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EXEL

EXELIXIS, INC.

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3386
SEC CIK
0000939767
Parsed reports
735

Last 12 months

Inside the activity.

1 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202518
Dec 202500
Jan 202600
Feb 2026014
Mar 202600
Apr 202600
May 202607
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2016 Filed Nov 15, 2016 00:36 UTC
Schwab GiselaPres Prod Dev & Med Aff & CMO
Exercise / conversionOption (right to buy) · Derivative 22,000 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0000939767-16-000273 · wf-form4_147917017722260.xml · derivative · entry 4

Schwab Gisela · CIK 0001213140 · Pres Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2016-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to purchase a total of 44,000 shares of Exelixis, Inc. common stock, became fully exercisable on December 8, 2010.

Read SEC document
November 09, 2016 Filed Nov 15, 2016 00:36 UTC
Schwab GiselaPres Prod Dev & Med Aff & CMO
SaleCommon Stock 22,000 $15.00 $330,000.00
Disclosure

SEC source: 0000939767-16-000273 · wf-form4_147917017722260.xml · nonDerivative · entry 2

Schwab Gisela · CIK 0001213140 · Pres Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,053

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2016.

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November 09, 2016 Filed Nov 15, 2016 00:36 UTC
Schwab GiselaPres Prod Dev & Med Aff & CMO
Exercise / conversionCommon Stock 22,000 $8.99 $197,780.00
Disclosure

SEC source: 0000939767-16-000273 · wf-form4_147917017722260.xml · nonDerivative · entry 1

Schwab Gisela · CIK 0001213140 · Pres Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 20,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 1,612 shares of common stock acquired pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan.

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November 09, 2016 Filed Nov 15, 2016 00:34 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000939767-16-000272 · wf-form4_147917003115761.xml · derivative · entry 6

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 20,000 shares

Expires 2018-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 75,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 28, 2015.

Read SEC document
November 09, 2016 Filed Nov 15, 2016 00:34 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 50,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0000939767-16-000272 · wf-form4_147917003115761.xml · derivative · entry 5

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to purchase a total of 50,000 shares of Exelixis, Inc. common stock, became fully exercisable on December 16, 2012.

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November 09, 2016 Filed Nov 15, 2016 00:34 UTC
Lamb PeterEVP, Scientific Strategy & CSO
SaleCommon Stock 70,000 $13.15 $920,500.00
Disclosure

SEC source: 0000939767-16-000272 · wf-form4_147917003115761.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,600

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2016.

Read SEC document
November 09, 2016 Filed Nov 15, 2016 00:34 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 20,000 $5.50 $110,000.00
Disclosure

SEC source: 0000939767-16-000272 · wf-form4_147917003115761.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 15, 2016 00:34 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 50,000 $5.04 $252,000.00
Disclosure

SEC source: 0000939767-16-000272 · wf-form4_147917003115761.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,250 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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September 26, 2016 Filed Sep 26, 2016 23:38 UTC
MORRISSEY MICHAELDirector · President and CEO
GrantCommon Stock · Derivative 360,000 $0.00 Strike: $15.31 $0.00
Disclosure

SEC source: 0000939767-16-000254 · wf-form4_147493310755793.xml · derivative · entry 4

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Common Stock · 360,000 shares

Expires 2024-09-25

F6 · date: Option granted pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of theTransaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

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September 26, 2016 Filed Sep 26, 2016 23:38 UTC
MORRISSEY MICHAELDirector · President and CEO
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-16-000254 · wf-form4_147493310755793.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on November 15, 2017, and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each November 15th until fully-vested

F3 · balance_after: Includes 60,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:43 UTC
Hessekiel JeffreyEVP and General Counsel
GrantOption (right to buy) · Derivative 97,500 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-16-000258 · wf-form4_147493338611685.xml · derivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 97,500 shares

Expires 2024-09-21

F4 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:43 UTC
Hessekiel JeffreyEVP and General Counsel
GrantCommon Stock 16,250 $0.00 $0.00
Disclosure

SEC source: 0000939767-16-000258 · wf-form4_147493338611685.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,617

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on November 15, 2017, and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each November 15th until fully-vested.

F3 · balance_after: Includes 16,250 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:42 UTC
Lamb PeterEVP, Scientific Strategy & CSO
GrantOption (right to buy) · Derivative 97,500 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-16-000257 · wf-form4_147493333003357.xml · derivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 97,500 shares

Expires 2024-09-21

F5 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:42 UTC
Lamb PeterEVP, Scientific Strategy & CSO
GrantCommon Stock 16,250 $0.00 $0.00
Disclosure

SEC source: 0000939767-16-000257 · wf-form4_147493333003357.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,600

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on November 15, 2017, and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each November 15th until fully-vested.

F3 · balance_after: Includes 16,250 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:41 UTC
Schwab GiselaPres Prod Dev & Med Aff & CMO
GrantOption (right to buy) · Derivative 120,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-16-000256 · wf-form4_147493327752966.xml · derivative · entry 3

Schwab Gisela · CIK 0001213140 · Pres Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2024-09-21

F5 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:41 UTC
Schwab GiselaPres Prod Dev & Med Aff & CMO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-16-000256 · wf-form4_147493327752966.xml · nonDerivative · entry 1

Schwab Gisela · CIK 0001213140 · Pres Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,441

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on November 15, 2017, and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each November 15th until fully-vested.

F3 · balance_after: Includes 20,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:39 UTC GrantOption (right to buy) · Derivative 120,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-16-000255 · wf-form4_147493315830708.xml · derivative · entry 3

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2024-09-21

F5 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of theTransaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:39 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-16-000255 · wf-form4_147493315830708.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,727

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on November 15, 2017, and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each November 15th until fully-vested.

F3 · balance_after: Includes 20,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:31 UTC
Smith JulieDirector
GrantOption (right to buy) · Derivative 26,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-16-000248 · wf-form4_147492545113245.xml · derivative · entry 2

Smith Julie · CIK 0001557928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2023-09-21

F3 · derivative.exercise_date: Option granted pursuant to the 2014 Plan. Option will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:31 UTC
Smith JulieDirector
GrantCommon Stock 763 $0.00 $0.00
Disclosure

SEC source: 0000939767-16-000248 · wf-form4_147492545113245.xml · nonDerivative · entry 1

Smith Julie · CIK 0001557928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan (the "2014 Plan"). The restricted stock units will vest in full on December 30, 2016.

Read SEC document
September 22, 2016 Filed Nov 23, 2016 21:16 UTC Amendment GrantOption (right to buy) · Derivative 120,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000939767-16-000282 · wf-form4a_147993579338967.xml · derivative · entry 4

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2023-09-21

F7 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of theTransaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

F8 · derivative.expiration_date: The original Form 4 filed on September 26, 2016 is amended by this Form 4 amendment to correctly reflect the expiration date of the option.

Read SEC document
September 22, 2016 Filed Nov 23, 2016 21:16 UTC Amendment GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-16-000282 · wf-form4a_147993579338967.xml · nonDerivative · entry 2

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,976

F3 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F4 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on November 15, 2017, and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each November 15th until fully-vested.

F5 · balance_after: Includes 20,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
July 15, 2016 Filed Nov 23, 2016 21:16 UTC Amendment Tax withholdingCommon Stock 46,751 $8.44 $394,578.44
Disclosure

SEC source: 0000939767-16-000282 · wf-form4a_147993579338967.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,976

F1 · date: The original Form 4 filed on September 26, 2016 is amended by this Form 4 amendment to reflect 46,751 shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units held by the Reporting Person that occurred on July 15, 2016. This transaction also reduces the amount of securities beneficially owned by the Reporting Person.

F2 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on July 15, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.