Tapewire

Nasdaq · USD

EXEL

EXELIXIS, INC.

Export transactions ↓
Tapewire entity
3386
SEC CIK
0000939767
Parsed reports
735

Last 12 months

Inside the activity.

1 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202518
Dec 202500
Jan 202600
Feb 2026014
Mar 202600
Apr 202600
May 202607
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2023 Filed Sep 9, 2023 01:24 UTC
Haley Patrick J.EVP, Commercial
GrantCommon Stock 57,900 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000104 · wk-form4_1694222655.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,190

F1 · date: On September 11, 2020, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 57,900 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the eligible Target Shares vest upon the Compensation Committee's (the "Committee") certification of achievement of certain performance criteria; and (ii) 50% of the eligible Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F2 · shares: On September 6, 2023, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU (such shares, the "Achieved Shares"). The Reporting Person had already vested 1/3 of the Achieved Shares as a result of the Committee's certification that certain performance criteria had been achieved on August 3, 2022 and continuous service through August 15, 2023. Accordingly, the Committee's certification on September 6, 2023 resulted in the immediate vesting of 1/3 of the Achieved Shares, and 1/3 of the Achieved Shares will vest on November 15, 2024, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending on the level and timing of achievement of the performance criteria through December 31, 2024.

F3 · balance_after: Includes 200,242 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 01:22 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
Tax withholdingCommon Stock 14,354 $22.27 $319,663.58
Disclosure

SEC source: 0000939767-23-000103 · wk-form4_1694222563.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,345

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on September 6, 2023.

F3 · balance_after: Includes 188,144 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 01:22 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
GrantCommon Stock 57,900 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000103 · wk-form4_1694222563.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,699

F1 · date: On September 11, 2020, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 57,900 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the eligible Target Shares vest upon the Compensation Committee's (the "Committee") certification of achievement of certain performance criteria; and (ii) 50% of the eligible Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F2 · shares: On September 6, 2023, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU (such shares, the "Achieved Shares"). The Reporting Person had already vested 1/3 of the Achieved Shares as a result of the Committee's certification that certain performance criteria had been achieved on August 3, 2022 and continuous service through August 15, 2023. Accordingly, the Committee's certification on September 6, 2023 resulted in the immediate vesting of 1/3 of the Achieved Shares, and 1/3 of the Achieved Shares will vest on November 15, 2024, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending on the level and timing of achievement of the performance criteria through December 31, 2024.

F3 · balance_after: Includes 188,144 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 00:59 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 57,500 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000102 · wk-form4_1693961929.xml · nonDerivative · entry 3

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,339,041

F4 · kind: Represents shares of Common Stock that the Reporting Person donated as a gift to a donor advised fund.

F3 · ownership.nature: Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

Read SEC document
August 31, 2023 Filed Sep 6, 2023 00:59 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 56,221 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000102 · wk-form4_1693961929.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,396,541

F1 · kind: On August 31, 2023, the Reporting Person gifted 56,221 shares of Exelixis, Inc. common stock ("Common Stock") to Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Trust dated July 21, 1994, as amended.

F3 · ownership.nature: Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

Read SEC document
August 31, 2023 Filed Sep 6, 2023 00:59 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 56,221 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000102 · wk-form4_1693961929.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585,496

F1 · kind: On August 31, 2023, the Reporting Person gifted 56,221 shares of Exelixis, Inc. common stock ("Common Stock") to Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Trust dated July 21, 1994, as amended.

F2 · balance_after: Includes 515,997 shares of Common Stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 30, 2023 Filed Sep 2, 2023 00:15 UTC
Aftab DanaCSO/EVP Disc & Trans Research
SaleCommon Stock 4,600 $22.47 $103,362.00
Disclosure

SEC source: 0000939767-23-000101 · wk-form4_1693613697.xml · nonDerivative · entry 1

Aftab Dana · CIK 0001959132 · CSO/EVP Disc & Trans Research

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 399,943

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2023.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.40 to $22.52. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3 · balance_after: Includes 238,239 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 28, 2023 Filed Aug 31, 2023 01:48 UTC
MORRISSEY MICHAELDirector · President and CEO
Exercise / conversionOption (right to buy) · Derivative 360,000 $0.00 Strike: $15.31 $0.00
Disclosure

SEC source: 0000939767-23-000100 · wk-form4_1693446470.xml · derivative · entry 5

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 360,000 shares

Expires 2023-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 360,000 shares of Common Stock, became fully exercisable on September 26, 2020.

Read SEC document
August 28, 2023 Filed Aug 31, 2023 01:48 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 303,779 $22.18 $6,737,818.22
Disclosure

SEC source: 0000939767-23-000100 · wk-form4_1693446470.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,717

F2 · shares: Represents a "net exercise" of an outstanding stock option. The Reporting Person received 56,221 shares of Common Stock on the net exercise of a stock option to purchase 360,000 shares of Common Stock. The Issuer withheld 303,779 shares of Common Stock underlying the stock option for payment of the exercise price and tax withholding using a stock price on August 28, 2023 of $22.18.

F1 · balance_after: Includes 515,997 shares of Exelixis, Inc. common stock ("Common Stock") that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 28, 2023 Filed Aug 31, 2023 01:48 UTC
MORRISSEY MICHAELDirector · President and CEO
Exercise / conversionCommon Stock 360,000 $15.31 $5,511,600.00
Disclosure

SEC source: 0000939767-23-000100 · wk-form4_1693446470.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 515,997 shares of Exelixis, Inc. common stock ("Common Stock") that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 23:40 UTC
Peterson Amy C.EVP Prod Dev & Med Aff & CMO
GrantOption (right to buy) · Derivative 160,000 $0.00 Strike: $21.75 $0.00
Disclosure

SEC source: 0000939767-23-000098 · wk-form4_1693006836.xml · derivative · entry 2

Peterson Amy C. · CIK 0001682735 · EVP Prod Dev & Med Aff & CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2030-08-23

F4 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 23:40 UTC
Peterson Amy C.EVP Prod Dev & Med Aff & CMO
GrantCommon Stock 240,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000098 · wk-form4_1693006836.xml · nonDerivative · entry 1

Peterson Amy C. · CIK 0001682735 · EVP Prod Dev & Med Aff & CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on November 15, 2024 and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each November 15th until fully vested.

F3 · balance_after: Includes 240,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:20 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 23,304 $21.51 $501,269.04
Disclosure

SEC source: 0000939767-23-000090 · wk-form4_1692318044.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585,496

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on October 22, 2020, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on August 3, 2022.

F2 · balance_after: Includes 515,997 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:19 UTC Tax withholdingCommon Stock 8,074 $21.51 $173,671.74
Disclosure

SEC source: 0000939767-23-000089 · wk-form4_1692317932.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,557

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 11, 2020, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on August 3, 2022.

F2 · balance_after: Includes 174,479 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:16 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 7,177 $21.51 $154,377.27
Disclosure

SEC source: 0000939767-23-000087 · wk-form4_1692317755.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,290

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 11, 2020, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on August 3, 2022.

F2 · balance_after: Includes 171,292 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:17 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
Tax withholdingCommon Stock 7,177 $21.51 $154,377.27
Disclosure

SEC source: 0000939767-23-000088 · wk-form4_1692317835.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,799

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 11, 2020, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on August 3, 2022.

F2 · balance_after: Includes 159,194 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:14 UTC
Aftab DanaCSO/EVP Disc & Trans Research
Tax withholdingCommon Stock 6,280 $21.51 $135,082.80
Disclosure

SEC source: 0000939767-23-000086 · wk-form4_1692317673.xml · nonDerivative · entry 1

Aftab Dana · CIK 0001959132 · CSO/EVP Disc & Trans Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,543

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 11, 2020, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on August 3, 2022.

F2 · balance_after: Includes 238,239 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 01:20 UTC Exercise / conversionOption (right to buy) · Derivative 60,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-23-000084 · wk-form4_1691457604.xml · derivative · entry 7

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2023-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 01:20 UTC SaleCommon Stock 60,000 $20.68 $1,240,800.00
Disclosure

SEC source: 0000939767-23-000084 · wk-form4_1691457604.xml · nonDerivative · entry 4

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,631

F1 · balance_after: Includes 190,763 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 01:20 UTC Exercise / conversionCommon Stock 60,000 $14.74 $884,400.00
Disclosure

SEC source: 0000939767-23-000084 · wk-form4_1691457604.xml · nonDerivative · entry 3

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 190,763 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 03, 2023 Filed Aug 8, 2023 01:20 UTC Exercise / conversionOption (right to buy) · Derivative 60,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-23-000084 · wk-form4_1691457604.xml · derivative · entry 6

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2023-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to purchase a total of 120,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 22, 2020.

Read SEC document
August 03, 2023 Filed Aug 8, 2023 01:20 UTC SaleCommon Stock 60,000 $20.51 $1,230,600.00
Disclosure

SEC source: 0000939767-23-000084 · wk-form4_1691457604.xml · nonDerivative · entry 2

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,631

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.50 to $20.60. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F1 · balance_after: Includes 190,763 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 03, 2023 Filed Aug 8, 2023 01:20 UTC Exercise / conversionCommon Stock 60,000 $14.74 $884,400.00
Disclosure

SEC source: 0000939767-23-000084 · wk-form4_1691457604.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 190,763 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 03, 2023 Filed Aug 8, 2023 00:24 UTC
Haley Patrick J.EVP, Commercial
SaleCommon Stock 30,553 $20.67 $631,530.51
Disclosure

SEC source: 0000939767-23-000083 · wk-form4_1691454247.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,467

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.66 to $20.70. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Includes 185,767 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 00:02 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
Exercise / conversionOption (right to buy) · Derivative 55,710 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-23-000081 · wk-form4_1691107335.xml · derivative · entry 4

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,710 shares

Expires 2023-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 97,500 shares of Exelixis, Inc. common stock, became fully exercisable on September 22, 2020.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 00:02 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
SaleCommon Stock 55,710 $19.63 $1,093,587.30
Disclosure

SEC source: 0000939767-23-000081 · wk-form4_1691107335.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 571,976

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 23, 2022.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.55 to $19.79. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 00:02 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
Exercise / conversionCommon Stock 55,710 $14.74 $821,165.40
Disclosure

SEC source: 0000939767-23-000081 · wk-form4_1691107335.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 627,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 173,669 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 01:24 UTC GrantOption (right to buy) · Derivative 44,087 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0000939767-23-000062 · wk-form4_1685755448.xml · derivative · entry 1

Garber Alan M · CIK 0001312907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,087

Underlying: Common Stock · 44,087 shares

Expires 2030-05-31

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 100% of the shares subject to the option on the first anniversary of the date of grant, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 01:22 UTC GrantCommon Stock 20,718 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000060 · wk-form4_1685755327.xml · nonDerivative · entry 1

Freire Maria C · CIK 0001547999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,419

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 100% of the shares subject to the restricted stock unit award on June 1, 2024, subject to the Reporting Person's continuous service through that date.

F3 · balance_after: Includes 20,718 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 01:20 UTC
POSTE GEORGEDirector
GrantCommon Stock 20,718 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000059 · wk-form4_1685755243.xml · nonDerivative · entry 1

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,907

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 100% of the shares subject to the restricted stock unit award on June 1, 2024, subject to the Reporting Person's continuous service through that date.

F3 · balance_after: Includes 20,718 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 01:18 UTC GrantCommon Stock 20,718 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000058 · wk-form4_1685755089.xml · nonDerivative · entry 1

Wright Jacqueline · CIK 0001806405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,756

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 100% of the shares subject to the restricted stock unit award on June 1, 2024, subject to the Reporting Person's continuous service through that date.

F3 · balance_after: Includes 36,362 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 01:16 UTC GrantCommon Stock 20,718 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000057 · wk-form4_1685754957.xml · nonDerivative · entry 1

WYSZOMIERSKI JACK L · CIK 0001023225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,185

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 100% of the shares subject to the restricted stock unit award on June 1, 2024, subject to the Reporting Person's continuous service through that date.

F3 · balance_after: Includes 20,718 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 01:13 UTC GrantCommon Stock 20,718 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000056 · wk-form4_1685754799.xml · nonDerivative · entry 1

PAPADOPOULOS STELIOS · CIK 0001202098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,260,329

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 100% of the shares subject to the restricted stock unit award on June 1, 2024, subject to the Reporting Person's continuous service through that date.

F3 · balance_after: Includes 20,718 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 01:10 UTC
Smith JulieDirector
GrantOption (right to buy) · Derivative 44,087 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0000939767-23-000055 · wk-form4_1685754626.xml · derivative · entry 1

Smith Julie · CIK 0001557928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,087

Underlying: Common Stock · 44,087 shares

Expires 2030-05-31

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 100% of the shares subject to the option on the first anniversary of the date of grant, subject to the Reporting Person's continuous service through such date.

Read SEC document
May 31, 2023 Filed Jun 3, 2023 01:51 UTC
Oliver BobDirector
GrantOption (right to buy) · Derivative 36,353 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0000939767-23-000066 · wk-form4_1685757106.xml · derivative · entry 2

Oliver Bob · CIK 0001694534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,353

Underlying: Common Stock · 36,353 shares

Expires 2030-05-30

F4 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date, subject to the Reporting Person's continuous service through such dates.

Read SEC document
May 31, 2023 Filed Jun 3, 2023 01:51 UTC
Oliver BobDirector
GrantCommon Stock 18,176 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000066 · wk-form4_1685757106.xml · nonDerivative · entry 1

Oliver Bob · CIK 0001694534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,176

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on each of the first four anniversaries of the Transaction Date, subject to the Reporting Person's continuous service through such dates.

F3 · balance_after: Includes 18,176 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
May 31, 2023 Filed Jun 3, 2023 01:51 UTC GrantOption (right to buy) · Derivative 36,353 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0000939767-23-000065 · wk-form4_1685757095.xml · derivative · entry 2

Heyman Tomas J. · CIK 0001814673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,353

Underlying: Common Stock · 36,353 shares

Expires 2030-05-30

F4 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date, subject to the Reporting Person's continuous service through such dates.

Read SEC document
May 31, 2023 Filed Jun 3, 2023 01:51 UTC GrantCommon Stock 18,176 $0.00 $0.00
Disclosure

SEC source: 0000939767-23-000065 · wk-form4_1685757095.xml · nonDerivative · entry 1

Heyman Tomas J. · CIK 0001814673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,176

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on each of the first four anniversaries of the Transaction Date, subject to the Reporting Person's continuous service through such dates.

F3 · balance_after: Includes 18,176 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:06 UTC
Caligan Partners LPDirector · See Remarks
GrantOption (right to buy) · Derivative 36,353 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0000902664-23-003404 · ownership.xml · derivative · entry 3

JOHNSON DAVID EDWARD · CIK 0001785557 · Director

Caligan Partners LP · CIK 0001727492 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,353

Underlying: Common Stock · 36,353 shares

Expires 2030-05-30

F5 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date, subject to Mr. Johnson's continuous service through such dates.

F3 · ownership.direct: Mr. Johnson is deemed to hold the securities reported herein for the benefit of Caligan Partners Master Fund LP (the "Caligan Fund") and managed accounts to which Caligan Partners LP ("Caligan") serves as investment manager (the "Caligan Accounts"), and may, after vesting, if applicable, transfer the securities directly to the Caligan Fund and the Caligan Accounts.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:06 UTC
Caligan Partners LPDirector · See Remarks
GrantCommon Stock 18,176 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-003404 · ownership.xml · nonDerivative · entry 1

JOHNSON DAVID EDWARD · CIK 0001785557 · Director

Caligan Partners LP · CIK 0001727492 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,176

F1 · security: Represents shares of Exelixis, Inc. (the "Issuer") common stock ("Common Stock") issued to David Johnson ("Mr. Johnson") upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Common Stock.

F2 · date: The restricted stock units were granted to Mr. Johnson on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on each of the first four anniversaries of the Transaction Date, subject to the Mr. Johnson's continuous service through such dates.

F3 · ownership.direct: Mr. Johnson is deemed to hold the securities reported herein for the benefit of Caligan Partners Master Fund LP (the "Caligan Fund") and managed accounts to which Caligan Partners LP ("Caligan") serves as investment manager (the "Caligan Accounts"), and may, after vesting, if applicable, transfer the securities directly to the Caligan Fund and the Caligan Accounts.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:20 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
Tax withholdingCommon Stock 7,027 $19.18 $134,777.86
Disclosure

SEC source: 0000939767-23-000053 · wf-form4_168436918098485.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,976

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2022.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:20 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
Tax withholdingCommon Stock 4,940 $19.18 $94,749.20
Disclosure

SEC source: 0000939767-23-000053 · wf-form4_168436918098485.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,003

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2021.

F2 · balance_after: Includes 173,669 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 1,508 shares of Exelixis, Inc. common stock acquired on April 28, 2023, pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:16 UTC Tax withholdingCommon Stock 10,002 $19.18 $191,838.36
Disclosure

SEC source: 0000939767-23-000052 · wf-form4_168436898296817.xml · nonDerivative · entry 2

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,631

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2022.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:16 UTC Tax withholdingCommon Stock 8,444 $19.18 $161,955.92
Disclosure

SEC source: 0000939767-23-000052 · wf-form4_168436898296817.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,633

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2021.

F2 · balance_after: Includes 190,763 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:12 UTC
Aftab DanaCSO/EVP Disc & Trans Research
Tax withholdingCommon Stock 6,115 $19.18 $117,285.70
Disclosure

SEC source: 0000939767-23-000050 · wf-form4_168436869987997.xml · nonDerivative · entry 2

Aftab Dana · CIK 0001959132 · CSO/EVP Disc & Trans Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,823

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2022.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:12 UTC
Aftab DanaCSO/EVP Disc & Trans Research
Tax withholdingCommon Stock 4,373 $19.18 $83,874.14
Disclosure

SEC source: 0000939767-23-000050 · wf-form4_168436869987997.xml · nonDerivative · entry 1

Aftab Dana · CIK 0001959132 · CSO/EVP Disc & Trans Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,938

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2021.

F2 · balance_after: Includes 250,904 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 1,508 shares of Exelixis, Inc. common stock acquired on April 28, 2023, pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:14 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 33,518 $19.18 $642,875.24
Disclosure

SEC source: 0000939767-23-000051 · wf-form4_168436885984151.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,800

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2022.

F2 · balance_after: Includes 562,998 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:09 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 8,765 $19.18 $168,112.70
Disclosure

SEC source: 0000939767-23-000049 · wf-form4_168436855765148.xml · nonDerivative · entry 3

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,020

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2022.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:09 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 6,274 $19.18 $120,335.32
Disclosure

SEC source: 0000939767-23-000049 · wf-form4_168436855765148.xml · nonDerivative · entry 2

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,785

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded March 4, 2021.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:09 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 3,026 $19.18 $58,038.68
Disclosure

SEC source: 0000939767-23-000049 · wf-form4_168436855765148.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,059

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded February 19, 2020.

F2 · balance_after: Includes 185,767 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 1,508 shares of Exelixis, Inc. common stock acquired on April 28, 2023, pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.