversionCommon Stock 9,216 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000049 · edgardoc.xml · nonDerivative · entry 2

James Bradley A · CIK 0001799709 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
James Bradley AGroup Vice President
Exercise / conversionCommon Stock 416 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000049 · edgardoc.xml · nonDerivative · entry 1

James Bradley A · CIK 0001799709 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
Corrigan CatherineDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000048 · edgardoc.xml · derivative · entry 6

Corrigan Catherine · CIK 0001552213 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,756 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
Corrigan CatherineDirector · President & CEO
Exercise / conversionDividend Equivalent Rights · Derivative 756 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000048 · edgardoc.xml · derivative · entry 5

Corrigan Catherine · CIK 0001552213 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
Corrigan CatherineDirector · President & CEO
GrantDividend Equivalent Rights · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000048 · edgardoc.xml · derivative · entry 4

Corrigan Catherine · CIK 0001552213 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756

Underlying: Common Stock · 1 shares

Expires 2020-03-11

F6 · derivative.exercise_price: 1-for-1.

F7 · kind: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:27 UTC
Corrigan CatherineDirector · President & CEO
Tax withholdingCommon Stock 8,486 $75.99 $644,851.14
Disclosure

SEC source: 0000851520-20-000048 · edgardoc.xml · nonDerivative · entry 3

Corrigan Catherine · CIK 0001552213 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,181

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

F5 · balance_after: Due to a calculation error associated with a stock split, the total shares outstanding was over reported by 435 shares on the form 5s dated 12/28/18 and 1/3/20 and the form 4s dated 3/13/19 and 8/22/19. The total reflected here corrects the misreported amounts.

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March 11, 2020 Filed Mar 13, 2020 11:27 UTC
Corrigan CatherineDirector · President & CEO
Exercise / conversionCommon Stock 16,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000048 · edgardoc.xml · nonDerivative · entry 2

Corrigan Catherine · CIK 0001552213 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

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March 11, 2020 Filed Mar 13, 2020 11:27 UTC
Corrigan CatherineDirector · President & CEO
Exercise / conversionCommon Stock 756 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000048 · edgardoc.xml · nonDerivative · entry 1

Corrigan Catherine · CIK 0001552213 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

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February 25, 2020 Filed Feb 27, 2020 15:37 UTC
Reiss RichardGroup Vice President
SaleCommon Stock 1,716 $77.56 $133,085.92
Disclosure

SEC source: 0000851520-20-000036 · edgardoc.xml · nonDerivative · entry 1

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

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February 25, 2020 Filed Mar 2, 2021 17:48 UTC
Pye JohnGroup Vice President
SaleCommon Stock 2,000 $98.25 $196,501.00
Disclosure

SEC source: 0000851520-21-000019 · edgardoc.xml · nonDerivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,846

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February 21, 2020 Filed Feb 25, 2020 23:40 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,716 Not disclosed Strike: $12.07 Not disclosed
Disclosure

SEC source: 0000851520-20-000034 · edgardoc.xml · derivative · entry 12

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,716 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

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February 21, 2020 Filed Feb 25, 2020 23:40 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,545 Not disclosed Strike: $9.43 Not disclosed
Disclosure

SEC source: 0000851520-20-000034 · edgardoc.xml · derivative · entry 11

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,545 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

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February 21, 2020 Filed Feb 25, 2020 23:40 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 8,284 Not disclosed Strike: $12.07 Not disclosed
Disclosure

SEC source: 0000851520-20-000034 · edgardoc.xml · derivative · entry 10

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,284 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

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February 21, 2020 Filed Feb 25, 2020 23:40 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 10,604 Not disclosed Strike: $9.43 Not disclosed
Disclosure

SEC source: 0000851520-20-000034 · edgardoc.xml · derivative · entry 9

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,604 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:40 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
SaleCommon Stock 8,284 $81.18 $672,495.12
Disclosure

SEC source: 0000851520-20-000034 · edgardoc.xml · nonDerivative · entry 8

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,327

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:40 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,284 $12.07 $99,967.17
Disclosure

SEC source: 0000851520-20-000034 · edgardoc.xml · nonDerivative · entry 7

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:40 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
SaleCommon Stock 10,604 $81.34 $862,525.12
Disclosure

SEC source: 0000851520-20-000034 · edgardoc.xml · nonDerivative · entry 6

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,327

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:40 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 10,604 $9.43 $99,995.72
Disclosure

SEC source: 0000851520-20-000034 · edgardoc.xml · nonDerivative · entry 5

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.