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EVR

Evercore Inc.

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3486
SEC CIK
0001360901
Parsed reports
399

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202602
Mar 202610
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2018 Filed Feb 8, 2018 16:12 UTC
Pensa PaulContr., Principal Acct.Officer
SaleShares of Class A common stock, par value $0.01 per share 1,396 $92.80 $129,548.10
Disclosure

SEC source: 0001209191-18-008427 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Read SEC document
February 06, 2018 Filed Feb 1, 2019 21:50 UTC
SIBBALD ANDREWCEO EVR Partners International
GiftShares of Class A common stock, par value $0.01 per share 6,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006472 · doc5.xml · nonDerivative · entry 1

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,444

F1 · kind: Mr. Sibbald has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institution.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 3,400 $98.52 $334,959.84
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 11

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 0

F12 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.30 to $98.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F7 · ownership.nature: These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman's family disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 9,360 $97.74 $914,890.39
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 10

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 3,400

F11 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $97.30 to $98.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F7 · ownership.nature: These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman's family disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 9,311 $96.91 $902,322.49
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 9

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 12,760

F10 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $96.30 to $97.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F7 · ownership.nature: These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman's family disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 16,229 $95.80 $1,554,803.12
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 8

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 22,071

F9 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $95.30 to $96.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F7 · ownership.nature: These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman's family disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 16,646 $94.62 $1,575,024.54
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 7

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 38,300

F8 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $94.30 to $95.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F7 · ownership.nature: These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman's family disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 2,200 $93.55 $205,815.06
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 6

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 54,946

F6 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $93.15 to $93.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F7 · ownership.nature: These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman's family disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 4,182 $98.47 $411,802.38
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 5

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,352

F5 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.20 to $98.85 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 10,101 $97.62 $986,011.14
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 4

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,534

F4 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $97.20 to $98.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 8,447 $96.80 $817,651.02
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 3

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,635

F3 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $96.20 to $97.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 12,546 $95.88 $1,202,859.04
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 2

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,082

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $95.25 to $96.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 19:32 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
Tax withholdingShares of Class A common stock, par value $0.01 per share 23,417 $100.00 $2,341,700.00
Disclosure

SEC source: 0001209191-18-008003 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,091

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 19:30 UTC
Arellano Ostoa AugustoCEO of EVR Mexico
Tax withholdingShares of Class A common stock, par value $0.01 per share 6,900 $100.00 $690,000.00
Disclosure

SEC source: 0001209191-18-007998 · doc4.xml · nonDerivative · entry 1

Arellano Ostoa Augusto · CIK 0001662852 · CEO of EVR Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,488

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 19:31 UTC
Pensa PaulContr., Principal Acct.Officer
Tax withholdingShares of Class A common stock, par value $0.01 per share 969 $100.00 $96,900.00
Disclosure

SEC source: 0001209191-18-008002 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,843

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 19:33 UTC
Walsh Robert BPrincipal Financial Officer
Tax withholdingShares of Class A common stock, par value $0.01 per share 6,970 $100.00 $697,000.00
Disclosure

SEC source: 0001209191-18-008005 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,197

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 19:30 UTC
HYMAN EDWARD SVice Chair EPI & Chairman EISI
Tax withholdingShares of Class A common stock, par value $0.01 per share 656 $100.00 $65,600.00
Disclosure

SEC source: 0001209191-18-007999 · doc4.xml · nonDerivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EPI & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

Read SEC document
February 04, 2018 Filed Feb 7, 2018 00:31 UTC
Klurfeld JasonGeneral Counsel
Tax withholdingShares of Class A common stock, par value $0.01 per share 470 $100.00 $47,000.00
Disclosure

SEC source: 0001209191-18-008001 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,554

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

Read SEC document
February 04, 2018 Filed Feb 7, 2018 00:33 UTC
SIBBALD ANDREWCEO EVR Partners International
Tax withholdingShares of Class A common stock, par value $0.01 per share 19,420 $100.00 $1,942,000.00
Disclosure

SEC source: 0001209191-18-008004 · doc4.xml · nonDerivative · entry 1

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,172

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

Read SEC document
February 04, 2018 Filed Feb 7, 2018 00:29 UTC
Altman Roger CDirector · Founder and Senior Chairman
Tax withholdingShares of Class A common stock, par value $0.01 per share 29,491 $100.00 $2,949,100.00
Disclosure

SEC source: 0001209191-18-007997 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,628

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:21 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
SaleShares of Class A common stock, par value $0.01 per share 12,800 $100.07 $1,280,922.88
Disclosure

SEC source: 0001209191-18-007671 · doc4.xml · nonDerivative · entry 4

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 62,200

F4 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.00 to $100.39 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F2 · ownership.nature: These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 3,596 $100.88 $362,777.79
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 12

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 57,146

F10 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.75 to $101.10 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F2 · ownership.nature: These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 22,699 $100.17 $2,273,683.92
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 11

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 60,742

F6 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $99.75 to $100.725 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F2 · ownership.nature: These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 15,434 $99.44 $1,534,761.59
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 10

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 83,441

F5 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.75 to $99.725 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F2 · ownership.nature: These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 3,761 $100.91 $379,511.98
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 7

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,119

F7 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.75 to $101.175 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 23,191 $100.17 $2,322,975.22
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 6

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,880

F6 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $99.75 to $100.725 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 15,884 $99.44 $1,579,517.67
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 5

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,071

F5 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.75 to $99.725 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 02, 2018 Filed Feb 1, 2019 21:47 UTC
Altman Roger CDirector · Founder and Senior Chairman
GiftPartnership units of Evercore LP · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006465 · doc5.xml · derivative · entry 12

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,784

Underlying: Shares of Class A common stock, par value $0.01 per share · 70,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F4 · kind: Mr. Altman has made a bona fide gift of these Evercore LP partnership units to the Altman Kazickas Foundation, a not-for-profit institution.

F3 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 19:21 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
ConversionPartnership units of Evercore LP · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007671 · doc4.xml · derivative · entry 8

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Shares of Class A common stock, par value $0.01 per share · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F5 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F5 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 19:21 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
ConversionPartnership units of Evercore LP · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007671 · doc4.xml · derivative · entry 7

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership units held in trust.

Disclosed balance after: 100,000

Underlying: Shares of Class A common stock, par value $0.01 per share · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F5 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F5 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · ownership.nature: These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 19:21 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
SaleShares of Class A common stock, par value $0.01 per share 25,000 $101.65 $2,541,272.50
Disclosure

SEC source: 0001209191-18-007671 · doc4.xml · nonDerivative · entry 3

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 75,000

F3 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.50 to $101.85 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F2 · ownership.nature: These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 19:21 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
ConversionShares of Class A common stock, par value $0.01 per share 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007671 · doc4.xml · nonDerivative · entry 2

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 19:21 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
ConversionShares of Class A common stock, par value $0.01 per share 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007671 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F2 · ownership.nature: These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
ConversionPartnership units of Evercore LP · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · derivative · entry 16

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership Units held in trust.

Disclosed balance after: 287,536

Underlying: Shares of Class A common stock, par value $0.01 per share · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F11 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F11 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · ownership.nature: These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
ConversionPartnership units of Evercore LP · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · derivative · entry 15

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,784

Underlying: Shares of Class A common stock, par value $0.01 per share · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F11 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F11 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 2,266 $102.50 $232,263.41
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 9

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 98,875

F9 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $102.35 to $102.80 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F2 · ownership.nature: These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 23,859 $101.76 $2,427,810.72
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 8

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 101,141

F8 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.35 to $102.30 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F2 · ownership.nature: These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 634 $102.45 $64,953.30
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 4

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,955

F4 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $102.40 to $102.50 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
SaleShares of Class A common stock, par value $0.01 per share 21,254 $101.74 $2,162,398.96
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 3

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,589

F3 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.40 to $102.35 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
ConversionShares of Class A common stock, par value $0.01 per share 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 2

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F2 · ownership.nature: These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:19 UTC
Altman Roger CDirector · Founder and Senior Chairman
ConversionShares of Class A common stock, par value $0.01 per share 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007666 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

Read SEC document
December 21, 2017 Filed Dec 21, 2017 19:57 UTC
Walsh Robert BPrincipal Financial Officer
GrantPartnership units of Evercore LP · Derivative 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-066883 · doc4.xml · derivative · entry 2

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Shares of Class A common stock, par value $0.01 per share · 1,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: On December 21, 2017, the Reporting Person exchanged with Evercore Inc. 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units.

F2 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Read SEC document
December 21, 2017 Filed Dec 21, 2017 19:57 UTC
Walsh Robert BPrincipal Financial Officer
OtherShares of Class A common stock, par value $0.01 per share 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-066883 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,847

F1 · kind: On December 21, 2017, the Reporting Person exchanged with Evercore Inc. 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units.

F1 · price: On December 21, 2017, the Reporting Person exchanged with Evercore Inc. 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units.

Read SEC document
November 30, 2017 Filed Feb 3, 2018 01:04 UTC
Altman Roger CDirector · Founder and Senior Chairman
GiftPartnership units of Evercore LP · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007245 · doc5.xml · derivative · entry 15

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,784

Underlying: Shares of Class A common stock, par value $0.01 per share · 5,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · kind: Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

F5 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F5 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 19:22 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
SaleShares of Class A common stock, par value $0.01 per share 118,144 $87.14 $10,295,328.08
Disclosure

SEC source: 0001209191-17-062942 · doc4.xml · nonDerivative · entry 3

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,508

F3 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $85.95 to $87.99 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 19:22 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
SaleShares of Class A common stock, par value $0.01 per share 100,000 $85.44 $8,543,570.00
Disclosure

SEC source: 0001209191-17-062942 · doc4.xml · nonDerivative · entry 2

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,652

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $85.00 to $85.94 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 19:22 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
SaleShares of Class A common stock, par value $0.01 per share 9,500 $86.17 $818,636.85
Disclosure

SEC source: 0001209191-17-062942 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,652

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $86.00 to $86.64 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 21:29 UTC
FRANKEL ADAM BGeneral Counsel
SaleShares of Class A common stock, par value $0.01 per share 3,000 $85.16 $255,483.00
Disclosure

SEC source: 0001209191-17-062567 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,401

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $85.15 to $85.20 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 16:29 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
ConversionPartnership units of Evercore LP · Derivative 227,644 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062568 · doc4.xml · derivative · entry 5

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Shares of Class A common stock, par value $0.01 per share · 227,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F3 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 16:29 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
ConversionShares of Class A common stock, par value $0.01 per share 227,644 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062568 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.