Last 12 months
Inside the activity.
0 purchase rows · 54 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2017 Filed Apr 6, 2017 01:27 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 18,720 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-17-007698 · doc4.xml · derivative · entry 6 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,720 Underlying: Common Stock · 18,720 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F5 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 01:27 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 13,520 | $93.57 | $1,265,054.23 |
DisclosureSEC source: 0001225208-17-007698 · doc4.xml · nonDerivative · entry 3 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,094.6555 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $93.02 to $93.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. This amount includes quarterly acquisition of shares under the Edwards Lifesciences Corporation Employee Stock Purchase Plan as reflected on the most recent report of the plan administrator. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 01:27 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 200 | $94.43 | $18,886.00 |
DisclosureSEC source: 0001225208-17-007698 · doc4.xml · nonDerivative · entry 2 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,614.6555 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. This amount includes quarterly acquisition of shares under the Edwards Lifesciences Corporation Employee Stock Purchase Plan as reflected on the most recent report of the plan administrator. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 01:27 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
Exercise / conversionCommon Stock | 18,720 | $25.48 | $476,985.60 |
DisclosureSEC source: 0001225208-17-007698 · doc4.xml · nonDerivative · entry 1 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,814.6555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. This amount includes quarterly acquisition of shares under the Edwards Lifesciences Corporation Employee Stock Purchase Plan as reflected on the most recent report of the plan administrator. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 23:36 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Tax withholdingCommon Stock | 654 | $94.07 | $61,521.78 |
DisclosureSEC source: 0001225208-17-007561 · doc4.xml · nonDerivative · entry 1 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,983.82 F1 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 21:09 UTC |
Verguet Patrick BCVP, Europe
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 24,000 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-17-007147 · doc4.xml · derivative · entry 3 Verguet Patrick B · CIK 0001308771 · CVP, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 10, 2017. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 21:09 UTC |
Verguet Patrick BCVP, Europe
|
SaleCommon Stock | 24,000 | $93.90 | $2,253,499.20 |
DisclosureSEC source: 0001225208-17-007147 · doc4.xml · nonDerivative · entry 2 Verguet Patrick B · CIK 0001308771 · CVP, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,906.2936 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 10, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $93.64 to $94.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 21:09 UTC |
Verguet Patrick BCVP, Europe
|
Exercise / conversionCommon Stock | 24,000 | $25.48 | $611,520.00 |
DisclosureSEC source: 0001225208-17-007147 · doc4.xml · nonDerivative · entry 1 Verguet Patrick B · CIK 0001308771 · CVP, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,906.2936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 10, 2017. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:23 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 49,100 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-17-006521 · doc4.xml · derivative · entry 5 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 Underlying: Common Stock · 49,100 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:23 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
SaleCommon Stock | 49,100 | $94.03 | $4,616,941.74 |
DisclosureSEC source: 0001225208-17-006521 · doc4.xml · nonDerivative · entry 2 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,637.82 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $93.63 to $94.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:23 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 49,100 | $25.48 | $1,251,068.00 |
DisclosureSEC source: 0001225208-17-006521 · doc4.xml · nonDerivative · entry 1 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,737.82 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 21:18 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 18,720 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-17-005737 · doc4.xml · derivative · entry 7 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,440 Underlying: Common Stock · 18,720 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F1 · balance_after: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 21:18 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 10,920 | $89.81 | $980,740.49 |
DisclosureSEC source: 0001225208-17-005737 · doc4.xml · nonDerivative · entry 4 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,900.5147 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F5 · price: This transaction was executed in multiple trades at prices ranging from $89.28 to $90.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 21:18 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 2,600 | $90.69 | $235,800.24 |
DisclosureSEC source: 0001225208-17-005737 · doc4.xml · nonDerivative · entry 3 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,820.5147 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $90.35 to $91.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 21:18 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 200 | $91.69 | $18,338.00 |
DisclosureSEC source: 0001225208-17-005737 · doc4.xml · nonDerivative · entry 2 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,420.5147 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $91.52 to $91.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 21:18 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
Exercise / conversionCommon Stock | 18,720 | $25.48 | $476,985.60 |
DisclosureSEC source: 0001225208-17-005737 · doc4.xml · nonDerivative · entry 1 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,620.5147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:28 UTC |
Ullem Scott B.CVP, CFO
|
Tax withholdingCommon Stock | 11,815 | $89.74 | $1,060,278.10 |
DisclosureSEC source: 0001225208-17-004571 · doc4.xml · nonDerivative · entry 1 Ullem Scott B. · CIK 0001446989 · CVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,209 F1 · kind: Issuer's withholding of shares of common stock issuable upon vesting of restricted stock units to satisfy the Reporting Person's related tax withholding obligation. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person; and it reflects 42,312 shares that were previously reported as directly held. Read SEC document |
| February 22, 2017 Filed May 26, 2017 21:36 UTC |
Szyman Catherine M.CVP, Critical Care & Vascular
|
Tax withholdingCommon Stock | 2,364 | $89.74 | $212,145.36 |
DisclosureSEC source: 0001225208-17-010502 · doc4.xml · nonDerivative · entry 2 Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care & Vascular 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,637.1453 F1 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 22, 2017 Filed May 26, 2017 21:36 UTC |
Szyman Catherine M.CVP, Critical Care & Vascular
|
Tax withholdingCommon Stock | 527 | $89.74 | $47,292.98 |
DisclosureSEC source: 0001225208-17-010502 · doc4.xml · nonDerivative · entry 1 Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care & Vascular 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,001.1453 F1 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:11 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 49,100 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-17-003761 · doc4.xml · derivative · entry 6 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,100 Underlying: Common Stock · 49,100 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:11 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
SaleCommon Stock | 48,148 | $89.61 | $4,314,730.06 |
DisclosureSEC source: 0001225208-17-003761 · doc4.xml · nonDerivative · entry 3 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,637.82 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $89.22 to $90.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:11 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
SaleCommon Stock | 952 | $90.33 | $85,990.45 |
DisclosureSEC source: 0001225208-17-003761 · doc4.xml · nonDerivative · entry 2 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,785.82 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $90.22 to $90.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:11 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 49,100 | $25.48 | $1,251,068.00 |
DisclosureSEC source: 0001225208-17-003761 · doc4.xml · nonDerivative · entry 1 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,737.82 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:16 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 18,720 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-17-002652 · doc4.xml · derivative · entry 6 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,160 Underlying: Common Stock · 18,720 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:16 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 11,600 | $89.23 | $1,035,086.56 |
DisclosureSEC source: 0001225208-17-002652 · doc4.xml · nonDerivative · entry 3 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,900.5147 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $88.76 to $89.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:16 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 2,120 | $90.02 | $190,845.37 |
DisclosureSEC source: 0001225208-17-002652 · doc4.xml · nonDerivative · entry 2 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,500.5147 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $89.78 to $90.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:16 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
Exercise / conversionCommon Stock | 18,720 | $25.48 | $476,985.60 |
DisclosureSEC source: 0001225208-17-002652 · doc4.xml · nonDerivative · entry 1 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,620.5147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:31 UTC |
GALLAHUE KIERANDirector
|
PurchaseCommon Stock | 3,000 | $90.10 | $270,300.00 |
DisclosureSEC source: 0001225208-17-002461 · doc4.xml · nonDerivative · entry 1 GALLAHUE KIERAN · CIK 0001308428 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,042 Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 21:44 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 49,100 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-17-001188 · doc4.xml · derivative · entry 6 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,200 Underlying: Common Stock · 49,100 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 21:44 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
SaleCommon Stock | 27,500 | $97.41 | $2,678,744.75 |
DisclosureSEC source: 0001225208-17-001188 · doc4.xml · nonDerivative · entry 3 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,637.82 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $97.17 to $97.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 21:44 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
SaleCommon Stock | 21,600 | $96.66 | $2,087,765.28 |
DisclosureSEC source: 0001225208-17-001188 · doc4.xml · nonDerivative · entry 2 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,137.82 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $96.17 to $97.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 21:44 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 49,100 | $25.48 | $1,251,068.00 |
DisclosureSEC source: 0001225208-17-001188 · doc4.xml · nonDerivative · entry 1 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,737.82 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 21:39 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 18,720 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-17-001184 · doc4.xml · derivative · entry 6 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,880 Underlying: Common Stock · 18,720 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F4 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 21:39 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 8,320 | $97.69 | $812,757.50 |
DisclosureSEC source: 0001225208-17-001184 · doc4.xml · nonDerivative · entry 3 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,900.5147 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F5 · price: This transaction was executed in multiple trades at prices ranging from $97.56 to $97.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 21:39 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
SaleCommon Stock | 5,400 | $97.14 | $524,570.04 |
DisclosureSEC source: 0001225208-17-001184 · doc4.xml · nonDerivative · entry 2 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,220.5147 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $96.56 to $97.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 21:39 UTC |
BOBO DONALD E JRCVP, Heart Valve Therapy
|
Exercise / conversionCommon Stock | 18,720 | $25.48 | $476,985.60 |
DisclosureSEC source: 0001225208-17-001184 · doc4.xml · nonDerivative · entry 1 BOBO DONALD E JR · CIK 0001196661 · CVP, Heart Valve Therapy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,620.5147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. In a Form 4 filed on May 16, 2016, the Reporting Person reported that 7,769 pre-split shares (15,358 post-split shares) were not beneficially owned by him. The current amount reflected on this Form 4 correctly reflects that such shares are indirectly held by the Reporting Person. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 21:44 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 49,100 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001225208-16-043611 · doc4.xml · derivative · entry 5 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,700 Underlying: Common Stock · 49,100 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F5 · balance_after: Although the balance indicates that there are 54,700 derivative securities beneficially owned following the reported transaction, the correct number should be 245,300 due to a software issue that the vendor is working to correct. This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 21:44 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
SaleCommon Stock | 49,100 | $91.96 | $4,515,059.24 |
DisclosureSEC source: 0001225208-16-043611 · doc4.xml · nonDerivative · entry 2 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,637.82 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $91.34 to $92.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 21:44 UTC |
MUSSALLEM MICHAEL ADirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 49,100 | $25.48 | $1,251,068.00 |
DisclosureSEC source: 0001225208-16-043611 · doc4.xml · nonDerivative · entry 1 MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,737.82 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 28, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 00:52 UTC |
WANG HUIMINCVP, Japan & Intercontinental
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 13,650 | $0.00 Strike: $44.62 | $0.00 |
DisclosureSEC source: 0001225208-16-042819 · doc4.xml · derivative · entry 3 WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,650 shares Expires 2018-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 00:52 UTC |
WANG HUIMINCVP, Japan & Intercontinental
|
SaleCommon Stock | 13,650 | $83.53 | $1,140,248.66 |
DisclosureSEC source: 0001225208-16-042819 · doc4.xml · nonDerivative · entry 2 WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,791.5748 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $83.10 to $83.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 00:52 UTC |
WANG HUIMINCVP, Japan & Intercontinental
|
Exercise / conversionCommon Stock | 13,650 | $44.62 | $608,994.75 |
DisclosureSEC source: 0001225208-16-042819 · doc4.xml · nonDerivative · entry 1 WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,441.5748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 00:32 UTC |
Wood Larry LCVP, THV Replacement
|
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative | 13,258 | $0.00 Strike: $44.62 | $0.00 |
DisclosureSEC source: 0001225208-16-042551 · doc4.xml · derivative · entry 5 Wood Larry L · CIK 0001440660 · CVP, THV Replacement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,258 shares Expires 2018-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 00:32 UTC |
Wood Larry LCVP, THV Replacement
|
SaleCommon Stock | 10,758 | $81.71 | $879,036.18 |
DisclosureSEC source: 0001225208-16-042551 · doc4.xml · nonDerivative · entry 3 Wood Larry L · CIK 0001440660 · CVP, THV Replacement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,943.7564 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $81.22 to $82.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 00:32 UTC |
Wood Larry LCVP, THV Replacement
|
SaleCommon Stock | 2,500 | $82.47 | $206,177.00 |
DisclosureSEC source: 0001225208-16-042551 · doc4.xml · nonDerivative · entry 2 Wood Larry L · CIK 0001440660 · CVP, THV Replacement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,701.7564 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $82.22 to $82.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 00:32 UTC |
Wood Larry LCVP, THV Replacement
|
Exercise / conversionCommon Stock | 13,258 | $44.62 | $591,505.67 |
DisclosureSEC source: 0001225208-16-042551 · doc4.xml · nonDerivative · entry 1 Wood Larry L · CIK 0001440660 · CVP, THV Replacement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,201.7564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2016. F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:06 UTC |
Szyman Catherine M.CVP, Critical Care & Vascular
|
PurchaseCommon Stock | 3,942 | $83.33 | $328,486.86 |
DisclosureSEC source: 0001225208-16-042602 · doc4.xml · nonDerivative · entry 2 Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care & Vascular 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,942 F2 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:06 UTC |
Szyman Catherine M.CVP, Critical Care & Vascular
|
PurchaseCommon Stock | 8,928 | $83.47 | $745,205.88 |
DisclosureSEC source: 0001225208-16-042602 · doc4.xml · nonDerivative · entry 1 Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care & Vascular 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,689.7199 F1 · balance_after: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. This amount includes quarterly acquisition of shares under the Edwards Lifesciences Corporation Employee Stock Purchase Plan as reflected on the most recent report of the plan administrator. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 00:30 UTC |
LINK WILLIAM J PHDDirector
|
SaleCommon Stock | 15,000 | $84.01 | $1,260,135.00 |
DisclosureSEC source: 0001225208-16-042550 · doc4.xml · nonDerivative · entry 1 LINK WILLIAM J PHD · CIK 0001228684 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · * Disclosed balance after: 28,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $83.88 to $84.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Since the date of the Reporting Person's last report, 10,000 shares previously owned by the Link Family Trust were transferred to the William Link IRA and therefore are now reported as owned directly. This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. F3 · ownership.nature: Held by the Link Family Trust, DTD 5/31/1990 and the Link Family Enterprise, LLC. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 00:18 UTC |
GALLAHUE KIERANDirector
|
PurchaseCommon Stock | 3,000 | $84.63 | $253,900.20 |
DisclosureSEC source: 0001225208-16-042548 · doc4.xml · nonDerivative · entry 1 GALLAHUE KIERAN · CIK 0001308428 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,042 F1 · price: This transaction was executed in multiple trades at prices ranging from $84.38 to $84.98. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Reflects a difference of 3,042 shares which were previously reported as directly held by the Reporting Person but are held by Trust. This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.