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Nasdaq · USD

EXEL

EXELIXIS, INC.

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Tapewire entity
3386
SEC CIK
0000939767
Parsed reports
735

Last 12 months

Inside the activity.

1 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202518
Dec 202500
Jan 202600
Feb 2026014
Mar 202600
Apr 202600
May 202607
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 5, 2022 00:11 UTC
Haley Patrick J.EVP, Commercial
SaleCommon Stock 10,000 $22.43 $224,300.00
Disclosure

SEC source: 0000939767-22-000041 · wf-form4_164911744920111.xml · nonDerivative · entry 2

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,191

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.32 to $22.55. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

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March 31, 2022 Filed Apr 5, 2022 00:11 UTC
Haley Patrick J.EVP, Commercial
Exercise / conversionCommon Stock 10,000 $6.21 $62,100.00
Disclosure

SEC source: 0000939767-22-000041 · wf-form4_164911744920111.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 175,508 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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March 29, 2022 Filed Mar 31, 2022 00:17 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
SaleCommon Stock 13,283 $22.00 $292,226.00
Disclosure

SEC source: 0000939767-22-000040 · wf-form4_164868581583503.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,236

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020.

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March 28, 2022 Filed Mar 31, 2022 00:17 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
SaleCommon Stock 4,717 $22.00 $103,774.00
Disclosure

SEC source: 0000939767-22-000040 · wf-form4_164868581583503.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,519

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020.

F2 · balance_after: Includes 144,482 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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March 04, 2022 Filed Mar 9, 2022 02:04 UTC
MORRISSEY MICHAELDirector · President and CEO
GrantCommon Stock 270,415 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000039 · wf-form4_164679142275391.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,271

F3 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F4 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on May 15, 2023 and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each May 15th until fully vested.

F5 · balance_after: Includes 340,655 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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March 04, 2022 Filed Mar 9, 2022 01:57 UTC GrantCommon Stock 75,985 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000038 · wf-form4_164679104886123.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,833

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on May 15, 2023 and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each May 15th until fully vested.

F3 · balance_after: Includes 166,165 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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March 04, 2022 Filed Mar 9, 2022 01:56 UTC
Hessekiel JeffreyEVP, General Counsel & Sec
GrantCommon Stock 67,875 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000037 · wf-form4_164679097435243.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,236

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on May 15, 2023 and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each May 15th until fully vested.

F3 · balance_after: Includes 144,482 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 01:54 UTC
Haley Patrick J.EVP, Commercial
GrantCommon Stock 70,715 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000036 · wf-form4_164679082457042.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,191

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on May 15, 2023 and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each May 15th until fully vested.

F3 · balance_after: Includes 175,508 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 01:52 UTC
Lamb PeterEVP, Scientific Strategy & CSO
GrantCommon Stock 59,490 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000035 · wf-form4_164679071956142.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,485

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on May 15, 2023 and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each May 15th until fully vested.

F3 · balance_after: Includes 132,731 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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March 02, 2022 Filed Mar 9, 2022 02:04 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000039 · wf-form4_164679142275391.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,196,316

F1 · kind: Represents shares of Exelixis, Inc. common stock that the Reporting Person donated as a gift to a donor advised fund.

F2 · ownership.nature: Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

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March 01, 2022 Filed Mar 4, 2022 01:07 UTC Exercise / conversionOption (right to buy) · Derivative 40,000 $0.00 Strike: $3.13 $0.00
Disclosure

SEC source: 0000939767-22-000034 · wf-form4_164635603258608.xml · derivative · entry 3

Garber Alan M · CIK 0001312907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 28, 2015.

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March 01, 2022 Filed Mar 4, 2022 01:07 UTC SaleCommon Stock 21,301 $21.00 $447,321.00
Disclosure

SEC source: 0000939767-22-000034 · wf-form4_164635603258608.xml · nonDerivative · entry 2

Garber Alan M · CIK 0001312907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,417

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 4, 2021.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.00 to $21.01. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

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March 01, 2022 Filed Mar 4, 2022 01:07 UTC Exercise / conversionCommon Stock 40,000 $3.13 $125,200.00
Disclosure

SEC source: 0000939767-22-000034 · wf-form4_164635603258608.xml · nonDerivative · entry 1

Garber Alan M · CIK 0001312907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 01:09 UTC
Haley Patrick J.EVP, Commercial
SaleCommon Stock 31,238 $19.53 $610,078.14
Disclosure

SEC source: 0000939767-22-000032 · wf-form4_164609696172106.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,476

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.53 to $19.57. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Includes 104,793 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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February 24, 2022 Filed Mar 1, 2022 01:11 UTC
Hessekiel JeffreyEVP and General Counsel
SaleCommon Stock 18,000 $20.00 $360,000.00
Disclosure

SEC source: 0000939767-22-000033 · wf-form4_164609706715946.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,361

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.01. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3 · balance_after: Includes 76,607 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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February 22, 2022 Filed Feb 25, 2022 01:22 UTC SaleCommon Stock 84,515 $19.56 $1,653,113.40
Disclosure

SEC source: 0000939767-22-000031 · wf-form4_164575210475580.xml · nonDerivative · entry 1

PAPADOPOULOS STELIOS · CIK 0001202098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,036

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.37 to $19.73. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Includes 16,424 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:20 UTC Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $3.13 $0.00
Disclosure

SEC source: 0000939767-22-000030 · wf-form4_164575203840999.xml · derivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 28, 2015.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:20 UTC SaleCommon Stock 20,000 $19.49 $389,800.00
Disclosure

SEC source: 0000939767-22-000030 · wf-form4_164575203840999.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.48 to $19.49. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:20 UTC Exercise / conversionCommon Stock 20,000 $3.13 $62,600.00
Disclosure

SEC source: 0000939767-22-000030 · wf-form4_164575203840999.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:09 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Tax withholdingCommon Stock 17,651 $18.59 $328,132.09
Disclosure

SEC source: 0000939767-22-000021 · wf-form4_164514655521783.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,995

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 20, 2019, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:09 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Tax withholdingCommon Stock 2,526 $18.59 $46,958.34
Disclosure

SEC source: 0000939767-22-000021 · wf-form4_164514655521783.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,646

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

F2 · balance_after: Includes 73,241 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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February 15, 2022 Filed Feb 18, 2022 01:06 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 59,044 $18.59 $1,097,627.96
Disclosure

SEC source: 0000939767-22-000019 · wf-form4_164514636044976.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,856

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 20, 2019, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:06 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 6,103 $18.59 $113,454.77
Disclosure

SEC source: 0000939767-22-000019 · wf-form4_164514636044976.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,900

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

F2 · balance_after: Includes 70,240 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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February 15, 2022 Filed Feb 18, 2022 01:04 UTC Tax withholdingCommon Stock 15,626 $18.59 $290,487.34
Disclosure

SEC source: 0000939767-22-000018 · wf-form4_164514623486592.xml · nonDerivative · entry 2

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,848

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 20, 2019, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:04 UTC Tax withholdingCommon Stock 2,701 $18.59 $50,211.59
Disclosure

SEC source: 0000939767-22-000018 · wf-form4_164514623486592.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,474

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

F2 · balance_after: Includes 90,180 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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February 15, 2022 Filed Feb 18, 2022 00:59 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 14,729 $18.59 $273,812.11
Disclosure

SEC source: 0000939767-22-000017 · wf-form4_164514597737299.xml · nonDerivative · entry 2

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,714

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 20, 2019, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:59 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 798 $18.59 $14,834.82
Disclosure

SEC source: 0000939767-22-000017 · wf-form4_164514597737299.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,443

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

F2 · balance_after: Includes 104,793 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:07 UTC
Hessekiel JeffreyEVP and General Counsel
Tax withholdingCommon Stock 11,209 $18.59 $208,375.31
Disclosure

SEC source: 0000939767-22-000020 · wf-form4_164514645487379.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,361

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 20, 2019, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:07 UTC
Hessekiel JeffreyEVP and General Counsel
Tax withholdingCommon Stock 1,017 $18.59 $18,906.03
Disclosure

SEC source: 0000939767-22-000020 · wf-form4_164514645487379.xml · nonDerivative · entry 1

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,570

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on February 3, 2021.

F2 · balance_after: Includes 76,607 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:52 UTC
Haley Patrick J.EVP, Commercial
Exercise / conversionOption (right to buy) · Derivative 60,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0000939767-22-000011 · wf-form4_164402950927512.xml · derivative · entry 5

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2022-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 85,000 shares of Exelixis, Inc. common stock, became fully exercisable on April 28, 2016.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:52 UTC
Haley Patrick J.EVP, Commercial
SaleCommon Stock 60,000 $17.91 $1,074,600.00
Disclosure

SEC source: 0000939767-22-000011 · wf-form4_164402950927512.xml · nonDerivative · entry 2

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,241

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2021.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.76 to $18.04. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:52 UTC
Haley Patrick J.EVP, Commercial
Exercise / conversionCommon Stock 60,000 $1.90 $114,000.00
Disclosure

SEC source: 0000939767-22-000011 · wf-form4_164402950927512.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 136,748 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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January 04, 2022 Filed Jan 7, 2022 01:02 UTC
Goodman Vicki LEVP, Prod Dev & Med Aff &CMO
Tax withholdingCommon Stock 7,613 $19.18 $146,017.34
Disclosure

SEC source: 0000939767-22-000004 · wf-form4_164151735117017.xml · nonDerivative · entry 2

Goodman Vicki L · CIK 0001901477 · EVP, Prod Dev & Med Aff &CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,387

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on the Transaction Date.

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January 04, 2022 Filed Jan 7, 2022 01:02 UTC
Goodman Vicki LEVP, Prod Dev & Med Aff &CMO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000004 · wf-form4_164151735117017.xml · nonDerivative · entry 1

Goodman Vicki L · CIK 0001901477 · EVP, Prod Dev & Med Aff &CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as follows: 26,315 shares subject to the restricted stock unit award vested on the Transaction Date; 59,868 shares subject to the restricted stock unit award will vest on February 15, 2023; 59,869 shares subject to the restricted stock unit award will vest on February 15, 2024; and 51,974 shares subject to the restricted stock unit award will vest on each of February 15, 2025 and February 15, 2026.

F3 · balance_after: Includes 223,685 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 23, 2021 Filed Feb 15, 2022 02:01 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 11,003 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000012 · wf-form5_164489043888525.xml · nonDerivative · entry 2

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,246,316

F1 · kind: On December 23, 2021, the Reporting Person gifted 11,003 shares of Exelixis, Inc. common stock to Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

F3 · ownership.nature: Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

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December 23, 2021 Filed Feb 15, 2022 02:01 UTC
MORRISSEY MICHAELDirector · President and CEO
GiftCommon Stock 11,003 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000012 · wf-form5_164489043888525.xml · nonDerivative · entry 1

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,003

F1 · kind: On December 23, 2021, the Reporting Person gifted 11,003 shares of Exelixis, Inc. common stock to Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.

F2 · balance_after: Includes 194,003 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 16, 2021 Filed Dec 18, 2021 01:30 UTC GrantOption (right to buy) · Derivative 41,717 $0.00 Strike: $17.63 $0.00
Disclosure

SEC source: 0000939767-21-000113 · wf-form4_163979103945065.xml · derivative · entry 2

Wright Jacqueline · CIK 0001806405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,717

Underlying: Common Stock · 41,717 shares

Expires 2028-12-15

F4 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date, subject to the Reporting Person's continuous service through such dates.

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December 16, 2021 Filed Dec 18, 2021 01:30 UTC GrantCommon Stock 20,858 $0.00 $0.00
Disclosure

SEC source: 0000939767-21-000113 · wf-form4_163979103945065.xml · nonDerivative · entry 1

Wright Jacqueline · CIK 0001806405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,858

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the original number of shares subject to the restricted stock unit award on each of the first four anniversaries of the Transaction Date, subject to the Reporting Person's continuous service through such dates.

F3 · balance_after: Includes 20,858 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 15, 2021 Filed Dec 18, 2021 01:41 UTC
MORRISSEY MICHAELDirector · President and CEO
Tax withholdingCommon Stock 12,236 $17.00 $208,012.00
Disclosure

SEC source: 0000939767-21-000117 · wf-form4_163979168754039.xml · nonDerivative · entry 4

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,006

F8 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on December 15, 2021.

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December 15, 2021 Filed Dec 18, 2021 01:41 UTC
MORRISSEY MICHAELDirector · President and CEO
GrantCommon Stock 46,478 $0.00 $0.00
Disclosure

SEC source: 0000939767-21-000117 · wf-form4_163979168754039.xml · nonDerivative · entry 3

MORRISSEY MICHAEL · CIK 0001202096 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,242

F4 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F5 · date: On September 10, 2018, the Reporting Person was granted a performance-based restricted stock unit ("PSU") award under the Exelixis, Inc. 2017 Equity Incentive Plan covering 46,478 shares of common stock. The PSU award generally vests as follows: (i) 50% of the original number of shares subject to the award vest upon certification by the Compensation Committee (the "Committee") that Exelixis, Inc. has achieved certain performance criteria related to the submission of Investigational New Drug applications with the U.S. Food and Drug Administration, or equivalent applications or filings with a foreign governmental authority, with respect to product candidates discovered, in-licensed or acquired by Exelixis, Inc. (the "2018 PSU Goal"); and (ii) 50% of the original number of shares subject to the award will vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification.

F6 · shares: On December 15, 2021, the Committee convened to determine that the 2018 PSU Goal had been achieved, resulting in the immediate vesting of 50% of the PSU award, and the remaining 50% will vest on February 15, 2023, subject to the Reporting Person's continuous service through that date.

F7 · balance_after: Includes 194,003 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 15, 2021 Filed Dec 18, 2021 01:38 UTC
Haley Patrick J.EVP, Commercial
Tax withholdingCommon Stock 1,556 $17.00 $26,452.00
Disclosure

SEC source: 0000939767-21-000116 · wf-form4_163979150653476.xml · nonDerivative · entry 2

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,241

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on December 15, 2021.

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December 15, 2021 Filed Dec 18, 2021 01:38 UTC
Haley Patrick J.EVP, Commercial
GrantCommon Stock 8,995 $0.00 $0.00
Disclosure

SEC source: 0000939767-21-000116 · wf-form4_163979150653476.xml · nonDerivative · entry 1

Haley Patrick J. · CIK 0001692954 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,797

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 10, 2018, the Reporting Person was granted a performance-based restricted stock unit ("PSU") award under the Exelixis, Inc. 2017 Equity Incentive Plan covering 8,995 shares of common stock. The PSU award generally vests as follows: (i) 50% of the original number of shares subject to the award vest upon certification by the Compensation Committee (the "Committee") that Exelixis, Inc. has achieved certain performance criteria related to the submission of Investigational New Drug applications with the U.S. Food and Drug Administration, or equivalent applications or filings with a foreign governmental authority, with respect to product candidates discovered, in-licensed or acquired by Exelixis, Inc. (the "2018 PSU Goal"); and (ii) 50% of the original number of shares subject to the award will vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification.

F3 · shares: On December 15, 2021, the Committee convened to determine that the 2018 PSU Goal had been achieved, resulting in the immediate vesting of 50% of the PSU award, and the remaining 50% will vest on February 15, 2023, subject to the Reporting Person's continuous service through that date.

F4 · balance_after: Includes 136,748 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 15, 2021 Filed Dec 18, 2021 01:35 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionOption (right to buy) · Derivative 47,500 $0.00 Strike: $6.21 $0.00
Disclosure

SEC source: 0000939767-21-000115 · wf-form4_163979129617804.xml · derivative · entry 6

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,500 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option, representing the right to purchase a total of 190,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 16, 2019.

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December 15, 2021 Filed Dec 18, 2021 01:35 UTC
Lamb PeterEVP, Scientific Strategy & CSO
SaleCommon Stock 47,500 $17.44 $828,400.00
Disclosure

SEC source: 0000939767-21-000115 · wf-form4_163979129617804.xml · nonDerivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,172

F6 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2021.

F7 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.95 to $17.86. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this Form 4.

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December 15, 2021 Filed Dec 18, 2021 01:35 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Exercise / conversionCommon Stock 47,500 $6.21 $294,975.00
Disclosure

SEC source: 0000939767-21-000115 · wf-form4_163979129617804.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 01:35 UTC
Lamb PeterEVP, Scientific Strategy & CSO
Tax withholdingCommon Stock 4,646 $17.00 $78,982.00
Disclosure

SEC source: 0000939767-21-000115 · wf-form4_163979129617804.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,172

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on December 15, 2021.

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December 15, 2021 Filed Dec 18, 2021 01:35 UTC
Lamb PeterEVP, Scientific Strategy & CSO
GrantCommon Stock 18,741 $0.00 $0.00
Disclosure

SEC source: 0000939767-21-000115 · wf-form4_163979129617804.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,818

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 10, 2018, the Reporting Person was granted a performance-based restricted stock unit ("PSU") award under the Exelixis, Inc. 2017 Equity Incentive Plan covering 18,741 shares of common stock. The PSU award generally vests as follows: (i) 50% of the original number of shares subject to the award vest upon certification by the Compensation Committee (the "Committee") that Exelixis, Inc. has achieved certain performance criteria related to the submission of Investigational New Drug applications with the U.S. Food and Drug Administration, or equivalent applications or filings with a foreign governmental authority, with respect to product candidates discovered, in-licensed or acquired by Exelixis, Inc. (the "2018 PSU Goal"); and (ii) 50% of the original number of shares subject to the award will vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification.

F3 · shares: On December 15, 2021, the Committee convened to determine that the 2018 PSU Goal had been achieved, resulting in the immediate vesting of 50% of the PSU award, and the remaining 50% will vest on February 15, 2023, subject to the Reporting Person's continuous service through that date.

F4 · balance_after: Includes 113,573 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 15, 2021 Filed Dec 18, 2021 01:32 UTC Tax withholdingCommon Stock 5,131 $17.00 $87,227.00
Disclosure

SEC source: 0000939767-21-000114 · wf-form4_163979112340680.xml · nonDerivative · entry 2

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,175

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on December 15, 2021.

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December 15, 2021 Filed Dec 18, 2021 01:32 UTC GrantCommon Stock 19,491 $0.00 $0.00
Disclosure

SEC source: 0000939767-21-000114 · wf-form4_163979112340680.xml · nonDerivative · entry 1

Senner Christopher J. · CIK 0001648367 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,306

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 10, 2018, the Reporting Person was granted a performance-based restricted stock unit ("PSU") award under the Exelixis, Inc. 2017 Equity Incentive Plan covering 19,491 shares of common stock. The PSU award generally vests as follows: (i) 50% of the original number of shares subject to the award vest upon certification by the Compensation Committee (the "Committee") that Exelixis, Inc. has achieved certain performance criteria related to the submission of Investigational New Drug applications with the U.S. Food and Drug Administration, or equivalent applications or filings with a foreign governmental authority, with respect to product candidates discovered, in-licensed or acquired by Exelixis, Inc. (the "2018 PSU Goal"); and (ii) 50% of the original number of shares subject to the award will vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification.

F3 · shares: On December 15, 2021, the Committee convened to determine that the 2018 PSU Goal had been achieved, resulting in the immediate vesting of 50% of the PSU award, and the remaining 50% will vest on February 15, 2023, subject to the Reporting Person's continuous service through that date.

F4 · balance_after: Includes 124,759 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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December 15, 2021 Filed Dec 18, 2021 01:26 UTC
Hessekiel JeffreyEVP and General Counsel
Tax withholdingCommon Stock 2,621 $17.00 $44,557.00
Disclosure

SEC source: 0000939767-21-000111 · wf-form4_163979079438564.xml · nonDerivative · entry 2

Hessekiel Jeffrey · CIK 0001599803 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,587

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on December 15, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.