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Edwards Lifesciences Corp

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3026
SEC CIK
0001099800
Parsed reports
947

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025010
Jan 202603
Feb 202603
Mar 202604
Apr 202605
May 2026012
Jun 202602
Jul 202604
Aug 202606
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2021 Filed Apr 24, 2021 01:24 UTC Exercise / conversionCommon Stock 10,000 $35.68 $356,767.00
Disclosure

SEC source: 0001225208-21-006981 · doc4.xml · nonDerivative · entry 1

STONE HEISZ LESLIE · CIK 0001235408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 00:05 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 3,389 $0.00 Strike: $22.29 $0.00
Disclosure

SEC source: 0001225208-21-006929 · doc4.xml · derivative · entry 3

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,799

Underlying: Common Stock · 3,389 shares

Expires 2022-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 00:05 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 3,389 $94.40 $319,921.60
Disclosure

SEC source: 0001225208-21-006929 · doc4.xml · nonDerivative · entry 2

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,966.0572

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 00:05 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionCommon Stock 3,389 $22.29 $75,529.63
Disclosure

SEC source: 0001225208-21-006929 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,355.0572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.

Read SEC document
April 12, 2021 Filed Apr 12, 2021 22:52 UTC
Wood Larry LCVP, TAVR
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,830 $0.00 Strike: $35.20 $0.00
Disclosure

SEC source: 0001225208-21-006713 · doc4.xml · derivative · entry 4

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,640

Underlying: Common Stock · 7,830 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2021 Filed Apr 12, 2021 22:52 UTC
Wood Larry LCVP, TAVR
SaleCommon Stock 7,830 $85.84 $672,108.41
Disclosure

SEC source: 0001225208-21-006713 · doc4.xml · nonDerivative · entry 2

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,782.5231

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.4700 to $86.1500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 12, 2021 Filed Apr 12, 2021 22:52 UTC
Wood Larry LCVP, TAVR
Exercise / conversionCommon Stock 7,830 $35.20 $275,590.16
Disclosure

SEC source: 0001225208-21-006713 · doc4.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,612.5231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2021.

Read SEC document
April 09, 2021 Filed Apr 9, 2021 22:42 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 13,077 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-006697 · doc4.xml · derivative · entry 5

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,077 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2021 Filed Apr 9, 2021 22:42 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 13,077 $84.27 $1,102,045.87
Disclosure

SEC source: 0001225208-21-006697 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,845.0855

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $83.8000 to $84.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 09, 2021 Filed Apr 9, 2021 22:42 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 13,077 $13.98 $182,816.46
Disclosure

SEC source: 0001225208-21-006697 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,922.0855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 00:57 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-006691 · doc4.xml · derivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,550

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 00:57 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006691 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 3,003,582

Read SEC document
April 08, 2021 Filed Apr 9, 2021 00:57 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 68,550 $84.45 $5,789,047.50
Disclosure

SEC source: 0001225208-21-006691 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.0500 to $85.0300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 00:57 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006691 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,770.46

Read SEC document
April 08, 2021 Filed Apr 9, 2021 00:57 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-21-006691 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 00:00 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 6,350 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-006690 · doc4.xml · derivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,500

Underlying: Common Stock · 6,350 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 00:00 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 6,350 $84.88 $538,988.00
Disclosure

SEC source: 0001225208-21-006690 · doc4.xml · nonDerivative · entry 2

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,437.8064

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 4, 2021.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 00:00 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionCommon Stock 6,350 $21.76 $138,176.00
Disclosure

SEC source: 0001225208-21-006690 · doc4.xml · nonDerivative · entry 1

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,787.8064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 4, 2021.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:11 UTC
Lemercier Jean-Luc MCVP, EMEA, Canada, Latin Amer
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 13,020 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-006242 · doc4.xml · derivative · entry 3

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEA, Canada, Latin Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,020 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:11 UTC
Lemercier Jean-Luc MCVP, EMEA, Canada, Latin Amer
SaleCommon Stock 13,020 $83.66 $1,089,263.62
Disclosure

SEC source: 0001225208-21-006242 · doc4.xml · nonDerivative · entry 2

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEA, Canada, Latin Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,541.138

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $83.1600 to $84.0000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:11 UTC
Lemercier Jean-Luc MCVP, EMEA, Canada, Latin Amer
Exercise / conversionCommon Stock 13,020 $13.98 $182,019.60
Disclosure

SEC source: 0001225208-21-006242 · doc4.xml · nonDerivative · entry 1

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEA, Canada, Latin Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,561.138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 23, 2020.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 22:02 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 3,389 $0.00 Strike: $22.29 $0.00
Disclosure

SEC source: 0001225208-21-005358 · doc4.xml · derivative · entry 3

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,188

Underlying: Common Stock · 3,389 shares

Expires 2022-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 22:02 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 3,389 $81.66 $276,745.74
Disclosure

SEC source: 0001225208-21-005358 · doc4.xml · nonDerivative · entry 2

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,746.1397

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 22:02 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionCommon Stock 3,389 $22.29 $75,529.63
Disclosure

SEC source: 0001225208-21-005358 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,135.1397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.

Read SEC document
March 12, 2021 Filed Mar 13, 2021 00:52 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 13,077 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-005296 · doc4.xml · derivative · entry 5

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,077

Underlying: Common Stock · 13,077 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 13, 2021 00:52 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 13,077 $82.85 $1,083,374.53
Disclosure

SEC source: 0001225208-21-005296 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,507.8812

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.3800 to $83.1500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2021 Filed Mar 13, 2021 00:52 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 13,077 $13.98 $182,816.46
Disclosure

SEC source: 0001225208-21-005296 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,584.8812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · derivative · entry 8

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,100

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,973,582

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 39,262 $82.43 $3,236,366.66
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $81.9300 to $82.9000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,482.46

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 26,288 $83.15 $2,185,847.20
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,482.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $82.9050 to $83.3900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 3,000 $81.47 $244,410.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,770.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $80.9000 to $81.9300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 01:06 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 6,350 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-004871 · doc4.xml · derivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,850

Underlying: Common Stock · 6,350 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 01:06 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 6,350 $81.37 $516,699.50
Disclosure

SEC source: 0001225208-21-004871 · doc4.xml · nonDerivative · entry 2

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,213.1404

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 4, 2021.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 01:06 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionCommon Stock 6,350 $21.76 $138,176.00
Disclosure

SEC source: 0001225208-21-004871 · doc4.xml · nonDerivative · entry 1

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,563.1404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 4, 2021.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 01:23 UTC
Wood Larry LCVP, TAVR
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,830 $0.00 Strike: $35.20 $0.00
Disclosure

SEC source: 0001225208-21-004100 · doc4.xml · derivative · entry 4

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,470

Underlying: Common Stock · 7,830 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2021 Filed Mar 2, 2021 01:23 UTC
Wood Larry LCVP, TAVR
SaleCommon Stock 7,830 $83.99 $657,641.70
Disclosure

SEC source: 0001225208-21-004100 · doc4.xml · nonDerivative · entry 2

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,482.7979

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2021.

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March 01, 2021 Filed Mar 2, 2021 01:23 UTC
Wood Larry LCVP, TAVR
Exercise / conversionCommon Stock 7,830 $35.20 $275,590.16
Disclosure

SEC source: 0001225208-21-004100 · doc4.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,312.7979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2021.

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March 01, 2021 Filed Mar 2, 2021 01:15 UTC
Lemercier Jean-Luc MCVP, EMEA, Canada, Latin Amer
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 13,020 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-004099 · doc4.xml · derivative · entry 4

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEA, Canada, Latin Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,020

Underlying: Common Stock · 13,020 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2021 Filed Mar 2, 2021 01:15 UTC
Lemercier Jean-Luc MCVP, EMEA, Canada, Latin Amer
SaleCommon Stock 9,592 $84.58 $811,289.44
Disclosure

SEC source: 0001225208-21-004099 · doc4.xml · nonDerivative · entry 3

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEA, Canada, Latin Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,220.7448

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 23, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.9900 to $84.9800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2021 Filed Mar 2, 2021 01:15 UTC
Lemercier Jean-Luc MCVP, EMEA, Canada, Latin Amer
SaleCommon Stock 3,428 $85.11 $291,773.53
Disclosure

SEC source: 0001225208-21-004099 · doc4.xml · nonDerivative · entry 2

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEA, Canada, Latin Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,812.7448

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.9900 to $85.3050. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2021 Filed Mar 2, 2021 01:15 UTC
Lemercier Jean-Luc MCVP, EMEA, Canada, Latin Amer
Exercise / conversionCommon Stock 13,020 $13.98 $182,019.60
Disclosure

SEC source: 0001225208-21-004099 · doc4.xml · nonDerivative · entry 1

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEA, Canada, Latin Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,240.7448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 23, 2020.

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February 23, 2021 Filed Feb 24, 2021 02:36 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · derivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,650

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,943,582

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February 23, 2021 Filed Feb 24, 2021 02:36 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

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February 23, 2021 Filed Feb 24, 2021 02:36 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 29,453 $85.07 $2,505,566.71
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $84.56 to $85.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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February 23, 2021 Filed Feb 24, 2021 02:36 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 24,471 $83.19 $2,035,742.49
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,673.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $82.53 to $83.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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February 23, 2021 Filed Feb 24, 2021 02:36 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 14,426 $83.98 $1,211,495.48
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,144.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.55 to $84.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.