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Nasdaq · USD

EXEL

EXELIXIS, INC.

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Tapewire entity
3386
SEC CIK
0000939767
Parsed reports
735

Last 12 months

Inside the activity.

1 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202518
Dec 202500
Jan 202600
Feb 2026014
Mar 202600
Apr 202600
May 202607
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2020 Filed Nov 26, 2020 00:46 UTC Exercise / conversionOption (right to buy) · Derivative 40,004 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0000939767-20-000158 · wf-form4_160635156809212.xml · derivative · entry 3

MARCHESI VINCENT T · CIK 0001202095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,004 shares

Expires 2020-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 80,004 shares of Exelixis, Inc. common stock, became fully exercisable on December 6, 2013.

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:46 UTC SaleCommon Stock 40,004 $18.50 $740,074.00
Disclosure

SEC source: 0000939767-20-000158 · wf-form4_160635156809212.xml · nonDerivative · entry 2

MARCHESI VINCENT T · CIK 0001202095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,212

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:46 UTC Exercise / conversionCommon Stock 40,004 $5.82 $232,823.28
Disclosure

SEC source: 0000939767-20-000158 · wf-form4_160635156809212.xml · nonDerivative · entry 1

MARCHESI VINCENT T · CIK 0001202095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,728 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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November 20, 2020 Filed Feb 6, 2021 02:53 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 187,239 $0.00 $0.00
Disclosure

SEC source: 0000939767-21-000013 · wf-form4_161258002141849.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,118,874

F1 · kind: On November 20, 2020, the reporting person gifted 187,239 shares of Exelixis, Inc. common stock to Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

F3 · ownership.nature: Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

Read SEC document
November 20, 2020 Filed Feb 6, 2021 02:53 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 187,239 $0.00 $0.00
Disclosure

SEC source: 0000939767-21-000013 · wf-form4_161258002141849.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,641

F1 · kind: On November 20, 2020, the reporting person gifted 187,239 shares of Exelixis, Inc. common stock to Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

F2 · balance_after: Includes 386,641 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:11 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 7,898 $20.16 $159,223.68
Disclosure

SEC source: 0000939767-20-000157 · wf-form4_160566187431677.xml · nonDerivative · entry 3

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,880

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 26, 2016.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:11 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 10,530 $20.16 $212,284.80
Disclosure

SEC source: 0000939767-20-000157 · wf-form4_160566187431677.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,778

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:11 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 6,526 $20.16 $131,564.16
Disclosure

SEC source: 0000939767-20-000157 · wf-form4_160566187431677.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,308

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.

F2 · balance_after: Includes 386,641 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:09 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 2,909 $20.16 $58,645.44
Disclosure

SEC source: 0000939767-20-000156 · wf-form4_160566174790445.xml · nonDerivative · entry 3

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,245

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:09 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 6,198 $20.16 $124,951.68
Disclosure

SEC source: 0000939767-20-000156 · wf-form4_160566174790445.xml · nonDerivative · entry 2

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,154

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:09 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 1,339 $20.16 $26,994.24
Disclosure

SEC source: 0000939767-20-000156 · wf-form4_160566174790445.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,352

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.

F2 · balance_after: Includes 142,913 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 73 shares of Exelixis, Inc. common stock acquired on October 30, 2020, pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan.

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November 15, 2020 Filed Nov 18, 2020 01:07 UTC Tax withholdingCommon Stock 2,633 $20.16 $53,081.28
Disclosure

SEC source: 0000939767-20-000155 · wf-form4_160566165871278.xml · nonDerivative · entry 3

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,596

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:07 UTC Tax withholdingCommon Stock 8,227 $20.16 $165,856.32
Disclosure

SEC source: 0000939767-20-000155 · wf-form4_160566165871278.xml · nonDerivative · entry 2

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,229

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:07 UTC Tax withholdingCommon Stock 2,737 $20.16 $55,177.92
Disclosure

SEC source: 0000939767-20-000155 · wf-form4_160566165871278.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,456

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.

F2 · balance_after: Includes 117,410 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:06 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Tax withholdingCommon Stock 2,014 $20.16 $40,602.24
Disclosure

SEC source: 0000939767-20-000154 · wf-form4_160566156697034.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,124

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:06 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Tax withholdingCommon Stock 6,818 $20.16 $137,450.88
Disclosure

SEC source: 0000939767-20-000154 · wf-form4_160566156697034.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,138

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:06 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Tax withholdingCommon Stock 2,479 $20.16 $49,976.64
Disclosure

SEC source: 0000939767-20-000154 · wf-form4_160566156697034.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,956

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.

F2 · balance_after: Includes 132,872 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:00 UTC
Hessekiel JeffreyEVP and General Counsel
Exercise / conversionOption (right to buy) · Derivative 30,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0000939767-20-000153 · wf-form4_160566122128587.xml · derivative · entry 6

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2021-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing the right to purchase a total of 230,000 shares of Exelixis, Inc. common stock, became fully exercisable on February 10, 2018.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:00 UTC
Hessekiel JeffreyEVP and General Counsel
Exercise / conversionCommon Stock 30,000 $7.27 $218,100.00
Disclosure

SEC source: 0000939767-20-000153 · wf-form4_160566122128587.xml · nonDerivative · entry 4

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:00 UTC
Hessekiel JeffreyEVP and General Counsel
Tax withholdingCommon Stock 2,131 $20.16 $42,960.96
Disclosure

SEC source: 0000939767-20-000153 · wf-form4_160566122128587.xml · nonDerivative · entry 3

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,254

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:00 UTC
Hessekiel JeffreyEVP and General Counsel
Tax withholdingCommon Stock 6,557 $20.16 $132,189.12
Disclosure

SEC source: 0000939767-20-000153 · wf-form4_160566122128587.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,385

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:00 UTC
Hessekiel JeffreyEVP and General Counsel
Tax withholdingCommon Stock 1,573 $20.16 $31,711.68
Disclosure

SEC source: 0000939767-20-000153 · wf-form4_160566122128587.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,942

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.

F2 · balance_after: Includes 108,613 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 00:57 UTC
Schwab GiselaPres, Prod Dev & Med Aff & CMO
Tax withholdingCommon Stock 2,583 $20.16 $52,073.28
Disclosure

SEC source: 0000939767-20-000152 · wf-form4_160566103821240.xml · nonDerivative · entry 3

Schwab Gisela · CIK 0001213140 · Pres, Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,399

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 00:57 UTC
Schwab GiselaPres, Prod Dev & Med Aff & CMO
Tax withholdingCommon Stock 9,685 $20.16 $195,249.60
Disclosure

SEC source: 0000939767-20-000152 · wf-form4_160566103821240.xml · nonDerivative · entry 2

Schwab Gisela · CIK 0001213140 · Pres, Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,982

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 00:57 UTC
Schwab GiselaPres, Prod Dev & Med Aff & CMO
Tax withholdingCommon Stock 2,685 $20.16 $54,129.60
Disclosure

SEC source: 0000939767-20-000152 · wf-form4_160566103821240.xml · nonDerivative · entry 1

Schwab Gisela · CIK 0001213140 · Pres, Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,667

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.

F2 · balance_after: Includes 138,359 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 517 shares of Exelixis, Inc. common stock acquired on October 30, 2020, pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan.

Read SEC document
November 10, 2020 Filed Nov 14, 2020 01:18 UTC Exercise / conversionOption (right to buy) · Derivative 62,403 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0000939767-20-000151 · wf-form4_160531670904103.xml · derivative · entry 3

WYSZOMIERSKI JACK L · CIK 0001023225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,403 shares

Expires 2020-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 62,403 shares of Exelixis, Inc. common stock, became fully exercisable on December 6, 2013.

Read SEC document
November 10, 2020 Filed Nov 14, 2020 01:18 UTC SaleCommon Stock 34,000 $20.61 $700,740.00
Disclosure

SEC source: 0000939767-20-000151 · wf-form4_160531670904103.xml · nonDerivative · entry 2

WYSZOMIERSKI JACK L · CIK 0001023225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,809

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.60 to $20.71. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
November 10, 2020 Filed Nov 14, 2020 01:18 UTC Exercise / conversionCommon Stock 62,403 $5.82 $363,185.46
Disclosure

SEC source: 0000939767-20-000151 · wf-form4_160531670904103.xml · nonDerivative · entry 1

WYSZOMIERSKI JACK L · CIK 0001023225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,728 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:12 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 177,132 $21.79 $3,859,706.28
Disclosure

SEC source: 0000939767-20-000141 · wf-form4_160375754622244.xml · nonDerivative · entry 5

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,834

F7 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on October 22, 2020.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:12 UTC
MORRISSEY MICHAELDirector · President and CEO
GrantCommon Stock 672,861 $0.00 $0.00
Disclosure

SEC source: 0000939767-20-000141 · wf-form4_160375754622244.xml · nonDerivative · entry 4

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,966

F3 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F4 · date: On September 20, 2019, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 448,574 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the Target Shares vest upon the Committee's certification of achievement certain performance criteria as certified by the Compensation Committee (the "Committee"); and (ii) 50% of the Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F5 · shares: On October 22, 2020, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU. Accordingly, the Committee's certification resulted in the immediate vesting of 75% of the Target Shares, and 75% of the Target Shares will vest on November 15, 2021, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending the level and timing of achievement of the performance criteria through December 31, 2021.

F6 · balance_after: Includes 434,035 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:11 UTC
Schwab GiselaPres, Prod Dev & Med Aff & CMO
Tax withholdingCommon Stock 55,235 $21.79 $1,203,570.65
Disclosure

SEC source: 0000939767-20-000140 · wf-form4_160375744915237.xml · nonDerivative · entry 2

Schwab Gisela · CIK 0001213140 · Pres, Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,835

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on October 22, 2020.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:11 UTC
Schwab GiselaPres, Prod Dev & Med Aff & CMO
GrantCommon Stock 213,879 $0.00 $0.00
Disclosure

SEC source: 0000939767-20-000140 · wf-form4_160375744915237.xml · nonDerivative · entry 1

Schwab Gisela · CIK 0001213140 · Pres, Prod Dev & Med Aff & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,070

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 20, 2019, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 142,586 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the Target Shares vest upon the Committee's certification of achievement certain performance criteria as certified by the Compensation Committee (the "Committee"); and (ii) 50% of the Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F3 · shares: On October 22, 2020, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU. Accordingly, the Committee's certification resulted in the immediate vesting of 75% of the Target Shares, and 75% of the Target Shares will vest on November 15, 2021, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending the level and timing of achievement of the performance criteria through December 31, 2021.

F4 · balance_after: Includes 167,307 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:07 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 44,184 $21.79 $962,769.36
Disclosure

SEC source: 0000939767-20-000139 · wf-form4_160375721407354.xml · nonDerivative · entry 2

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,618

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on October 22, 2020.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:07 UTC
Haley Patrick J.EVP, Commercial
GrantCommon Stock 178,231 $0.00 $0.00
Disclosure

SEC source: 0000939767-20-000139 · wf-form4_160375721407354.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,802

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 20, 2019, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 118,821 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the Target Shares vest upon the Committee's certification of achievement certain performance criteria as certified by the Compensation Committee (the "Committee"); and (ii) 50% of the Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F3 · shares: On October 22, 2020, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU. Accordingly, the Committee's certification resulted in the immediate vesting of 75% of the Target Shares, and 75% of the Target Shares will vest on November 15, 2021, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending the level and timing of achievement of the performance criteria through December 31, 2021.

F4 · balance_after: Includes 163,979 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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October 22, 2020 Filed Oct 27, 2020 00:04 UTC
Hessekiel JeffreyEVP and General Counsel
Tax withholdingCommon Stock 46,742 $21.79 $1,018,508.18
Disclosure

SEC source: 0000939767-20-000138 · wf-form4_160375705110335.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,515

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on October 22, 2020.

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October 22, 2020 Filed Oct 27, 2020 00:04 UTC
Hessekiel JeffreyEVP and General Counsel
GrantCommon Stock 178,231 $0.00 $0.00
Disclosure

SEC source: 0000939767-20-000138 · wf-form4_160375705110335.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,257

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 20, 2019, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 118,821 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the Target Shares vest upon the Committee's certification of achievement certain performance criteria as certified by the Compensation Committee (the "Committee"); and (ii) 50% of the Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F3 · shares: On October 22, 2020, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU. Accordingly, the Committee's certification resulted in the immediate vesting of 75% of the Target Shares, and 75% of the Target Shares will vest on November 15, 2021, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending the level and timing of achievement of the performance criteria through December 31, 2021.

F4 · balance_after: Includes 128,174 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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October 22, 2020 Filed Oct 26, 2020 23:57 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Tax withholdingCommon Stock 53,022 $21.79 $1,155,349.38
Disclosure

SEC source: 0000939767-20-000136 · wf-form4_160375663763003.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,435

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on October 22, 2020.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 23:57 UTC
Lamb PeterEVP, Scientific Strategy & CSO
GrantCommon Stock 213,879 $0.00 $0.00
Disclosure

SEC source: 0000939767-20-000136 · wf-form4_160375663763003.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,457

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 20, 2019, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 142,586 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the Target Shares vest upon the Committee's certification of achievement certain performance criteria as certified by the Compensation Committee (the "Committee"); and (ii) 50% of the Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F3 · shares: On October 22, 2020, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU. Accordingly, the Committee's certification resulted in the immediate vesting of 75% of the Target Shares, and 75% of the Target Shares will vest on November 15, 2021, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending the level and timing of achievement of the performance criteria through December 31, 2021.

F4 · balance_after: Includes 155,682 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:00 UTC Tax withholdingCommon Stock 46,920 $21.79 $1,022,386.80
Disclosure

SEC source: 0000939767-20-000137 · wf-form4_160375683228815.xml · nonDerivative · entry 2

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,193

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on October 22, 2020.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:00 UTC GrantCommon Stock 178,231 $0.00 $0.00
Disclosure

SEC source: 0000939767-20-000137 · wf-form4_160375683228815.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,113

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 20, 2019, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 118,821 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the Target Shares vest upon the Committee's certification of achievement certain performance criteria as certified by the Compensation Committee (the "Committee"); and (ii) 50% of the Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F3 · shares: On October 22, 2020, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU. Accordingly, the Committee's certification resulted in the immediate vesting of 75% of the Target Shares, and 75% of the Target Shares will vest on November 15, 2021, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending the level and timing of achievement of the performance criteria through December 31, 2021.

F4 · balance_after: Includes 143,233 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
October 21, 2020 Filed Oct 24, 2020 00:08 UTC
Hessekiel JeffreyEVP and General Counsel
Exercise / conversionOption (right to buy) · Derivative 39,742 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0000939767-20-000135 · wf-form4_160349809329524.xml · derivative · entry 4

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 39,742 shares

Expires 2021-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 230,000 shares of Exelixis, Inc. common stock, became fully exercisable on February 10, 2018.

Read SEC document
October 21, 2020 Filed Oct 24, 2020 00:08 UTC
Hessekiel JeffreyEVP and General Counsel
SaleCommon Stock 39,742 $21.95 $872,336.90
Disclosure

SEC source: 0000939767-20-000135 · wf-form4_160349809329524.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,026

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 29, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.76 to $22.45. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
October 21, 2020 Filed Oct 24, 2020 00:08 UTC
Hessekiel JeffreyEVP and General Counsel
Exercise / conversionCommon Stock 39,742 $7.27 $288,924.34
Disclosure

SEC source: 0000939767-20-000135 · wf-form4_160349809329524.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 39,058 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
October 08, 2020 Filed Oct 10, 2020 00:04 UTC Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0000939767-20-000134 · wf-form4_160228823687027.xml · derivative · entry 4

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 10,000 shares

Expires 2022-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 350,000 shares of Exelixis, Inc. common stock, became fully exercisable on July 15, 2019.

Read SEC document
October 08, 2020 Filed Oct 10, 2020 00:04 UTC SaleCommon Stock 10,000 $25.00 $250,000.00
Disclosure

SEC source: 0000939767-20-000134 · wf-form4_160228823687027.xml · nonDerivative · entry 2

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,882

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 29, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.01. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
October 08, 2020 Filed Oct 10, 2020 00:04 UTC Exercise / conversionCommon Stock 10,000 $3.66 $36,600.00
Disclosure

SEC source: 0000939767-20-000134 · wf-form4_160228823687027.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 54,117 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 22, 2020 Filed Sep 25, 2020 00:03 UTC
Hessekiel JeffreyEVP and General Counsel
Exercise / conversionOption (right to buy) · Derivative 10,258 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0000939767-20-000132 · wf-form4_160099218384042.xml · derivative · entry 4

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,742

Underlying: Common Stock · 10,258 shares

Expires 2021-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 230,000 shares of Exelixis, Inc. common stock, became fully exercisable on February 10, 2018.

Read SEC document
September 22, 2020 Filed Sep 25, 2020 00:03 UTC
Hessekiel JeffreyEVP and General Counsel
SaleCommon Stock 10,258 $26.14 $268,144.12
Disclosure

SEC source: 0000939767-20-000132 · wf-form4_160099218384042.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,026

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 29, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.30. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
September 22, 2020 Filed Sep 25, 2020 00:03 UTC
Hessekiel JeffreyEVP and General Counsel
Exercise / conversionCommon Stock 10,258 $7.27 $74,575.66
Disclosure

SEC source: 0000939767-20-000132 · wf-form4_160099218384042.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 39,058 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 21, 2020 Filed Sep 24, 2020 00:12 UTC
Haley Patrick J.EVP, Commercial
Exercise / conversionOption (right to buy) · Derivative 4,680 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0000939767-20-000131 · wf-form4_160090636260752.xml · derivative · entry 5

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,680 shares

Expires 2020-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 7,800 shares of Exelixis, Inc. common stock, became fully exercisable on September 30, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.