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EW

Edwards Lifesciences Corp

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3026
SEC CIK
0001099800
Parsed reports
947

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025010
Jan 202603
Feb 202603
Mar 202604
Apr 202605
May 2026012
Jun 202602
Jul 202604
Aug 202606
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2023 Filed May 15, 2023 22:25 UTC
Lemercier Jean-Luc MCVP, EMEACLA and JAPAC
GrantPerformance Rights · Derivative 1,975 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005917 · doc4.xml · derivative · entry 3

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEACLA and JAPAC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,975

Underlying: Common Stock · 1,975 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.expiration_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
Lemercier Jean-Luc MCVP, EMEACLA and JAPAC
GrantEmployee Stock Option (Right to Acquire) · Derivative 13,300 $0.00 Strike: $88.78 $0.00
Disclosure

SEC source: 0001225208-23-005917 · doc4.xml · derivative · entry 2

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEACLA and JAPAC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,300

Underlying: Common Stock · 13,300 shares

Expires 2030-05-10

F2 · derivative.exercise_date: These options were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one month after the grant date in 36 approximately equal monthly installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
Lemercier Jean-Luc MCVP, EMEACLA and JAPAC
GrantCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005917 · doc4.xml · nonDerivative · entry 1

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEACLA and JAPAC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,664.7785

F1 · shares: These restricted stock units were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC GrantPerformance Rights · Derivative 28,150 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005916 · doc4.xml · derivative · entry 3

Zovighian Bernard J · CIK 0001665141 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,150

Underlying: Common Stock · 28,150 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.expiration_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC GrantEmployee Stock Option (Right to Acquire) · Derivative 173,700 $0.00 Strike: $88.78 $0.00
Disclosure

SEC source: 0001225208-23-005916 · doc4.xml · derivative · entry 2

Zovighian Bernard J · CIK 0001665141 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,700

Underlying: Common Stock · 173,700 shares

Expires 2030-05-10

F2 · derivative.exercise_date: These options were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC GrantCommon Stock 22,525 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005916 · doc4.xml · nonDerivative · entry 1

Zovighian Bernard J · CIK 0001665141 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,552.8735

F1 · shares: These restricted stock units were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
GrantPerformance Rights · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005918 · doc4.xml · derivative · entry 5

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Stock · 8,025 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.expiration_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
GrantEmployee Stock Option (Right to Acquire) · Derivative 54,200 $0.00 Strike: $88.78 $0.00
Disclosure

SEC source: 0001225208-23-005918 · doc4.xml · derivative · entry 4

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,200

Underlying: Common Stock · 54,200 shares

Expires 2030-05-10

F2 · derivative.exercise_date: These options were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one month after the grant date in 36 approximately equal monthly installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
GrantCommon Stock 6,425 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005918 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,502.6931

F1 · shares: These restricted stock units were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
Szyman Catherine M.CVP, Critical Care
GrantPerformance Rights · Derivative 8,175 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005915 · doc4.xml · derivative · entry 3

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,175

Underlying: Common Stock · 8,175 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.expiration_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
Szyman Catherine M.CVP, Critical Care
GrantEmployee Stock Option (Right to Acquire) · Derivative 50,400 $0.00 Strike: $88.78 $0.00
Disclosure

SEC source: 0001225208-23-005915 · doc4.xml · derivative · entry 2

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,400

Underlying: Common Stock · 50,400 shares

Expires 2023-05-10

F2 · derivative.exercise_date: These options were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
Szyman Catherine M.CVP, Critical Care
GrantCommon Stock 6,525 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005915 · doc4.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,055.7795

F1 · shares: These restricted stock units were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
Chopra DaveenCVP, TMTT
GrantPerformance Rights · Derivative 8,100 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005914 · doc4.xml · derivative · entry 3

Chopra Daveen · CIK 0001740963 · CVP, TMTT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.expiration_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
Chopra DaveenCVP, TMTT
GrantEmployee Stock Option (Right to Acquire) · Derivative 49,900 $0.00 Strike: $88.78 $0.00
Disclosure

SEC source: 0001225208-23-005914 · doc4.xml · derivative · entry 2

Chopra Daveen · CIK 0001740963 · CVP, TMTT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,900

Underlying: Common Stock · 49,900 shares

Expires 2030-05-10

F2 · derivative.exercise_date: These options were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:25 UTC
Chopra DaveenCVP, TMTT
GrantCommon Stock 6,475 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005914 · doc4.xml · nonDerivative · entry 1

Chopra Daveen · CIK 0001740963 · CVP, TMTT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,450

F1 · shares: These restricted stock units were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:24 UTC
Ullem Scott B.CVP, Chief Financial Officer
GrantPerformance Rights · Derivative 11,825 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005913 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,825

Underlying: Common Stock · 11,825 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.expiration_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and scheduled to vest on May 11, 2026. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:24 UTC
Ullem Scott B.CVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Acquire) · Derivative 72,900 $0.00 Strike: $88.78 $0.00
Disclosure

SEC source: 0001225208-23-005913 · doc4.xml · derivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,900

Underlying: Common Stock · 72,900 shares

Expires 2030-05-10

F2 · derivative.exercise_date: These options were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 11, 2023 Filed May 15, 2023 22:24 UTC
Ullem Scott B.CVP, Chief Financial Officer
GrantCommon Stock 9,450 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005913 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,744

F1 · shares: These restricted stock units were granted on May 11, 2023 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:15 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 2,500 $0.00 Strike: $36.75 $0.00
Disclosure

SEC source: 0001225208-23-005756 · doc4.xml · derivative · entry 5

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,000

Underlying: Common Stock · 2,500 shares

Expires 2024-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:15 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
SaleCommon Stock 2,500 $89.22 $223,050.00
Disclosure

SEC source: 0001225208-23-005756 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,077.6931

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:15 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 2,500 $36.75 $91,875.00
Disclosure

SEC source: 0001225208-23-005756 · doc4.xml · nonDerivative · entry 1

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,577.6931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 80,700 $0.00 Strike: $35.20 $0.00
Disclosure

SEC source: 0001225208-23-005755 · doc4.xml · derivative · entry 5

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,700 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
Ullem Scott B.CVP, Chief Financial Officer
SaleCommon Stock 64,119 $88.36 $5,665,618.96
Disclosure

SEC source: 0001225208-23-005755 · doc4.xml · nonDerivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,294

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $87.89 to $88.88 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
Ullem Scott B.CVP, Chief Financial Officer
SaleCommon Stock 16,581 $89.22 $1,479,385.01
Disclosure

SEC source: 0001225208-23-005755 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,413

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $88.89 to $89.44 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
Ullem Scott B.CVP, Chief Financial Officer
Exercise / conversionCommon Stock 80,700 $35.20 $2,840,373.69
Disclosure

SEC source: 0001225208-23-005755 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2023.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 29,375 $0.00 Strike: $35.20 $0.00
Disclosure

SEC source: 0001225208-23-005754 · doc4.xml · derivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,375 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005754 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 3,616,922

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 13,891 $88.29 $1,226,436.39
Disclosure

SEC source: 0001225208-23-005754 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,724.82

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $87.83 to $88.83 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
GiftCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005754 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,615.82

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
SaleCommon Stock 5,984 $88.94 $532,216.96
Disclosure

SEC source: 0001225208-23-005754 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,115.82

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $88.84 to $89.25 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2023 Filed May 11, 2023 22:11 UTC
MUSSALLEM MICHAEL ADirector · Chairman & CEO
Exercise / conversionCommon Stock 29,375 $35.20 $1,033,903.06
Disclosure

SEC source: 0001225208-23-005754 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,099.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2022.

Read SEC document
May 09, 2023 Filed May 9, 2023 23:48 UTC
Lemercier Jean-Luc MCVP, EMEACLA and JAPAC
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 6,640 $0.00 Strike: $35.20 $0.00
Disclosure

SEC source: 0001225208-23-005617 · doc4.xml · derivative · entry 7

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEACLA and JAPAC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,640 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2023 Filed May 9, 2023 23:48 UTC
Lemercier Jean-Luc MCVP, EMEACLA and JAPAC
SaleCommon Stock 6,640 $88.68 $588,835.20
Disclosure

SEC source: 0001225208-23-005617 · doc4.xml · nonDerivative · entry 5

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEACLA and JAPAC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,089.7785

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2022.

Read SEC document
May 09, 2023 Filed May 9, 2023 23:48 UTC
Lemercier Jean-Luc MCVP, EMEACLA and JAPAC
Exercise / conversionCommon Stock 6,640 $35.20 $233,706.09
Disclosure

SEC source: 0001225208-23-005617 · doc4.xml · nonDerivative · entry 4

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEACLA and JAPAC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,729.7785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2022.

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May 09, 2023 Filed May 9, 2023 23:48 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 75,600 $0.00 Strike: $35.20 $0.00
Disclosure

SEC source: 0001225208-23-005616 · doc4.xml · derivative · entry 7

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,600 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 09, 2023 Filed May 9, 2023 23:48 UTC
Szyman Catherine M.CVP, Critical Care
SaleCommon Stock 75,600 $88.94 $6,724,234.44
Disclosure

SEC source: 0001225208-23-005616 · doc4.xml · nonDerivative · entry 5

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,530.7795

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $88.35 to $89.14 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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May 09, 2023 Filed May 9, 2023 23:48 UTC
Szyman Catherine M.CVP, Critical Care
Exercise / conversionCommon Stock 75,600 $35.20 $2,660,870.52
Disclosure

SEC source: 0001225208-23-005616 · doc4.xml · nonDerivative · entry 4

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,130.7795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

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May 08, 2023 Filed May 9, 2023 01:54 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Tax withholdingCommon Stock 1,399 $88.74 $124,147.26
Disclosure

SEC source: 0001225208-23-005593 · doc4.xml · nonDerivative · entry 4

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,624.6931

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May 08, 2023 Filed May 10, 2023 00:53 UTC Tax withholdingCommon Stock 1,433 $88.74 $127,164.42
Disclosure

SEC source: 0001225208-23-005622 · doc4.xml · nonDerivative · entry 3

Zovighian Bernard J · CIK 0001665141 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,027.8735

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May 08, 2023 Filed May 9, 2023 23:50 UTC
SELLERS ROBERT W.A.SVP, Corporate Controller
Tax withholdingCommon Stock 161 $88.74 $14,287.14
Disclosure

SEC source: 0001225208-23-005621 · doc4.xml · nonDerivative · entry 2

SELLERS ROBERT W.A. · CIK 0001600739 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,235.7904

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May 08, 2023 Filed May 9, 2023 23:50 UTC
Wood Larry LCVP & Grp President TAVR & SSH
Tax withholdingCommon Stock 1,472 $88.74 $130,625.28
Disclosure

SEC source: 0001225208-23-005620 · doc4.xml · nonDerivative · entry 3

Wood Larry L · CIK 0001440660 · CVP & Grp President TAVR & SSH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,310.7137

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May 08, 2023 Filed May 9, 2023 23:49 UTC
Chopra DaveenCVP, TMTT
Tax withholdingCommon Stock 967 $88.74 $85,811.58
Disclosure

SEC source: 0001225208-23-005619 · doc4.xml · nonDerivative · entry 3

Chopra Daveen · CIK 0001740963 · CVP, TMTT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,975

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May 08, 2023 Filed May 9, 2023 23:48 UTC
Ullem Scott B.CVP, Chief Financial Officer
Tax withholdingCommon Stock 1,674 $88.74 $148,550.76
Disclosure

SEC source: 0001225208-23-005618 · doc4.xml · nonDerivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,294

Read SEC document
May 08, 2023 Filed May 9, 2023 23:48 UTC
Lemercier Jean-Luc MCVP, EMEACLA and JAPAC
Tax withholdingCommon Stock 104 $88.74 $9,228.96
Disclosure

SEC source: 0001225208-23-005617 · doc4.xml · nonDerivative · entry 3

Lemercier Jean-Luc M · CIK 0001710625 · CVP, EMEACLA and JAPAC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,089.7785

Read SEC document
May 08, 2023 Filed May 9, 2023 23:48 UTC
Szyman Catherine M.CVP, Critical Care
Tax withholdingCommon Stock 1,376 $88.74 $122,106.24
Disclosure

SEC source: 0001225208-23-005616 · doc4.xml · nonDerivative · entry 3

Szyman Catherine M. · CIK 0001438538 · CVP, Critical Care

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,530.7795

Read SEC document
May 07, 2023 Filed May 9, 2023 01:54 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionPerformance Rights · Derivative 4,767 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005593 · doc4.xml · derivative · entry 7

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common Stock · 4,767 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 7, 2020, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 1, 2023, the Compensation Committee of the Board of Directors determined that 78.48% of the target number of shares would vest as of May 1, 2023, and the actual number of shares vested are reflected on this Form 4.

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May 07, 2023 Filed May 9, 2023 01:54 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Tax withholdingCommon Stock 2,968 $88.74 $263,380.32
Disclosure

SEC source: 0001225208-23-005593 · doc4.xml · nonDerivative · entry 3

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,023.6931

Read SEC document
May 07, 2023 Filed May 9, 2023 01:54 UTC
BOBO DONALD E JRCVP,Strategy/Corp Development
Exercise / conversionCommon Stock 4,767 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005593 · doc4.xml · nonDerivative · entry 2

BOBO DONALD E JR · CIK 0001196661 · CVP,Strategy/Corp Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,991.6931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 7, 2020, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 1, 2023, the Compensation Committee of the Board of Directors determined that 78.48% of the target number of shares would vest as of May 1, 2023, and the actual number of shares vested are reflected on this Form 4.

F1 · price: On May 7, 2020, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 1, 2023, the Compensation Committee of the Board of Directors determined that 78.48% of the target number of shares would vest as of May 1, 2023, and the actual number of shares vested are reflected on this Form 4.

Read SEC document
May 07, 2023 Filed May 10, 2023 00:53 UTC Exercise / conversionPerformance Rights · Derivative 5,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005622 · doc4.xml · derivative · entry 4

Zovighian Bernard J · CIK 0001665141 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,372

Underlying: Common Stock · 5,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 7, 2020, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 1, 2023, the Compensation Committee of the Board of Directors determined that 78.48% of the target number of shares would vest as of May 1, 2023, and the actual number of shares vested are reflected on this Form 4.

F1 · derivative.expiration_date: On May 7, 2020, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 1, 2023, the Compensation Committee of the Board of Directors determined that 78.48% of the target number of shares would vest as of May 1, 2023, and the actual number of shares vested are reflected on this Form 4.

Read SEC document
May 07, 2023 Filed May 10, 2023 00:53 UTC Tax withholdingCommon Stock 2,323 $88.74 $206,143.02
Disclosure

SEC source: 0001225208-23-005622 · doc4.xml · nonDerivative · entry 2

Zovighian Bernard J · CIK 0001665141 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,460.8735

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.