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Nasdaq · USD

EXEL

EXELIXIS, INC.

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3386
SEC CIK
0000939767
Parsed reports
735

Last 12 months

Inside the activity.

1 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202518
Dec 202500
Jan 202600
Feb 2026014
Mar 202600
Apr 202600
May 202607
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2017 Filed Mar 4, 2017 01:17 UTC
POSTE GEORGEDirector
Exercise / conversionCommon Stock 15,000 $7.97 $119,550.00
Disclosure

SEC source: 0000939767-17-000023 · wf-form4_148859021275410.xml · nonDerivative · entry 6

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 4, 2017 01:17 UTC
POSTE GEORGEDirector
Exercise / conversionCommon Stock 11,250 $4.16 $46,800.00
Disclosure

SEC source: 0000939767-17-000023 · wf-form4_148859021275410.xml · nonDerivative · entry 5

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 4, 2017 01:17 UTC
POSTE GEORGEDirector
Exercise / conversionCommon Stock 40,000 $3.13 $125,200.00
Disclosure

SEC source: 0000939767-17-000023 · wf-form4_148859021275410.xml · nonDerivative · entry 4

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 4, 2017 01:17 UTC
POSTE GEORGEDirector
Exercise / conversionCommon Stock 1,150 $10.53 $12,109.50
Disclosure

SEC source: 0000939767-17-000023 · wf-form4_148859021275410.xml · nonDerivative · entry 3

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 01:18 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 25,000 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0000939767-17-000024 · wf-form4_148859029011615.xml · derivative · entry 6

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of Exelixis, Inc. common stock, became fully exercisable on December 15, 2013.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 01:18 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0000939767-17-000024 · wf-form4_148859029011615.xml · derivative · entry 5

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 75,000 shares of Exelixis, Inc. common stock, became fully exercisable on December 9, 2013.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 01:18 UTC
Lamb PeterEVP, Scientific Strategy & CSO
SaleCommon Stock 45,000 $22.19 $998,550.00
Disclosure

SEC source: 0000939767-17-000024 · wf-form4_148859029011615.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,600

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2016.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.76 to $22.59. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 01:18 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 25,000 $7.51 $187,750.00
Disclosure

SEC source: 0000939767-17-000024 · wf-form4_148859029011615.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 01:18 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 20,000 $7.18 $143,600.00
Disclosure

SEC source: 0000939767-17-000024 · wf-form4_148859029011615.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,250 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 01:17 UTC
POSTE GEORGEDirector
Exercise / conversionOption (right to buy) · Derivative 8,850 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0000939767-17-000023 · wf-form4_148859021275410.xml · derivative · entry 8

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 8,850 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 10,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 2, 2007.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 01:17 UTC
POSTE GEORGEDirector
SaleCommon Stock 8,850 $22.18 $196,293.00
Disclosure

SEC source: 0000939767-17-000023 · wf-form4_148859021275410.xml · nonDerivative · entry 2

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,555

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.15 to $22.24. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 01:17 UTC
POSTE GEORGEDirector
Exercise / conversionCommon Stock 8,850 $10.53 $93,190.50
Disclosure

SEC source: 0000939767-17-000023 · wf-form4_148859021275410.xml · nonDerivative · entry 1

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 25, 2017 02:00 UTC
Smith JulieDirector
GrantOption (right to buy) · Derivative 16,620 $0.00 Strike: $21.74 $0.00
Disclosure

SEC source: 0000939767-17-000014 · wf-form4_148798801033982.xml · derivative · entry 1

Smith Julie · CIK 0001557928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,620

Underlying: Common Stock · 16,620 shares

Expires 2024-02-22

F1 · derivative.exercise_date: Option granted pursuant to the 2014 Plan. Option will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 00:55 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 55,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0000939767-17-000009 · wf-form4_148616972085353.xml · derivative · entry 6

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 55,000 shares

Expires 2019-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing the right to purchase a total of 75,000 shares of Exelixis, Inc. common stock, became fully exercisable on December 9, 2013.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 00:55 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0000939767-17-000009 · wf-form4_148616972085353.xml · derivative · entry 5

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 75,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 1, 2013.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 00:55 UTC
Lamb PeterEVP, Scientific Strategy & CSO
SaleCommon Stock 70,000 $18.65 $1,305,500.00
Disclosure

SEC source: 0000939767-17-000009 · wf-form4_148616972085353.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,600

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2016.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $18.23 to $18.92. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 00:55 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 55,000 $7.18 $394,900.00
Disclosure

SEC source: 0000939767-17-000009 · wf-form4_148616972085353.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 00:55 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 15,000 $5.96 $89,400.00
Disclosure

SEC source: 0000939767-17-000009 · wf-form4_148616972085353.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,250 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:25 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 60,000 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0000939767-17-000003 · wf-form4_148366589849602.xml · derivative · entry 7

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 60,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, representing the right to purchase a total of 75,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 1, 2013.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:25 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0000939767-17-000003 · wf-form4_148366589849602.xml · derivative · entry 6

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of Exelixis, Inc. common stock, became fully exercisable on February 26, 2013.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:25 UTC
Lamb PeterEVP, Scientific Strategy & CSO
SaleCommon Stock 2,400 $15.27 $36,648.00
Disclosure

SEC source: 0000939767-17-000003 · wf-form4_148366589849602.xml · nonDerivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,600

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2016.

F4 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.24 to $15.32. Reporting person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:25 UTC
Lamb PeterEVP, Scientific Strategy & CSO
SaleCommon Stock 67,600 $14.63 $988,988.00
Disclosure

SEC source: 0000939767-17-000003 · wf-form4_148366589849602.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2016.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $14.24 to $15.23. Reporting person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:25 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 60,000 $5.96 $357,600.00
Disclosure

SEC source: 0000939767-17-000003 · wf-form4_148366589849602.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:25 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 10,000 $4.42 $44,200.00
Disclosure

SEC source: 0000939767-17-000003 · wf-form4_148366589849602.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,250 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
December 20, 2016 Filed Feb 4, 2017 00:56 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-17-000010 · wf-form5_148616979502647.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 172,698

F1 · ownership.nature: Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

Read SEC document
December 20, 2016 Filed Feb 4, 2017 00:56 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-17-000010 · wf-form5_148616979502647.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 173,698

F1 · ownership.nature: Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

Read SEC document
December 19, 2016 Filed Dec 22, 2016 01:42 UTC
Haley Patrick J.Sr. Vice President, Commercial
GrantOption (right to buy) · Derivative 50,000 $0.00 Strike: $16.29 $0.00
Disclosure

SEC source: 0000939767-16-000300 · wf-form4_148237094516361.xml · derivative · entry 1

Haley Patrick J. · CIK 0001692954 · Sr. Vice President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2023-12-18

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:29 UTC Exercise / conversionOption (right to buy) · Derivative 25,000 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0000939767-16-000292 · wf-form4_148193452746206.xml · derivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2017-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of Exelixis, Inc. common stock, was exercisable immediately upon grant and became fully vested on February 8, 2011.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:29 UTC SaleCommon Stock 25,000 $17.03 $425,750.00
Disclosure

SEC source: 0000939767-16-000292 · wf-form4_148193452746206.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,721

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.02 to $17.08. Reporting person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 00:29 UTC Exercise / conversionCommon Stock 25,000 $10.41 $260,250.00
Disclosure

SEC source: 0000939767-16-000292 · wf-form4_148193452746206.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,172 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
December 09, 2016 Filed Dec 10, 2016 01:02 UTC Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0000939767-16-000290 · wf-form4_148133172396557.xml · derivative · entry 3

Garber Alan M · CIK 0001312907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 10,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 2, 2008.

Read SEC document
December 09, 2016 Filed Dec 10, 2016 01:02 UTC SaleCommon Stock 7,832 $16.90 $132,360.80
Disclosure

SEC source: 0000939767-16-000290 · wf-form4_148133172396557.xml · nonDerivative · entry 2

Garber Alan M · CIK 0001312907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,329

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.9001 to $16.9006. Reporting person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
December 09, 2016 Filed Dec 10, 2016 01:02 UTC Exercise / conversionCommon Stock 10,000 $10.53 $105,300.00
Disclosure

SEC source: 0000939767-16-000290 · wf-form4_148133172396557.xml · nonDerivative · entry 1

Garber Alan M · CIK 0001312907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,638 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 00:03 UTC Exercise / conversionOption (right to buy) · Derivative 356 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0000939767-16-000288 · wf-form4_148115541665566.xml · derivative · entry 9

SCANGOS GEORGE A · CIK 0001202102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 356 shares

Expires 2016-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing the right to purchase a total of 400,000 shares of Exelixis, Inc. common stock, became exercisable as to 100,000 shares on December 8, 2007, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the original grant date (December 8, 2006). The option ceased vesting on July 15, 2010, in connection with the Reporting Person's resignation as President and Chief Executive Officer of Exelixis, Inc., at which time the option was exercisable as to as to 358,332 shares of Exelixis, Inc. Common Stock.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 00:03 UTC SaleCommon Stock 176 $17.90 $3,150.40
Disclosure

SEC source: 0000939767-16-000288 · wf-form4_148115541665566.xml · nonDerivative · entry 4

SCANGOS GEORGE A · CIK 0001202102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,648

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December 07, 2016 Filed Dec 8, 2016 00:03 UTC Exercise / conversionCommon Stock 356 $8.99 $3,200.44
Disclosure

SEC source: 0000939767-16-000288 · wf-form4_148115541665566.xml · nonDerivative · entry 3

SCANGOS GEORGE A · CIK 0001202102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2016 Filed Dec 8, 2016 00:03 UTC Exercise / conversionOption (right to buy) · Derivative 357,976 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0000939767-16-000288 · wf-form4_148115541665566.xml · derivative · entry 8

SCANGOS GEORGE A · CIK 0001202102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Underlying: Common Stock · 357,976 shares

Expires 2016-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing the right to purchase a total of 400,000 shares of Exelixis, Inc. common stock, became exercisable as to 100,000 shares on December 8, 2007, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the original grant date (December 8, 2006). The option ceased vesting on July 15, 2010, in connection with the Reporting Person's resignation as President and Chief Executive Officer of Exelixis, Inc., at which time the option was exercisable as to as to 358,332 shares of Exelixis, Inc. Common Stock.

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December 05, 2016 Filed Dec 8, 2016 00:03 UTC SaleCommon Stock 204,718 $17.81 $3,646,027.58
Disclosure

SEC source: 0000939767-16-000288 · wf-form4_148115541665566.xml · nonDerivative · entry 2

SCANGOS GEORGE A · CIK 0001202102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,468

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.45 to $18.00. Reporting person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

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December 05, 2016 Filed Dec 8, 2016 00:03 UTC Exercise / conversionCommon Stock 357,976 $8.99 $3,218,204.24
Disclosure

SEC source: 0000939767-16-000288 · wf-form4_148115541665566.xml · nonDerivative · entry 1

SCANGOS GEORGE A · CIK 0001202102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,596 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 01, 2016 Filed Dec 3, 2016 00:14 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0000939767-16-000286 · wf-form4_148072405626112.xml · derivative · entry 6

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of Exelixis, Inc. common stock, became fully exercisable on February 26, 2013.

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December 01, 2016 Filed Dec 3, 2016 00:14 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 55,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000939767-16-000286 · wf-form4_148072405626112.xml · derivative · entry 5

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2018-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 75,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 28, 2015.

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December 01, 2016 Filed Dec 3, 2016 00:14 UTC
Lamb PeterEVP, Scientific Strategy & CSO
SaleCommon Stock 70,000 $16.66 $1,166,200.00
Disclosure

SEC source: 0000939767-16-000286 · wf-form4_148072405626112.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,600

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Rerson on September 27, 2016.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.38 to $16.92. Reporting person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

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December 01, 2016 Filed Dec 3, 2016 00:14 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 15,000 $4.42 $66,300.00
Disclosure

SEC source: 0000939767-16-000286 · wf-form4_148072405626112.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 01, 2016 Filed Dec 3, 2016 00:14 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 55,000 $5.50 $302,500.00
Disclosure

SEC source: 0000939767-16-000286 · wf-form4_148072405626112.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,250 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 01, 2016 Filed Dec 3, 2016 00:13 UTC
Schwab GiselaPres Prod Dev & Med Aff & CMO
Exercise / conversionOption (right to buy) · Derivative 22,000 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0000939767-16-000285 · wf-form4_148072401067321.xml · derivative · entry 4

Schwab Gisela · CIK 0001213140 · Pres Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,000 shares

Expires 2016-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 44,000 shares of Exelixis, Inc. common stock, became fully exercisable on December 8, 2010.

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December 01, 2016 Filed Dec 3, 2016 00:13 UTC
Schwab GiselaPres Prod Dev & Med Aff & CMO
SaleCommon Stock 22,000 $16.73 $368,060.00
Disclosure

SEC source: 0000939767-16-000285 · wf-form4_148072401067321.xml · nonDerivative · entry 2

Schwab Gisela · CIK 0001213140 · Pres Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,053

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 3, 2016.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.52 to $17.00. Reporting person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

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December 01, 2016 Filed Dec 3, 2016 00:13 UTC
Schwab GiselaPres Prod Dev & Med Aff & CMO
Exercise / conversionCommon Stock 22,000 $8.99 $197,780.00
Disclosure

SEC source: 0000939767-16-000285 · wf-form4_148072401067321.xml · nonDerivative · entry 1

Schwab Gisela · CIK 0001213140 · Pres Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 20,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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November 09, 2016 Filed Nov 15, 2016 00:37 UTC
MORRISSEY MICHAELDirector · President and CEO
Exercise / conversionOption (right to buy) · Derivative 200,000 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0000939767-16-000274 · wf-form4_147917026535534.xml · derivative · entry 5

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2016-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 200,000 shares of Exelixis, Inc. common stock, became fully exercisable on December 8, 2010.

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November 09, 2016 Filed Nov 15, 2016 00:37 UTC
MORRISSEY MICHAELDirector · President and CEO
SaleCommon Stock 200,000 $15.00 $3,000,000.00
Disclosure

SEC source: 0000939767-16-000274 · wf-form4_147917026535534.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2016.

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November 09, 2016 Filed Nov 15, 2016 00:37 UTC
MORRISSEY MICHAELDirector · President and CEO
Exercise / conversionCommon Stock 200,000 $8.99 $1,798,000.00
Disclosure

SEC source: 0000939767-16-000274 · wf-form4_147917026535534.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 60,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.