EVR

SEC source: 0000899243-17-027305 · doc4.xml · derivative · entry 4

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,758

Underlying: Shares of Class A common stock, par value $0.01 per share · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F3 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0000899243-17-027305 · doc4.xml · nonDerivative · entry 2

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,401

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $87.35 to $87.40 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0000899243-17-027305 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

SEC source: 0001209191-18-007245 · doc5.xml · derivative · entry 14

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,784

Underlying: Shares of Class A common stock, par value $0.01 per share · 15,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · kind: Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

F5 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F5 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0001209191-17-061168 · doc4.xml · nonDerivative · entry 2

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,401

SEC source: 0001209191-17-061168 · doc4.xml · derivative · entry 4

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,758

Underlying: Shares of Class A common stock, par value $0.01 per share · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F2 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0001209191-17-061168 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

SEC source: 0001209191-17-060871 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,401

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $84.4333 to $84.4500 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-060869 · doc4.xml · nonDerivative · entry 2

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,742

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $84.00 to $84.10 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-060869 · doc4.xml · nonDerivative · entry 1

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,142

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $82.9750 to $83.9500 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-18-007250 · doc5.xml · nonDerivative · entry 3

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,167

F1 · kind: Mr. Walsh has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-18-007250 · doc5.xml · nonDerivative · entry 2

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,492

F1 · kind: Mr. Walsh has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-17-058824 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,401

SEC source: 0001209191-18-007245 · doc5.xml · derivative · entry 13

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,784

Underlying: Shares of Class A common stock, par value $0.01 per share · 13,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · kind: Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

F5 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F5 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0001209191-17-050879 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,047

SEC source: 0001209191-17-046917 · doc4.xml · nonDerivative · entry 1

Arellano Ostoa Augusto · CIK 0001662852 · CEO of EVR Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,388

SEC source: 0001209191-18-007245 · doc5.xml · nonDerivative · entry 7

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,843

F2 · kind: Mr. Altman has made a bona fide gift of these shares of Class A common stock to the Altman Kazickas Foundation, a not-for-profit institution.

SEC source: 0001209191-19-011857 · doc4.xml · derivative · entry 2

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EPI & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in Corporation

Disclosed balance after: 329,736

Underlying: Shares of Class A common stock, par value $0.01 per share · 989,212 shares

Expires not disclosed

F1 · security: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F1 · derivative.exercise_price: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F3 · shares: The Reporting Person holds 2,214,064 Class E Units and 329,736 Class J Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.

F4 · shares: On July 26, 2017, the Class H Interests of Evercore LP previously held by the Reporting Person were converted by Evercore LP into Class J Units, without the payment of any consideration. As a result, and following subsequent internal reallocations of 22,854 Class J Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement, the Reporting Person ultimately acquired 989,212 Class J Units.

F1 · derivative.exercise_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F1 · derivative.expiration_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F4 · derivative.underlying_shares: On July 26, 2017, the Class H Interests of Evercore LP previously held by the Reporting Person were converted by Evercore LP into Class J Units, without the payment of any consideration. As a result, and following subsequent internal reallocations of 22,854 Class J Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement, the Reporting Person ultimately acquired 989,212 Class J Units.

F3 · balance_after: The Reporting Person holds 2,214,064 Class E Units and 329,736 Class J Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.

F4 · balance_after: On July 26, 2017, the Class H Interests of Evercore LP previously held by the Reporting Person were converted by Evercore LP into Class J Units, without the payment of any consideration. As a result, and following subsequent internal reallocations of 22,854 Class J Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement, the Reporting Person ultimately acquired 989,212 Class J Units.

F3 · ownership.nature: The Reporting Person holds 2,214,064 Class E Units and 329,736 Class J Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.

SEC source: 0001209191-17-039460 · doc4.xml · nonDerivative · entry 1

WHEELER WILLIAM J · CIK 0001273281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877

F1 · kind: These restricted stock units will vest on June 12, 2018, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-17-039445 · doc4.xml · nonDerivative · entry 1

BEATTIE RICHARD I · CIK 0001243034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,925

F1 · kind: These restricted stock units will vest on June 12, 2018, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-17-039455 · doc4.xml · nonDerivative · entry 1

OVERLOCK WILARD J JR · CIK 0001221779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,918

F1 · kind: These restricted stock units will vest on June 12, 2018, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-17-039452 · doc4.xml · nonDerivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,627

F1 · kind: These restricted stock units will vest on June 12, 2018, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-17-039458 · doc4.xml · nonDerivative · entry 1

Robertson Sir Simon · CIK 0001703896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950

F1 · kind: These restricted stock units will vest on June 12, 2018, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-17-039450 · doc4.xml · nonDerivative · entry 1

Harris Gail Block · CIK 0001369329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013

F1 · kind: These restricted stock units will vest on June 12, 2018, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-18-009964 · doc5.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,379

F1 · kind: Mr. Frankel has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

SEC source: 0001209191-18-007245 · doc5.xml · derivative · entry 12

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,784

Underlying: Shares of Class A common stock, par value $0.01 per share · 14,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · kind: Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

F5 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F5 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0001209191-18-007250 · doc5.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,622

F1 · kind: Mr. Walsh has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-17-028929 · doc4.xml · nonDerivative · entry 1

Robertson Sir Simon · CIK 0001703896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655

F1 · kind: These restricted stock units, which were granted pursuant to the Amended and Restated 2016 Evercore Partners Inc. Stock Incentive Plan, vest two years after the date of grant, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-17-014322 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,401

SEC source: 0001209191-19-011857 · doc4.xml · derivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EPI & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in Corporation

Disclosed balance after: 2,214,064

Underlying: Shares of Class A common stock, par value $0.01 per share · 179,276 shares

Expires not disclosed

F1 · security: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F1 · derivative.exercise_price: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F2 · shares: The Reporting Person acquired 179,276 Class E Units on February 15, 2017 as a result of the conversion of Class G Interests of Evercore LP due to the achievement of financial performance targets for Evercore's equity sales, trading and research business, 329,738 Class E units as a result of the conversion of 329,738 Class J Units on February 15, 2018, 329,738 Class E Units as a result of the conversion of 329,738 Class J Units on February 15, 2019 and an aggregate of 12,816 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.

F1 · derivative.exercise_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F1 · derivative.expiration_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F2 · derivative.underlying_shares: The Reporting Person acquired 179,276 Class E Units on February 15, 2017 as a result of the conversion of Class G Interests of Evercore LP due to the achievement of financial performance targets for Evercore's equity sales, trading and research business, 329,738 Class E units as a result of the conversion of 329,738 Class J Units on February 15, 2018, 329,738 Class E Units as a result of the conversion of 329,738 Class J Units on February 15, 2019 and an aggregate of 12,816 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.

F2 · balance_after: The Reporting Person acquired 179,276 Class E Units on February 15, 2017 as a result of the conversion of Class G Interests of Evercore LP due to the achievement of financial performance targets for Evercore's equity sales, trading and research business, 329,738 Class E units as a result of the conversion of 329,738 Class J Units on February 15, 2018, 329,738 Class E Units as a result of the conversion of 329,738 Class J Units on February 15, 2019 and an aggregate of 12,816 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.

F3 · balance_after: The Reporting Person holds 2,214,064 Class E Units and 329,736 Class J Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.

F3 · ownership.nature: The Reporting Person holds 2,214,064 Class E Units and 329,736 Class J Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.

SEC source: 0001209191-17-011463 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,508

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2018.

SEC source: 0001209191-17-011455 · doc4.xml · nonDerivative · entry 1

Arellano Ostoa Augusto · CIK 0001662852 · CEO of EVR Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,323

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2018.

SEC source: 0001209191-17-011459 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,812

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2018.

SEC source: 0001209191-17-011466 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,047

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2018.

SEC source: 0001209191-17-011451 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,718

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2018.

SEC source: 0001209191-17-011458 · doc4.xml · nonDerivative · entry 2

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,601

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2018.

SEC source: 0001209191-17-011458 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,408

SEC source: 0001209191-17-011465 · doc4.xml · nonDerivative · entry 1

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,742

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2018.

SEC source: 0001209191-18-007245 · doc5.xml · nonDerivative · entry 6

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,143

F1 · kind: Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-18-007245 · doc5.xml · nonDerivative · entry 5

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,418

F1 · kind: Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-18-007245 · doc5.xml · nonDerivative · entry 4

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,618

F1 · kind: Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-17-008685 · doc4.xml · nonDerivative · entry 5

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,242

F5 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $79.65 to $80.00 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-008685 · doc4.xml · nonDerivative · entry 4

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,325

F4 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $78.65 to $79.60 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-008682 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,026

SEC source: 0001209191-17-008686 · doc4.xml · nonDerivative · entry 2

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,224

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $79.65 to $80.00 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-008686 · doc4.xml · nonDerivative · entry 1

SIBBALD ANDREW · CIK 0001528616 · CEO EVR Partners International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,462

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $78.65 to $79.62 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-008685 · doc4.xml · nonDerivative · entry 3

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,863

F3 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $81.00 to $81.65 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-008685 · doc4.xml · nonDerivative · entry 2

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,960

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $80.00 to $80.95 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-008685 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,216

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $79.00 to $79.95 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-17-008680 · doc4.xml · nonDerivative · entry 1

FRANKEL ADAM B · CIK 0001241526 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,408

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $81.050 to $81.075 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.