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Edwards Lifesciences Corp

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3026
SEC CIK
0001099800
Parsed reports
947

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025010
Jan 202603
Feb 202603
Mar 202604
Apr 202605
May 2026012
Jun 202602
Jul 202604
Aug 202606
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2019 Filed Dec 11, 2019 00:40 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-19-015604 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 17:29 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 4,650 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001225208-19-015494 · doc4.xml · derivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock · 4,650 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 17:29 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 4,650 $238.56 $1,109,304.00
Disclosure

SEC source: 0001225208-19-015494 · doc4.xml · nonDerivative · entry 2

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,248.1286

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 17:29 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionCommon Stock 4,650 $35.79 $166,400.25
Disclosure

SEC source: 0001225208-19-015494 · doc4.xml · nonDerivative · entry 1

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,898.1286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 17:29 UTC
Wood Larry LCVP, TAVR
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 6,724 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-015491 · doc4.xml · derivative · entry 4

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,724 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2018.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 17:29 UTC
Wood Larry LCVP, TAVR
SaleCommon Stock 6,724 $238.56 $1,604,077.44
Disclosure

SEC source: 0001225208-19-015491 · doc4.xml · nonDerivative · entry 2

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,428.6071

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2018.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 17:29 UTC
Wood Larry LCVP, TAVR
Exercise / conversionCommon Stock 6,724 $41.94 $282,004.56
Disclosure

SEC source: 0001225208-19-015491 · doc4.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,152.6071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2018.

Read SEC document
November 15, 2019 Filed Nov 16, 2019 01:33 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 2,500 $0.00 Strike: $66.86 $0.00
Disclosure

SEC source: 0001225208-19-014593 · doc4.xml · derivative · entry 3

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,070

Underlying: Common Stock · 2,500 shares

Expires 2022-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019.

Read SEC document
November 15, 2019 Filed Nov 16, 2019 01:33 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 2,500 $242.14 $605,350.00
Disclosure

SEC source: 0001225208-19-014593 · doc4.xml · nonDerivative · entry 2

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,104.8134

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019.

Read SEC document
November 15, 2019 Filed Nov 16, 2019 01:33 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionCommon Stock 2,500 $66.86 $167,150.00
Disclosure

SEC source: 0001225208-19-014593 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,604.8134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 32,850 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · derivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,100

Underlying: Common Stock · 32,850 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 831,194

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125.82

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 13,100 $244.63 $3,204,677.89
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,919.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $244.11 to $245.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 4,985 $245.38 $1,223,227.77
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,019.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $245.1150 to $245.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 3,965 $243.66 $966,092.87
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,004.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $243.08 to $244.0750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 800 $242.68 $194,144.00
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,969.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $242.05 to $243.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 32,850 $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,769.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 22:38 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-014404 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Common Stock · 7,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 22:38 UTC
Ullem Scott B.CVP, Chief Financial Officer
SaleCommon Stock 7,500 $234.28 $1,757,100.00
Disclosure

SEC source: 0001225208-19-014404 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 22:38 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-19-014404 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 21:34 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 5,369 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001225208-19-014314 · doc4.xml · derivative · entry 6

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,217

Underlying: Common Stock · 5,369 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 21:34 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 5,369 $234.37 $1,258,332.53
Disclosure

SEC source: 0001225208-19-014314 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,712.9683

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 21:34 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 5,369 $35.79 $192,129.67
Disclosure

SEC source: 0001225208-19-014314 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,081.9683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:46 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 10,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-014204 · doc4.xml · derivative · entry 7

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,300

Underlying: Common Stock · 10,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:46 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 8,000 $234.52 $1,876,182.40
Disclosure

SEC source: 0001225208-19-014204 · doc4.xml · nonDerivative · entry 3

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,712.9683

F2 · price: This transaction was executed in multiple trades at prices ranging from $233.80 to $234.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:46 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 2,500 $234.88 $587,198.75
Disclosure

SEC source: 0001225208-19-014204 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,712.9683

F1 · price: This transaction was executed in multiple trades at prices ranging from $234.80 to $235.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:46 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 10,500 $41.94 $440,370.00
Disclosure

SEC source: 0001225208-19-014204 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,212.9683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 5, 2019 22:52 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 4,650 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001225208-19-014162 · doc4.xml · derivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,950

Underlying: Common Stock · 4,650 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
November 05, 2019 Filed Nov 5, 2019 22:52 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 4,650 $234.83 $1,091,959.50
Disclosure

SEC source: 0001225208-19-014162 · doc4.xml · nonDerivative · entry 2

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,248.1286

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
November 05, 2019 Filed Nov 5, 2019 22:52 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionCommon Stock 4,650 $35.79 $166,400.25
Disclosure

SEC source: 0001225208-19-014162 · doc4.xml · nonDerivative · entry 1

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,898.1286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
November 01, 2019 Filed Nov 2, 2019 00:37 UTC
Wood Larry LCVP, TAVR
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 6,716 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-014027 · doc4.xml · derivative · entry 4

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

Underlying: Common Stock · 6,716 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2018.

Read SEC document
November 01, 2019 Filed Nov 2, 2019 00:37 UTC
Wood Larry LCVP, TAVR
SaleCommon Stock 6,716 $239.75 $1,610,161.00
Disclosure

SEC source: 0001225208-19-014027 · doc4.xml · nonDerivative · entry 2

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,428.6071

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2018.

Read SEC document
November 01, 2019 Filed Nov 2, 2019 00:37 UTC
Wood Larry LCVP, TAVR
Exercise / conversionCommon Stock 6,716 $41.94 $281,669.04
Disclosure

SEC source: 0001225208-19-014027 · doc4.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,144.6071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2018.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 16:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 32,850 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001225208-19-013958 · doc4.xml · derivative · entry 8

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,950

Underlying: Common Stock · 32,850 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 16:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013958 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 795,400

Read SEC document
October 30, 2019 Filed Oct 31, 2019 16:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013958 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,919.82

Read SEC document
October 30, 2019 Filed Oct 31, 2019 16:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 13,115 $238.75 $3,131,228.55
Disclosure

SEC source: 0001225208-19-013958 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,919.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $238.24 to $239.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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October 30, 2019 Filed Oct 31, 2019 16:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 5,900 $239.52 $1,413,154.43
Disclosure

SEC source: 0001225208-19-013958 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,034.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $239.36 to $239.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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October 30, 2019 Filed Oct 31, 2019 16:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 3,835 $237.80 $911,963.00
Disclosure

SEC source: 0001225208-19-013958 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,934.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $237.24 to $238.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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October 30, 2019 Filed Oct 31, 2019 16:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 32,850 $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-19-013958 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,769.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

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October 29, 2019 Filed Oct 30, 2019 16:30 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · derivative · entry 5

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,100

Underlying: Common Stock · 7,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

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October 29, 2019 Filed Oct 30, 2019 16:30 UTC
Ullem Scott B.CVP, Chief Financial Officer
SaleCommon Stock 7,500 $235.30 $1,764,750.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · nonDerivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

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October 29, 2019 Filed Oct 30, 2019 16:30 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

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October 25, 2019 Filed Oct 25, 2019 23:07 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 2,500 $66.86 Strike: $66.86 $167,150.00
Disclosure

SEC source: 0001225208-19-013853 · doc4.xml · derivative · entry 3

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,570

Underlying: Common Stock · 2,500 shares

Expires 2022-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019.

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October 25, 2019 Filed Oct 25, 2019 23:07 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 2,500 $227.19 $567,975.00
Disclosure

SEC source: 0001225208-19-013853 · doc4.xml · nonDerivative · entry 2

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,104.8134

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019.

Read SEC document
October 25, 2019 Filed Oct 25, 2019 23:07 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionCommon Stock 2,500 $66.86 $167,150.00
Disclosure

SEC source: 0001225208-19-013853 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,604.8134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019.

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October 25, 2019 Filed Oct 30, 2019 16:30 UTC
Ullem Scott B.CVP, Chief Financial Officer
GiftCommon Stock 3,626 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · nonDerivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 71,588

Read SEC document
October 25, 2019 Filed Oct 30, 2019 16:30 UTC
Ullem Scott B.CVP, Chief Financial Officer
GiftCommon Stock 3,626 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

Read SEC document
October 04, 2019 Filed Oct 4, 2019 23:11 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 4,650 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001225208-19-013208 · doc4.xml · derivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Underlying: Common Stock · 4,650 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.