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EW

Edwards Lifesciences Corp

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3026
SEC CIK
0001099800
Parsed reports
947

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025010
Jan 202603
Feb 202603
Mar 202604
Apr 202605
May 2026012
Jun 202602
Jul 202604
Aug 202606
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 43,250 $83.60 $3,615,700.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.0350 to $83.9150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 25,300 $82.50 $2,087,250.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,470.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 11,649 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-012407 · doc4.xml · derivative · entry 4

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,608

Underlying: Common Stock · 11,649 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 11,649 $82.60 $962,209.73
Disclosure

SEC source: 0001225208-20-012407 · doc4.xml · nonDerivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,543.1404

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 84 $82.18 $6,903.12
Disclosure

SEC source: 0001225208-20-012407 · doc4.xml · nonDerivative · entry 2

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,192.1404

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionCommon Stock 11,649 $13.98 $162,853.02
Disclosure

SEC source: 0001225208-20-012407 · doc4.xml · nonDerivative · entry 1

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,276.1404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 13,074 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-012406 · doc4.xml · derivative · entry 6

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,456

Underlying: Common Stock · 13,074 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 13,074 $82.61 $1,079,997.38
Disclosure

SEC source: 0001225208-20-012406 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,507.8812

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 13,074 $13.98 $182,774.52
Disclosure

SEC source: 0001225208-20-012406 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,581.8812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 19:22 UTC
Wood Larry LCVP, TAVR
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 10,698 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-20-011955 · doc4.xml · derivative · entry 4

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,420

Underlying: Common Stock · 10,698 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2019.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 19:22 UTC
Wood Larry LCVP, TAVR
SaleCommon Stock 10,698 $80.38 $859,905.24
Disclosure

SEC source: 0001225208-20-011955 · doc4.xml · nonDerivative · entry 2

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,482.7979

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2019.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 19:22 UTC
Wood Larry LCVP, TAVR
Exercise / conversionCommon Stock 10,698 $21.76 $232,788.48
Disclosure

SEC source: 0001225208-20-011955 · doc4.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,180.7979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2019.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · derivative · entry 8

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,400

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,793,582

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 45,350 $78.42 $3,556,347.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $77.98 to $78.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 22,802 $79.36 $1,809,566.72
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,570.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $78.98 to $79.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 398 $79.99 $31,836.02
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,372.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $79.99 to $80.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
September 28, 2020 Filed Sep 29, 2020 01:04 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 33,150 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-20-011862 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,300

Underlying: Common Stock · 33,150 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

Read SEC document
September 28, 2020 Filed Sep 29, 2020 01:04 UTC
Ullem Scott B.CVP, Chief Financial Officer
SaleCommon Stock 33,150 $78.11 $2,589,203.96
Disclosure

SEC source: 0001225208-20-011862 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,114

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $77.71 to $78.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 28, 2020 Filed Sep 29, 2020 01:04 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionCommon Stock 33,150 $21.76 $721,344.00
Disclosure

SEC source: 0001225208-20-011862 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 22:05 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 33,150 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-20-011594 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,450

Underlying: Common Stock · 33,150 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 22:05 UTC
Ullem Scott B.CVP, Chief Financial Officer
SaleCommon Stock 33,150 $83.43 $2,765,747.60
Disclosure

SEC source: 0001225208-20-011594 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,114

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.94 to $83.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 22:05 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionCommon Stock 33,150 $21.76 $721,344.00
Disclosure

SEC source: 0001225208-20-011594 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

Read SEC document
September 14, 2020 Filed Sep 14, 2020 22:26 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 26,700 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-011538 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,700 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

Read SEC document
September 14, 2020 Filed Sep 14, 2020 22:26 UTC
Ullem Scott B.CVP, Chief Financial Officer
SaleCommon Stock 26,700 $82.21 $2,194,908.21
Disclosure

SEC source: 0001225208-20-011538 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,114

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $81.9900 to $82.5450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 14, 2020 Filed Sep 14, 2020 22:26 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionCommon Stock 26,700 $13.98 $373,266.00
Disclosure

SEC source: 0001225208-20-011538 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

Read SEC document
September 11, 2020 Filed Sep 11, 2020 21:35 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 11,649 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-011444 · doc4.xml · derivative · entry 5

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,257

Underlying: Common Stock · 11,649 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
September 11, 2020 Filed Sep 11, 2020 21:35 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 11,339 $82.43 $934,625.01
Disclosure

SEC source: 0001225208-20-011444 · doc4.xml · nonDerivative · entry 4

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,627.1404

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $81.88 to $82.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2020 Filed Sep 11, 2020 21:35 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 310 $82.97 $25,720.39
Disclosure

SEC source: 0001225208-20-011444 · doc4.xml · nonDerivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,966.1404

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.96 to $83.04The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2020 Filed Sep 11, 2020 21:35 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 81 $83.00 $6,723.00
Disclosure

SEC source: 0001225208-20-011444 · doc4.xml · nonDerivative · entry 2

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,276.1404

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
September 11, 2020 Filed Sep 11, 2020 21:35 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionCommon Stock 11,649 $13.98 $162,853.02
Disclosure

SEC source: 0001225208-20-011444 · doc4.xml · nonDerivative · entry 1

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,357.1404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

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September 11, 2020 Filed Sep 11, 2020 21:37 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 13,074 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-011445 · doc4.xml · derivative · entry 7

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,530

Underlying: Common Stock · 13,074 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

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September 11, 2020 Filed Sep 11, 2020 21:37 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 12,198 $82.42 $1,005,364.04
Disclosure

SEC source: 0001225208-20-011445 · doc4.xml · nonDerivative · entry 3

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,507.8812

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $81.83 to $82.82 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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September 11, 2020 Filed Sep 11, 2020 21:37 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 876 $82.90 $72,623.99
Disclosure

SEC source: 0001225208-20-011445 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,705.8812

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.83 to $82.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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September 11, 2020 Filed Sep 11, 2020 21:37 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 13,074 $13.98 $182,774.52
Disclosure

SEC source: 0001225208-20-011445 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,581.8812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

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September 01, 2020 Filed Sep 2, 2020 00:07 UTC
Wood Larry LCVP, TAVR
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 10,698 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-20-011149 · doc4.xml · derivative · entry 4

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,118

Underlying: Common Stock · 10,698 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 00:07 UTC
Wood Larry LCVP, TAVR
SaleCommon Stock 10,698 $85.09 $910,292.82
Disclosure

SEC source: 0001225208-20-011149 · doc4.xml · nonDerivative · entry 2

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,482.7979

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September 01, 2020 Filed Sep 2, 2020 00:07 UTC
Wood Larry LCVP, TAVR
Exercise / conversionCommon Stock 10,698 $21.76 $232,788.48
Disclosure

SEC source: 0001225208-20-011149 · doc4.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,180.7979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2020 Filed Aug 31, 2020 20:47 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 7,200 $84.26 $606,693.60
Disclosure

SEC source: 0001225208-20-011098 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 123,820

F1 · price: This transaction was executed in multiple trades at prices ranging from $83.950 to $84.530. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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August 27, 2020 Filed Aug 27, 2020 22:14 UTC
SELLERS ROBERT W.A.VP, Corporate Controller
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 21,540 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-20-011069 · doc4.xml · derivative · entry 3

SELLERS ROBERT W.A. · CIK 0001600739 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,540 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Aug 27, 2020 22:14 UTC
SELLERS ROBERT W.A.VP, Corporate Controller
SaleCommon Stock 21,540 $82.60 $1,779,160.92
Disclosure

SEC source: 0001225208-20-011069 · doc4.xml · nonDerivative · entry 2

SELLERS ROBERT W.A. · CIK 0001600739 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,040.1239

F1 · price: This transaction was executed in multiple trades at prices ranging from $82.5300 to $82.7900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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August 27, 2020 Filed Aug 27, 2020 22:14 UTC
SELLERS ROBERT W.A.VP, Corporate Controller
Exercise / conversionCommon Stock 21,540 $21.76 $468,710.40
Disclosure

SEC source: 0001225208-20-011069 · doc4.xml · nonDerivative · entry 1

SELLERS ROBERT W.A. · CIK 0001600739 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,580.1239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:18 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-010775 · doc4.xml · derivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,950

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:18 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010775 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,763,582

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:18 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010775 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:18 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 59,750 $78.97 $4,718,457.50
Disclosure

SEC source: 0001225208-20-010775 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $78.4000 to $79.3800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:18 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 8,800 $79.57 $700,216.00
Disclosure

SEC source: 0001225208-20-010775 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,970.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $79.4000 to $79.7150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.