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Edwards Lifesciences Corp

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3026
SEC CIK
0001099800
Parsed reports
947

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025010
Jan 202603
Feb 202603
Mar 202604
Apr 202605
May 2026012
Jun 202602
Jul 202604
Aug 202606
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2021 Filed Aug 3, 2021 23:39 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011090 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,551.82

Read SEC document
August 03, 2021 Filed Aug 3, 2021 23:39 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 45,050 $21.76 $980,288.00
Disclosure

SEC source: 0001225208-21-011090 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,051.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.

Read SEC document
August 03, 2021 Filed Jan 29, 2022 00:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 108,730 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001132 · doc5.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 3,294,017

F1 · balance_after: Reflects the amount owned following this transaction as of August 3, 2021. The total amount owned as of December 31, 2021, which is the Issuer's fiscal year end, is 3,344,017 shares.

Read SEC document
August 03, 2021 Filed Jan 29, 2022 00:09 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 108,730 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001132 · doc5.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,271.82

Read SEC document
August 02, 2021 Filed Aug 3, 2021 01:35 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 15,000 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-011037 · doc4.xml · derivative · entry 3

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,882

Underlying: Common Stock · 15,000 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 01:35 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 15,000 $113.53 $1,702,903.50
Disclosure

SEC source: 0001225208-21-011037 · doc4.xml · nonDerivative · entry 2

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,758.9088

F1 · price: This transaction was executed in multiple trades at prices ranging from $113.4450 to $113.7500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 01:35 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionCommon Stock 15,000 $21.76 $326,400.00
Disclosure

SEC source: 0001225208-21-011037 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,758.9088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 23:37 UTC
Wood Larry LCVP, TAVR
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,830 $0.00 Strike: $35.20 $0.00
Disclosure

SEC source: 0001225208-21-010585 · doc4.xml · derivative · entry 4

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,150

Underlying: Common Stock · 7,830 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 23:37 UTC
Wood Larry LCVP, TAVR
SaleCommon Stock 7,830 $107.48 $841,568.40
Disclosure

SEC source: 0001225208-21-010585 · doc4.xml · nonDerivative · entry 2

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,133.5508

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2021.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 23:37 UTC
Wood Larry LCVP, TAVR
Exercise / conversionCommon Stock 7,830 $35.20 $275,590.16
Disclosure

SEC source: 0001225208-21-010585 · doc4.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,963.5508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2021.

Read SEC document
July 09, 2021 Filed Jul 10, 2021 01:47 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 11,050 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-010551 · doc4.xml · derivative · entry 5

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,450

Underlying: Common Stock · 11,050 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2021 Filed Jul 10, 2021 01:47 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 11,050 $108.15 $1,195,110.54
Disclosure

SEC source: 0001225208-21-010551 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,399.3995

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 1, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $107.7700 to $108.5500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 09, 2021 Filed Jul 10, 2021 01:47 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 11,050 $21.76 $240,448.00
Disclosure

SEC source: 0001225208-21-010551 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,449.3995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 1, 2021.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 00:18 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 6,350 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-010518 · doc4.xml · derivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,450

Underlying: Common Stock · 6,350 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 00:18 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 6,350 $106.72 $677,672.00
Disclosure

SEC source: 0001225208-21-010518 · doc4.xml · nonDerivative · entry 2

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,026.8935

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 4, 2021.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 00:18 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionCommon Stock 6,350 $21.76 $138,176.00
Disclosure

SEC source: 0001225208-21-010518 · doc4.xml · nonDerivative · entry 1

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,376.8935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 4, 2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:25 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 45,050 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-009995 · doc4.xml · derivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,500

Underlying: Common Stock · 45,050 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:25 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009995 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 3,172,787

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:25 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 16,382 $104.78 $1,716,505.96
Disclosure

SEC source: 0001225208-21-009995 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,001.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $104.6850 to $104.9700. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:25 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 16,168 $104.43 $1,688,424.24
Disclosure

SEC source: 0001225208-21-009995 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,383.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $103.6800 to $104.6800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:25 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009995 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,551.82

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:25 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 45,050 $21.76 $980,288.00
Disclosure

SEC source: 0001225208-21-009995 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,051.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 00:33 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 3,410 $0.00 Strike: $22.29 $0.00
Disclosure

SEC source: 0001225208-21-009449 · doc4.xml · derivative · entry 3

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,410 shares

Expires 2022-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 00:33 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 3,410 $101.17 $344,989.70
Disclosure

SEC source: 0001225208-21-009449 · doc4.xml · nonDerivative · entry 2

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,704.7936

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 00:33 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionCommon Stock 3,410 $22.29 $75,997.65
Disclosure

SEC source: 0001225208-21-009449 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,114.7936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 00:33 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 6,350 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-009448 · doc4.xml · derivative · entry 3

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,800

Underlying: Common Stock · 6,350 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 00:33 UTC
WANG HUIMINCVP, Japan & Intercontinental
SaleCommon Stock 6,350 $101.00 $641,369.69
Disclosure

SEC source: 0001225208-21-009448 · doc4.xml · nonDerivative · entry 2

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,889.8064

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 4, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $100.7150 to $101.1900. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 00:33 UTC
WANG HUIMINCVP, Japan & Intercontinental
Exercise / conversionCommon Stock 6,350 $21.76 $138,176.00
Disclosure

SEC source: 0001225208-21-009448 · doc4.xml · nonDerivative · entry 1

WANG HUIMIN · CIK 0001204553 · CVP, Japan & Intercontinental

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,239.8064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 4, 2021.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
Wood Larry LCVP, TAVR
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,830 $0.00 Strike: $35.20 $0.00
Disclosure

SEC source: 0001225208-21-009386 · doc4.xml · derivative · entry 4

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,980

Underlying: Common Stock · 7,830 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
Wood Larry LCVP, TAVR
SaleCommon Stock 7,830 $99.91 $782,295.30
Disclosure

SEC source: 0001225208-21-009386 · doc4.xml · nonDerivative · entry 2

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,071.5231

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2021.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
Wood Larry LCVP, TAVR
Exercise / conversionCommon Stock 7,830 $35.20 $275,590.16
Disclosure

SEC source: 0001225208-21-009386 · doc4.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,901.5231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2021.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 11,050 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-009385 · doc4.xml · derivative · entry 5

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,500

Underlying: Common Stock · 11,050 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 11,050 $99.84 $1,103,201.06
Disclosure

SEC source: 0001225208-21-009385 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,374.8505

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 1, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $99.6300 to $99.9100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 11,050 $21.76 $240,448.00
Disclosure

SEC source: 0001225208-21-009385 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,424.8505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 1, 2021.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
Chopra DaveenCVP, Surgical Structural Heart
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 24,000 $0.00 Strike: $45.28 $0.00
Disclosure

SEC source: 0001225208-21-009384 · doc4.xml · derivative · entry 3

Chopra Daveen · CIK 0001740963 · CVP, Surgical Structural Heart

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,435

Underlying: Common Stock · 24,000 shares

Expires 2025-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
Chopra DaveenCVP, Surgical Structural Heart
SaleCommon Stock 24,000 $99.96 $2,398,989.60
Disclosure

SEC source: 0001225208-21-009384 · doc4.xml · nonDerivative · entry 2

Chopra Daveen · CIK 0001740963 · CVP, Surgical Structural Heart

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,827

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $99.58 to $100.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:21 UTC
Chopra DaveenCVP, Surgical Structural Heart
Exercise / conversionCommon Stock 24,000 $45.28 $1,086,640.80
Disclosure

SEC source: 0001225208-21-009384 · doc4.xml · nonDerivative · entry 1

Chopra Daveen · CIK 0001740963 · CVP, Surgical Structural Heart

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2021.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 00:05 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 45,050 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-009152 · doc4.xml · derivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,550

Underlying: Common Stock · 45,050 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 10, 2021 00:05 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009152 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 3,160,287

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June 09, 2021 Filed Jun 10, 2021 00:05 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 32,550 $97.23 $3,164,836.50
Disclosure

SEC source: 0001225208-21-009152 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,001.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $96.8350 to $97.7900. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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June 09, 2021 Filed Jun 10, 2021 00:05 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009152 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,551.82

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June 09, 2021 Filed Jun 10, 2021 00:05 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 45,050 $21.76 $980,288.00
Disclosure

SEC source: 0001225208-21-009152 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,051.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.

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May 28, 2021 Filed May 28, 2021 23:38 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 2,061 $95.29 $196,392.69
Disclosure

SEC source: 0001225208-21-008675 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,704.7936

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.

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May 25, 2021 Filed May 25, 2021 23:27 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 4,665.4212 $96.09 $448,300.32
Disclosure

SEC source: 0001225208-21-008560 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,765.7936

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.

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May 24, 2021 Filed May 25, 2021 23:26 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 33,000 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001225208-21-008559 · doc4.xml · derivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,600

Underlying: Common Stock · 33,000 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 23:26 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 26,377 $95.55 $2,520,322.35
Disclosure

SEC source: 0001225208-21-008559 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,001.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $94.9200 to $95.9200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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May 24, 2021 Filed May 25, 2021 23:26 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 6,623 $96.13 $636,668.99
Disclosure

SEC source: 0001225208-21-008559 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,378.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $95.9400 to $96.4250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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May 24, 2021 Filed May 25, 2021 23:26 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 33,000 $21.76 $718,080.00
Disclosure

SEC source: 0001225208-21-008559 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,001.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

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May 17, 2021 Filed May 19, 2021 20:31 UTC
Chopra DaveenCVP, Surgical Structural Heart
Tax withholdingCommon Stock 1,146 $89.49 $102,555.54
Disclosure

SEC source: 0001225208-21-008303 · doc4.xml · nonDerivative · entry 1

Chopra Daveen · CIK 0001740963 · CVP, Surgical Structural Heart

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,827

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May 17, 2021 Filed May 19, 2021 20:31 UTC
Wood Larry LCVP, TAVR
Exercise / conversionPerformance Rights · Derivative 16,406 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008306 · doc4.xml · derivative · entry 5

Wood Larry L · CIK 0001440660 · CVP, TAVR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,406 shares

Expires 2025-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 17, 2018, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 3, 2021, the Compensation Committee of the Board of Directors determined that 175% of the target number of shares would vest as of May 17, 2021, and the actual number of shares vested are reflected on this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.