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EVR

Evercore Inc.

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3486
SEC CIK
0001360901
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399

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202602
Mar 202610
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2016 Filed Dec 12, 2016 21:31 UTC
Altman Roger CDirector · Founder and Senior Chairman
GrantShares of Class A common stock, par value $0.01 per share 229 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154704 · doc4.xml · nonDerivative · entry 3

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,760

F3 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 47,397 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 21:31 UTC
Altman Roger CDirector · Founder and Senior Chairman
GrantShares of Class A common stock, par value $0.01 per share 89 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154704 · doc4.xml · nonDerivative · entry 2

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,531

F2 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 18,388 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 21:31 UTC
Altman Roger CDirector · Founder and Senior Chairman
GrantShares of Class A common stock, par value $0.01 per share 89 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154704 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,442

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 18,286 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:37 UTC
FRANKEL ADAM BGeneral Counsel
SaleShares of Class A common stock, par value $0.01 per share 1,100 $68.60 $75,464.95
Disclosure

SEC source: 0001209191-16-153047 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,150

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $68.60 to $68.65 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

Read SEC document
November 30, 2016 Filed Jan 27, 2017 21:24 UTC
FRANKEL ADAM BGeneral Counsel
GiftShares of Class A common stock, par value $0.01 per share 24 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005881 · doc5.xml · nonDerivative · entry 5

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,282

F1 · kind: Mr. Frankel has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 16:24 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
SaleShares of Class A common stock, par value $0.01 per share 30,279 $66.35 $2,009,023.76
Disclosure

SEC source: 0001209191-16-152466 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,848

Read SEC document
November 28, 2016 Filed Jan 27, 2017 21:24 UTC
FRANKEL ADAM BGeneral Counsel
GiftShares of Class A common stock, par value $0.01 per share 775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005881 · doc5.xml · nonDerivative · entry 4

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,306

F1 · kind: Mr. Frankel has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

Read SEC document
November 25, 2016 Filed Jan 27, 2017 16:25 UTC
Walsh Robert BPrincipal Financial Officer
GiftShares of Class A common stock, par value $0.01 per share 160 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005887 · doc5.xml · nonDerivative · entry 3

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,557

F1 · kind: Mr. Walsh has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

Read SEC document
November 25, 2016 Filed Jan 27, 2017 16:25 UTC
Walsh Robert BPrincipal Financial Officer
GiftShares of Class A common stock, par value $0.01 per share 160 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005887 · doc5.xml · nonDerivative · entry 2

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,717

F1 · kind: Mr. Walsh has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

Read SEC document
November 25, 2016 Filed Jan 27, 2017 16:25 UTC
Walsh Robert BPrincipal Financial Officer
GiftShares of Class A common stock, par value $0.01 per share 235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005887 · doc5.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,877

F1 · kind: Mr. Walsh has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
GrantShares of Class A common stock, par value $0.01 per share 360 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141157 · doc4.xml · nonDerivative · entry 5

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,127

F5 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 60,257 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
GrantShares of Class A common stock, par value $0.01 per share 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141157 · doc4.xml · nonDerivative · entry 4

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,767

F4 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 32,448 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
GrantShares of Class A common stock, par value $0.01 per share 117 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141157 · doc4.xml · nonDerivative · entry 3

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,573

F3 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 19,537 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
GrantShares of Class A common stock, par value $0.01 per share 78 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141157 · doc4.xml · nonDerivative · entry 2

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,456

F2 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 13,038 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
SCHLOSSTEIN RALPHDirector · President and CEO
GrantShares of Class A common stock, par value $0.01 per share 299 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141157 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,378

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 50,000 unvested underlying RSUs awarded on January 29, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on January 29, 2013.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:29 UTC
Arellano Ostoa AugustoCEO of EVR Mexico
GrantShares of Class A common stock, par value $0.01 per share 87 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141151 · doc4.xml · nonDerivative · entry 3

Arellano Ostoa Augusto · CIK 0001662852 · CEO of EVR Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,064

F3 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 14,479 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:29 UTC
Arellano Ostoa AugustoCEO of EVR Mexico
GrantShares of Class A common stock, par value $0.01 per share 142 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141151 · doc4.xml · nonDerivative · entry 2

Arellano Ostoa Augusto · CIK 0001662852 · CEO of EVR Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,977

F2 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 23,750 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:29 UTC
Arellano Ostoa AugustoCEO of EVR Mexico
GrantShares of Class A common stock, par value $0.01 per share 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141151 · doc4.xml · nonDerivative · entry 1

Arellano Ostoa Augusto · CIK 0001662852 · CEO of EVR Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,835

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 7,178 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
Pensa PaulContr., Principal Acct.Officer
GrantShares of Class A common stock, par value $0.01 per share 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141156 · doc4.xml · nonDerivative · entry 4

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,522

F4 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 2,575 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
Pensa PaulContr., Principal Acct.Officer
GrantShares of Class A common stock, par value $0.01 per share 14 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141156 · doc4.xml · nonDerivative · entry 3

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,506

F3 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 2,244 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
Pensa PaulContr., Principal Acct.Officer
GrantShares of Class A common stock, par value $0.01 per share 6 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141156 · doc4.xml · nonDerivative · entry 2

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,492

F2 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 897 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:30 UTC
Pensa PaulContr., Principal Acct.Officer
GrantShares of Class A common stock, par value $0.01 per share 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141156 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 556 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:31 UTC
Walsh Robert BPrincipal Financial Officer
GrantShares of Class A common stock, par value $0.01 per share 121 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141161 · doc4.xml · nonDerivative · entry 4

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,888

F4 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 20,269 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:31 UTC
Walsh Robert BPrincipal Financial Officer
GrantShares of Class A common stock, par value $0.01 per share 87 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141161 · doc4.xml · nonDerivative · entry 3

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,767

F3 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 14,584 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:31 UTC
Walsh Robert BPrincipal Financial Officer
GrantShares of Class A common stock, par value $0.01 per share 40 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141161 · doc4.xml · nonDerivative · entry 2

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,680

F2 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 6,666 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:31 UTC
Walsh Robert BPrincipal Financial Officer
GrantShares of Class A common stock, par value $0.01 per share 27 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141161 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,640

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 4,401 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:29 UTC
FRANKEL ADAM BGeneral Counsel
GrantShares of Class A common stock, par value $0.01 per share 102 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141152 · doc4.xml · nonDerivative · entry 4

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,250

F4 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 16,982 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:29 UTC
FRANKEL ADAM BGeneral Counsel
GrantShares of Class A common stock, par value $0.01 per share 77 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141152 · doc4.xml · nonDerivative · entry 3

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,148

F3 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 12,761 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:29 UTC
FRANKEL ADAM BGeneral Counsel
GrantShares of Class A common stock, par value $0.01 per share 32 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141152 · doc4.xml · nonDerivative · entry 2

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,071

F2 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 5,287 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:29 UTC
FRANKEL ADAM BGeneral Counsel
GrantShares of Class A common stock, par value $0.01 per share 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141152 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,039

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 2,934 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:29 UTC
HYMAN EDWARD SVice Chair EPI & Chairman EISI
GrantShares of Class A common stock, par value $0.01 per share 38 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141154 · doc4.xml · nonDerivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EPI & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,348

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 6,232 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:28 UTC
Altman Roger CDirector · Executive Chairman
GrantClass A common stock, par value $.01 per share 556 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141149 · doc4.xml · nonDerivative · entry 4

Altman Roger C · CIK 0001369899 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,353

F4 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 93,125 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:28 UTC
Altman Roger CDirector · Executive Chairman
GrantClass A common stock, par value $.01 per share 283 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141149 · doc4.xml · nonDerivative · entry 3

Altman Roger C · CIK 0001369899 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,797

F3 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 47,397 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:28 UTC
Altman Roger CDirector · Executive Chairman
GrantClass A common stock, par value $.01 per share 110 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141149 · doc4.xml · nonDerivative · entry 2

Altman Roger C · CIK 0001369899 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,514

F2 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 18,388 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:28 UTC
Altman Roger CDirector · Executive Chairman
GrantClass A common stock, par value $.01 per share 110 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141149 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,404

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 18,286 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:30 UTC
SIBBALD ANDREWCEO EVR Partners International
GrantShares of Class A common stock, par value $0.01 per share 335 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141159 · doc4.xml · nonDerivative · entry 4

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,663

F4 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 56,092 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:30 UTC
SIBBALD ANDREWCEO EVR Partners International
GrantShares of Class A common stock, par value $0.01 per share 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141159 · doc4.xml · nonDerivative · entry 3

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,328

F3 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 32,456 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:30 UTC
SIBBALD ANDREWCEO EVR Partners International
GrantShares of Class A common stock, par value $0.01 per share 51 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141159 · doc4.xml · nonDerivative · entry 2

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,134

F2 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 8,459 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:30 UTC
SIBBALD ANDREWCEO EVR Partners International
GrantShares of Class A common stock, par value $0.01 per share 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141159 · doc4.xml · nonDerivative · entry 1

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,083

F1 · kind: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 12,647 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.

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August 31, 2016 Filed Jan 27, 2017 21:25 UTC
SIBBALD ANDREWCEO EVR Partners International
GiftShares of Class A common stock, par value $0.01 per share 1,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005885 · doc5.xml · nonDerivative · entry 2

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,342

F1 · kind: Mr. Sibbald has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

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August 31, 2016 Filed Jan 27, 2017 21:23 UTC
Altman Roger CDirector · Founder and Senior Chairman
GiftShares of Class A common stock, par value $0.01 per share 3,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005878 · doc5.xml · nonDerivative · entry 8

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,120

F2 · kind: Mr. Altman has made a bona fide gift of these shares of Class A common stock to the Altman Kazickas Foundation, a not-for-profit institution.

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August 29, 2016 Filed Jan 27, 2017 21:24 UTC
FRANKEL ADAM BGeneral Counsel
GiftShares of Class A common stock, par value $0.01 per share 90 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005881 · doc5.xml · nonDerivative · entry 3

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,081

F1 · kind: Mr. Frankel has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

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August 26, 2016 Filed Jan 27, 2017 21:23 UTC
Altman Roger CDirector · Founder and Senior Chairman
GiftShares of Class A common stock, par value $0.01 per share 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005878 · doc5.xml · nonDerivative · entry 7

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,584

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

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August 26, 2016 Filed Jan 27, 2017 21:23 UTC
Altman Roger CDirector · Founder and Senior Chairman
GiftShares of Class A common stock, par value $0.01 per share 9,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005878 · doc5.xml · nonDerivative · entry 6

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,084

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

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August 19, 2016 Filed Jan 27, 2017 21:24 UTC
FRANKEL ADAM BGeneral Counsel
GiftShares of Class A common stock, par value $0.01 per share 120 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005881 · doc5.xml · nonDerivative · entry 2

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,171

F1 · kind: Mr. Frankel has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

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August 04, 2016 Filed Jan 27, 2017 21:23 UTC
Altman Roger CDirector · Founder and Senior Chairman
GiftShares of Class A common stock, par value $0.01 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005878 · doc5.xml · nonDerivative · entry 5

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,759

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

Read SEC document
July 29, 2016 Filed Jan 27, 2017 21:23 UTC
Altman Roger CDirector · Founder and Senior Chairman
GiftShares of Class A common stock, par value $0.01 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005878 · doc5.xml · nonDerivative · entry 4

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,759

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

Read SEC document
May 18, 2016 Filed Jan 27, 2017 21:25 UTC
SIBBALD ANDREWCEO EVR Partners International
GiftShares of Class A common stock, par value $0.01 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005885 · doc5.xml · nonDerivative · entry 1

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,692

F1 · kind: Mr. Sibbald has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

Read SEC document
May 04, 2016 Filed Jan 27, 2017 21:23 UTC
Altman Roger CDirector · Founder and Senior Chairman
GiftShares of Class A common stock, par value $0.01 per share 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005878 · doc5.xml · nonDerivative · entry 3

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,759

F2 · kind: Mr. Altman has made a bona fide gift of these shares of Class A common stock to the Altman Kazickas Foundation, a not-for-profit institution.

Read SEC document
February 29, 2016 Filed Jan 27, 2017 21:24 UTC
FRANKEL ADAM BGeneral Counsel
GiftShares of Class A common stock, par value $0.01 per share 44 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005881 · doc5.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,291

F1 · kind: Mr. Frankel has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.