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Nasdaq · USD

EXLS

ExlService Holdings, Inc.

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Tapewire entity
1503
SEC CIK
0001297989
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202602
Feb 202603
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 17, 2023 22:11 UTC
Jetley VivekEVP and Head of Analytics
GrantRestricted Stock Units · Derivative 3,520 $0.00 $0.00
Disclosure

SEC source: 0001798124-23-000006 · wf-form4_167667184288392.xml · derivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Underlying: Common Stock, par value $0.001 per share · 3,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:14 UTC
Nicolelli MaurizioExecutive Vice President & CFO
GrantRestricted Stock Units · Derivative 3,288 $0.00 $0.00
Disclosure

SEC source: 0001472650-23-000008 · wf-form4_167667206431910.xml · derivative · entry 1

Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

Underlying: Common Stock, par value $0.001 per share · 3,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:12 UTC
Kini NarasimhaEVP, Emerging Bus Unit Leader
GrantRestricted Stock Units · Derivative 2,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001373631-23-000006 · wf-form4_167667189487884.xml · derivative · entry 1

Kini Narasimha · CIK 0001373631 · EVP, Emerging Bus Unit Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584

Underlying: Common Stock, par value $0.001 per share · 2,584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:09 UTC
Bhalla VikasEVP & Head of Outsourcing
GrantRestricted Stock Units · Derivative 3,520 $0.00 $0.00
Disclosure

SEC source: 0001373633-23-000004 · wf-form4_167667174550541.xml · derivative · entry 1

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Underlying: Common Stock, par value $0.001 per share · 3,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:09 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
GrantRestricted Stock Units · Derivative 1,996 $0.00 $0.00
Disclosure

SEC source: 0001762098-23-000008 · wf-form4_167667171856053.xml · derivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996

Underlying: Common Stock, par value $0.001 per share · 1,996 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:06 UTC
Kapoor RohitDirector · CEO & Vice Chairman
GrantRestricted Stock Units · Derivative 20,896 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000004 · wf-form4_167667156386455.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

Underlying: Common Stock, par value $0.001 per share · 20,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:02 UTC
Nicolelli MaurizioExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,474 $0.00 $0.00
Disclosure

SEC source: 0001472650-23-000006 · wf-form4_167580736208132.xml · derivative · entry 3

Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475

Underlying: Common Stock, par value $0.001 per share · 1,474 shares

Expires 2031-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 5,898 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 3, 2021, an additional 25 percent of the restricted stock units became vested on February 3, 2022, an additional 25 percent of the restricted stock units became vested on February 3, 2023, and the remaining balance of 25 percent of the restricted stock units will vest on February 3, 2024.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:02 UTC
Nicolelli MaurizioExecutive Vice President & CFO
Tax withholdingCommon Stock, par value $0.001 per share 581 $173.13 $100,588.53
Disclosure

SEC source: 0001472650-23-000006 · wf-form4_167580736208132.xml · nonDerivative · entry 2

Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

F2 · price: The reporting person's restricted stock units reported in this report vested on February 3, 2023. Under the Company's 2018 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:02 UTC
Nicolelli MaurizioExecutive Vice President & CFO
Exercise / conversionCommon Stock, par value $0.001 per share 1,474 $0.00 $0.00
Disclosure

SEC source: 0001472650-23-000006 · wf-form4_167580736208132.xml · nonDerivative · entry 1

Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 17:29 UTC SaleCommon Stock, par value $0.001 per share 1,466 $169.76 $248,868.16
Disclosure

SEC source: 0001179283-23-000002 · wf-form4_167546332176702.xml · nonDerivative · entry 1

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,245

Read SEC document
January 31, 2023 Filed Feb 1, 2023 22:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
OtherCommon Stock, par value $0.001 per share 36,000 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000002 · wf-form4_167528893333647.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,319

F2 · kind: On January 31, 2023, the reporting person deposited 36,000 shares of Common Stock to an irrevocable trust. In exchange for the shares, the reporting person received from the trust assets of equal value. The deposit of shares to the trust resulted in an increase in the number of shares the reporting person beneficially owns indirectly through such trust and a corresponding decrease in the number of shares the reporting person beneficially owns directly.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 22:04 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
SaleCommon Stock, par value $0.001 per share 2,189 $168.42 $368,671.38
Disclosure

SEC source: 0001762098-23-000006 · wf-form4_167537545660004.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,369

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 16:59 UTC
Mahon AnitaEVP & Chief Growth Officer
Tax withholdingCommon Stock, par value $0.001 per share 2,311 $170.01 $392,893.11
Disclosure

SEC source: 0001805281-23-000002 · wf-form4_167528877677218.xml · nonDerivative · entry 2

Mahon Anita · CIK 0001805281 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,297

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 16:59 UTC
Mahon AnitaEVP & Chief Growth Officer
Exercise / conversionCommon Stock, par value $0.001 per share 6,547 $0.00 $0.00
Disclosure

SEC source: 0001805281-23-000002 · wf-form4_167528877677218.xml · nonDerivative · entry 1

Mahon Anita · CIK 0001805281 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
Exercise / conversionCommon Stock, par value $0.001 per share 63,990 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000002 · wf-form4_167528893333647.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:00 UTC
Nicolelli MaurizioExecutive Vice President & CFO
Tax withholdingCommon Stock, par value $0.001 per share 1,738 $170.01 $295,477.38
Disclosure

SEC source: 0001472650-23-000004 · wf-form4_167528883389284.xml · nonDerivative · entry 2

Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,441

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:00 UTC
Nicolelli MaurizioExecutive Vice President & CFO
Exercise / conversionCommon Stock, par value $0.001 per share 6,547 $0.00 $0.00
Disclosure

SEC source: 0001472650-23-000004 · wf-form4_167528883389284.xml · nonDerivative · entry 1

Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:00 UTC
Miglani Nalin KumarEVP and Chief HR Officer
Tax withholdingCommon Stock, par value $0.001 per share 4,964 $170.01 $843,929.64
Disclosure

SEC source: 0001627017-23-000006 · wf-form4_167528880081728.xml · nonDerivative · entry 2

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,986

F3 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

F2 · balance_after: On November 14, 2022, the reporting person filed a Form 4 which inadvertently reported that, following his voluntary forfeit of 836 shares of Common Stock, 836 shares of Common Stock were acquired by the reporting person. This Form 4 corrects the number of shares of Common Stock owned by the reporting person following the transactions completed on January 30, 2023.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:00 UTC
Miglani Nalin KumarEVP and Chief HR Officer
Exercise / conversionCommon Stock, par value $0.001 per share 10,492 $0.00 $0.00
Disclosure

SEC source: 0001627017-23-000006 · wf-form4_167528880081728.xml · nonDerivative · entry 1

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

F2 · balance_after: On November 14, 2022, the reporting person filed a Form 4 which inadvertently reported that, following his voluntary forfeit of 836 shares of Common Stock, 836 shares of Common Stock were acquired by the reporting person. This Form 4 corrects the number of shares of Common Stock owned by the reporting person following the transactions completed on January 30, 2023.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:59 UTC
Kini NarasimhaEVP, Emerging Bus Unit Leader
Tax withholdingCommon Stock, par value $0.001 per share 735 $170.01 $124,957.35
Disclosure

SEC source: 0001373631-23-000004 · wf-form4_167528874999314.xml · nonDerivative · entry 2

Kini Narasimha · CIK 0001373631 · EVP, Emerging Bus Unit Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,195

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:59 UTC
Kini NarasimhaEVP, Emerging Bus Unit Leader
Exercise / conversionCommon Stock, par value $0.001 per share 3,525 $0.00 $0.00
Disclosure

SEC source: 0001373631-23-000004 · wf-form4_167528874999314.xml · nonDerivative · entry 1

Kini Narasimha · CIK 0001373631 · EVP, Emerging Bus Unit Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:59 UTC
Jetley VivekEVP and Head of Analytics
Tax withholdingCommon Stock, par value $0.001 per share 2,783 $170.01 $473,137.83
Disclosure

SEC source: 0001798124-23-000004 · wf-form4_167528872439163.xml · nonDerivative · entry 2

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,495

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:59 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionCommon Stock, par value $0.001 per share 6,547 $0.00 $0.00
Disclosure

SEC source: 0001798124-23-000004 · wf-form4_167528872439163.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:58 UTC
Bhalla VikasEVP & Head of Outsourcing
Tax withholdingCommon Stock, par value $0.001 per share 5,322 $170.01 $904,793.22
Disclosure

SEC source: 0001373633-23-000002 · wf-form4_167528869568557.xml · nonDerivative · entry 2

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,507

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:58 UTC
Bhalla VikasEVP & Head of Outsourcing
Exercise / conversionCommon Stock, par value $0.001 per share 12,450 $0.00 $0.00
Disclosure

SEC source: 0001373633-23-000002 · wf-form4_167528869568557.xml · nonDerivative · entry 1

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:57 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Tax withholdingCommon Stock, par value $0.001 per share 2,851 $170.01 $484,698.51
Disclosure

SEC source: 0001762098-23-000004 · wf-form4_167528866454468.xml · nonDerivative · entry 2

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,558

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:57 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Exercise / conversionCommon Stock, par value $0.001 per share 5,040 $0.00 $0.00
Disclosure

SEC source: 0001762098-23-000004 · wf-form4_167528866454468.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:57 UTC
Rai AnkorEVP, Chief Digital Officer
Tax withholdingCommon Stock, par value $0.001 per share 1,680 $170.01 $285,616.80
Disclosure

SEC source: 0001888174-23-000004 · wf-form4_167528862753631.xml · nonDerivative · entry 2

Rai Ankor · CIK 0001888174 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,674

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

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January 30, 2023 Filed Feb 1, 2023 21:57 UTC
Rai AnkorEVP, Chief Digital Officer
Exercise / conversionCommon Stock, par value $0.001 per share 5,040 $0.00 $0.00
Disclosure

SEC source: 0001888174-23-000004 · wf-form4_167528862753631.xml · nonDerivative · entry 1

Rai Ankor · CIK 0001888174 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

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January 17, 2023 Filed Jan 19, 2023 22:10 UTC
Miglani Nalin KumarEVP and Chief HR Officer
SaleCommon Stock, par value $0.001 per share 2,750 $173.69 $477,647.50
Disclosure

SEC source: 0001627017-23-000004 · wf-form4_167416624134636.xml · nonDerivative · entry 1

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,294

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

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January 10, 2023 Filed Jan 12, 2023 21:15 UTC GrantRestricted Stock Units · Derivative 493 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-001685 · doc4.xml · derivative · entry 1

Fibig Andreas · CIK 0001514412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493

Underlying: Common Stock, par value $0.001 per share · 493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

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December 30, 2022 Filed Jan 4, 2023 22:02 UTC
Miglani Nalin KumarEVP and Chief HR Officer
SaleCommon Stock, par value $0.001 per share 2,750 $171.98 $472,945.00
Disclosure

SEC source: 0001627017-23-000002 · wf-form4_167286972570077.xml · nonDerivative · entry 2

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,044

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

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December 30, 2022 Filed Jan 4, 2023 22:02 UTC
Miglani Nalin KumarEVP and Chief HR Officer
SaleCommon Stock, par value $0.001 per share 2,750 $169.46 $466,015.00
Disclosure

SEC source: 0001627017-23-000002 · wf-form4_167286972570077.xml · nonDerivative · entry 1

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,794

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $169.24 to $169.74 per share. The price reported above reflects the weighted average sales price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

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December 30, 2022 Filed Jan 19, 2023 22:08 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
GrantCommon Stock, par value $0.001 per share 4 $132.60 $530.40
Disclosure

SEC source: 0001762098-23-000002 · wf-form4_167416608923818.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,369

F1 · kind: The reporting person is voluntarily reporting the exempt acquisition of shares of ExlService Holdings, Inc.'s common stock pursuant to the ExlService Holdings, Inc. 2022 Employee Stock Purchase Plan.

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December 30, 2022 Filed Jan 19, 2023 22:11 UTC
Kini NarasimhaEVP, Emerging Bus Unit Leader
GrantCommon Stock, par value $0.001 per share 73 $132.62 $9,681.26
Disclosure

SEC source: 0001373631-23-000002 · wf-form4_167416626938695.xml · nonDerivative · entry 1

Kini Narasimha · CIK 0001373631 · EVP, Emerging Bus Unit Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,405

F1 · kind: The reporting person is voluntarily reporting the exempt acquisition of shares of ExlService Holdings, Inc.'s common stock pursuant to the ExlService Holdings, Inc. 2022 Employee Stock Purchase Plan.

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December 30, 2022 Filed Jan 19, 2023 22:10 UTC
Nicolelli MaurizioExecutive Vice President & CFO
GrantCommon Stock, par value $0.001 per share 105 $132.62 $13,925.10
Disclosure

SEC source: 0001472650-23-000002 · wf-form4_167416621761698.xml · nonDerivative · entry 1

Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,632

F1 · kind: The reporting person is voluntarily reporting the exempt acquisition of shares of ExlService Holdings, Inc.'s common stock pursuant to the ExlService Holdings, Inc. 2022 Employee Stock Purchase Plan.

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December 30, 2022 Filed Jan 19, 2023 22:08 UTC
Jetley VivekEVP and Head of Analytics
GrantCommon Stock, par value $0.001 per share 28 $132.62 $3,713.36
Disclosure

SEC source: 0001798124-23-000002 · wf-form4_167416612363981.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,731

F1 · kind: The reporting person is voluntarily reporting the exempt acquisition of shares of ExlService Holdings, Inc.'s common stock pursuant to the ExlService Holdings, Inc. 2022 Employee Stock Purchase Plan.

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December 30, 2022 Filed Jan 19, 2023 22:08 UTC
Rai AnkorEVP, Chief Digital Officer
GrantCommon Stock, par value $0.001 per share 88 $132.62 $11,670.56
Disclosure

SEC source: 0001888174-23-000002 · wf-form4_167416606632747.xml · nonDerivative · entry 1

Rai Ankor · CIK 0001888174 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,314

F1 · kind: The reporting person is voluntarily reporting the exempt acquisition of shares of ExlService Holdings, Inc.'s common stock pursuant to the ExlService Holdings, Inc. 2022 Employee Stock Purchase Plan.

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December 14, 2022 Filed Dec 16, 2022 21:39 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
SaleCommon Stock, par value $0.001 per share 389 $177.08 $68,884.12
Disclosure

SEC source: 0001762098-22-000016 · wf-form4_167122676128453.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

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December 13, 2022 Filed Dec 15, 2022 22:01 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Exercise / conversionRestricted Stock Units · Derivative 1,123 $0.00 $0.00
Disclosure

SEC source: 0001762098-22-000014 · wf-form4_167114166537849.xml · derivative · entry 3

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 1,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On December 13, 2018, the reporting person was granted 4,492 restricted stock units, 25 percent of the restricted stock units became vested on December 13, 2019, an additional 25 percent of the restricted stock units vested on December 13, 2020, an additional 25 percent of the restricted stock vested on December 13, 2021, and the remaining balance of 25 percent of the restricted stock units vested on December 13, 2022.

F3 · derivative.expiration_date: On December 13, 2018, the reporting person was granted 4,492 restricted stock units, 25 percent of the restricted stock units became vested on December 13, 2019, an additional 25 percent of the restricted stock units vested on December 13, 2020, an additional 25 percent of the restricted stock vested on December 13, 2021, and the remaining balance of 25 percent of the restricted stock units vested on December 13, 2022.

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December 13, 2022 Filed Dec 15, 2022 22:01 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Tax withholdingCommon Stock, par value $0.001 per share 734 $179.69 $131,892.46
Disclosure

SEC source: 0001762098-22-000014 · wf-form4_167114166537849.xml · nonDerivative · entry 2

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

F2 · kind: The reporting person's restricted stock units reported in this report vested on December 13, 2022. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding

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December 13, 2022 Filed Dec 15, 2022 22:01 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Exercise / conversionCommon Stock, par value $0.001 per share 1,123 $0.00 $0.00
Disclosure

SEC source: 0001762098-22-000014 · wf-form4_167114166537849.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

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November 15, 2022 Filed Nov 17, 2022 22:01 UTC
Bhalla VikasEVP & Head of Outsourcing
SaleCommon Stock, par value $0.001 per share 3,896 $182.50 $711,020.00
Disclosure

SEC source: 0001373633-22-000014 · wf-form4_166872246133339.xml · nonDerivative · entry 1

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,379

F1 · price: This transaction was executed in multiple trades at prices ranging from $182.50 to $182.51 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

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November 09, 2022 Filed Nov 14, 2022 23:06 UTC
Miglani Nalin KumarEVP and Chief HR Officer
Disposition to issuerRestricted Stock Units · Derivative 836 $0.00 $0.00
Disclosure

SEC source: 0001627017-22-000013 · wf-form4_166846713827415.xml · derivative · entry 2

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 836 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units received under a share matching plan previously disclosed. The restricted stock units were voluntarily forfeited by the Reporting Person on November 9, 2022.

F1 · derivative.exercise_date: Represents restricted stock units received under a share matching plan previously disclosed. The restricted stock units were voluntarily forfeited by the Reporting Person on November 9, 2022.

F1 · derivative.expiration_date: Represents restricted stock units received under a share matching plan previously disclosed. The restricted stock units were voluntarily forfeited by the Reporting Person on November 9, 2022.

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November 09, 2022 Filed Nov 14, 2022 23:06 UTC
Miglani Nalin KumarEVP and Chief HR Officer
Exercise / conversionCommon Stock, par value $0.001 per share 836 $0.00 $0.00
Disclosure

SEC source: 0001627017-22-000013 · wf-form4_166846713827415.xml · nonDerivative · entry 1

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 04, 2022 Filed Nov 8, 2022 16:54 UTC GiftCommon Stock, par value $0.001 per share 550 $0.00 $0.00
Disclosure

SEC source: 0001179283-22-000006 · wf-form4_166794445088116.xml · nonDerivative · entry 1

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,711

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November 01, 2022 Filed Nov 3, 2022 17:02 UTC SaleCommon Stock, par value $0.001 per share 407 $184.16 $74,953.12
Disclosure

SEC source: 0001179283-22-000004 · wf-form4_166750934180515.xml · nonDerivative · entry 4

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,261

F4 · price: This transaction was executed in multiple trades at prices ranging from $184.04 to $184.40 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

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November 01, 2022 Filed Nov 3, 2022 17:02 UTC SaleCommon Stock, par value $0.001 per share 1,565 $183.69 $287,474.85
Disclosure

SEC source: 0001179283-22-000004 · wf-form4_166750934180515.xml · nonDerivative · entry 3

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,668

F3 · price: This transaction was executed in multiple trades at prices ranging from $183.03 to $184.01 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares

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November 01, 2022 Filed Nov 3, 2022 17:02 UTC SaleCommon Stock, par value $0.001 per share 413 $182.20 $75,248.60
Disclosure

SEC source: 0001179283-22-000004 · wf-form4_166750934180515.xml · nonDerivative · entry 2

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,233

F2 · price: This transaction was executed in multiple trades at prices ranging from $181.79 to $182.64 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

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November 01, 2022 Filed Nov 3, 2022 17:02 UTC SaleCommon Stock, par value $0.001 per share 615 $181.40 $111,561.00
Disclosure

SEC source: 0001179283-22-000004 · wf-form4_166750934180515.xml · nonDerivative · entry 1

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,646

F1 · price: This transaction was executed in multiple trades at prices ranging from $180.76 to $181.66 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.