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Nasdaq · USD

EVER

EverQuote, Inc.

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2081
SEC CIK
0001640428
Parsed reports
900

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202503
Jan 202607
Feb 202604
Mar 202600
Apr 202603
May 202607
Jun 202603
Jul 202607
Aug 202606
Sep 202602
Oct 202608

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Jan 3, 2019 22:46 UTC
Mendal JaymeChief Revenue Officer
SaleClass A Common Stock 540 $4.30 $2,322.00
Disclosure

SEC source: 0000899243-19-000309 · doc4.xml · nonDerivative · entry 1

Mendal Jayme · CIK 0001744403 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,248

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018, and respresent the sale of shares necessary to meet tax withholding obligations as a result of vesting in rescted stock units on December 28, 2018. The sales do not represent a discretionary trade by the reporting person.

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December 31, 2018 Filed Jan 3, 2019 22:46 UTC
Suzuki EugeneChief Information Officer
SaleClass A Common Stock 158 $4.30 $679.40
Disclosure

SEC source: 0000899243-19-000308 · doc4.xml · nonDerivative · entry 1

Suzuki Eugene · CIK 0001744443 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,106

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November, 20, 2018, and respresent the sale of shares necessary to meet tax withholding obligations as a result of vesting in rescted stock units on December 28, 2018. The sales do not represent a discretionary trade by the reporting person.

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December 31, 2018 Filed Apr 23, 2019 21:47 UTC PurchaseClass A Common Stock 10,000 $41,796.00 $417,960,000.00
Disclosure

SEC source: 0001547654-19-000001 · primary_doc.xml · nonDerivative · entry 1

Abrams Zachary F · CIK 0001547654 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324,876

Read SEC document
December 26, 2018 Filed Dec 27, 2018 21:20 UTC
Giordano John DavidMember of 10% Owner Group
ConversionClass B (convertible) Common Stock · Derivative 303,784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001743737-18-000001 · primary_doc.xml · derivative · entry 2

Giordano John David · CIK 0001743737 · Member of 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Shares · 303,784 shares

Expires 1999-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of Series B Common Shares (10 for 1 voting) to Series A Common shares (1 for 1 voting)

F2 · derivative.exercise_date: Class B Common Shares are convertible into Class A Common Shares at any time.

F2 · derivative.expiration_date: Class B Common Shares are convertible into Class A Common Shares at any time.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 21:20 UTC
Giordano John DavidMember of 10% Owner Group
ConversionClass A Common Stock 303,784 $0.00 $0.00
Disclosure

SEC source: 0001743737-18-000001 · primary_doc.xml · nonDerivative · entry 1

Giordano John David · CIK 0001743737 · Member of 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Final filing of Form 4 to reflect conversion of all remaining Class B Common shares to Class A Common shares and exit from being a member of 10% owner group. Conversion resulted in being released from the voting agreement which was the vehicle for my being part of the 10% owner group. Effective today, I own 444,184 Class A Common Shares of EverQuote and no other shares of the company.

F1 · shares: Conversion of Series B Common Shares (10 for 1 voting) to Series A Common shares (1 for 1 voting)

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December 21, 2018 Filed Dec 26, 2018 21:27 UTC
Wagner John BrandonCFO and Treasurer
Disposition to issuerClass B Common Stock · Derivative 96,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031712 · doc4.xml · derivative · entry 2

Wagner John Brandon · CIK 0001744433 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 96,000 shares

Expires not disclosed

F3 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election. The Class B Common Stock has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election. The Class B Common Stock has no expiration date.

F1 · kind: The two reported transactions involved an amendment of an outstanding restricted stock unit ("RSU") award, resulting in the deemed cancellation of the "old" RSU award and the grant of a replacement RSU award. The original RSU award was granted on October 4, 2016, and represented the right to receive 96,000 shares of Class B Common Stock. The replacement RSU award represents the right to receive 96,000 shares of Class A Common Stock. No other changes were made to the award as a result of the amendment.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election. The Class B Common Stock has no expiration date.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:27 UTC
Wagner John BrandonCFO and Treasurer
GrantClass A Common Stock 96,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031712 · doc4.xml · nonDerivative · entry 1

Wagner John Brandon · CIK 0001744433 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,788

F1 · kind: The two reported transactions involved an amendment of an outstanding restricted stock unit ("RSU") award, resulting in the deemed cancellation of the "old" RSU award and the grant of a replacement RSU award. The original RSU award was granted on October 4, 2016, and represented the right to receive 96,000 shares of Class B Common Stock. The replacement RSU award represents the right to receive 96,000 shares of Class A Common Stock. No other changes were made to the award as a result of the amendment.

F2 · shares: Consists of shares of Class A Common Stock issuable under 96,000 RSUs. Each RSU represents the right to receive one share of Class A Common Stock upon vesting. These RSUs will begin to vest 180 days after June 27, 2018 as to an amount equal to 96,000 multiplied by a fraction, the numerator of which is the number of full months since March 31, 2018, that the reporting person has provided services to the issuer and the denominator of which is 48, and the balance of the RSUs will vest in equal monthly installments thereafter upon the reporting person's completion of each month of service until the fourth anniversary of March 31, 2018.

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December 21, 2018 Filed Dec 26, 2018 21:24 UTC
Mason David WGeneral Counsel and Secretary
Disposition to issuerClass B Common Stock · Derivative 96,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031710 · doc4.xml · derivative · entry 2

Mason David W · CIK 0001744907 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 96,000 shares

Expires not disclosed

F3 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election. The Class B Common Stock has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election. The Class B Common Stock has no expiration date.

F1 · kind: The two reported transactions involved an amendment of an outstanding restricted stock unit ("RSU") award, resulting in the deemed cancellation of the "old" RSU award and the grant of a replacement RSU award. The original RSU award was granted on October 4, 2016, and represented the right to receive 96,000 shares of Class B Common Stock. The replacement RSU award represents the right to receive 96,000 shares of Class A Common Stock. No other changes were made to the award as a result of the amendment.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election. The Class B Common Stock has no expiration date.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:24 UTC
Mason David WGeneral Counsel and Secretary
GrantClass A Common Stock 96,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031710 · doc4.xml · nonDerivative · entry 1

Mason David W · CIK 0001744907 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,788

F1 · kind: The two reported transactions involved an amendment of an outstanding restricted stock unit ("RSU") award, resulting in the deemed cancellation of the "old" RSU award and the grant of a replacement RSU award. The original RSU award was granted on October 4, 2016, and represented the right to receive 96,000 shares of Class B Common Stock. The replacement RSU award represents the right to receive 96,000 shares of Class A Common Stock. No other changes were made to the award as a result of the amendment.

F2 · shares: Consists of shares of Class A Common Stock issuable under 96,000 RSUs. Each RSU represents the right to receive one share of Class A Common Stock upon vesting. These RSUs will begin to vest 180 days after June 27, 2018 as to an amount equal to 96,000 multiplied by a fraction, the numerator of which is the number of full months since February 3, 2018 that the reporting person has provided services to the issuer and the denominator of which is 48, and the balance of the RSUs will vest in equal monthly installments thereafter upon the reporting person's completion of each month of service until the fourth anniversary of February 3, 2018.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 19:33 UTC ConversionClass B Common Stock · Derivative 56,472 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031468 · doc4.xml · derivative · entry 2

Shields John L. · CIK 0001744788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 56,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F1 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 19:33 UTC ConversionClass A Common Stock 56,472 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031468 · doc4.xml · nonDerivative · entry 1

Shields John L. · CIK 0001744788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Jan 3, 2019 21:49 UTC ConversionClass B (convertible) Common Stock · Derivative 43,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001744847-19-000004 · primary_doc.xml · derivative · entry 2

Hammond Edward Vickers · CIK 0001744847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Underlying: Class B Common Shares · 43,400 shares

Expires 2030-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Date shares were converted to Class A Common

F3 · derivative.exercise_date: Class B Common Shares are convertible into Class A Common Shares at any time.

F3 · derivative.expiration_date: Class B Common Shares are convertible into Class A Common Shares at any time.

Read SEC document
December 19, 2018 Filed Jan 3, 2019 21:49 UTC ConversionClass A Common Stock 43,400 $0.00 $0.00
Disclosure

SEC source: 0001744847-19-000004 · primary_doc.xml · nonDerivative · entry 1

Hammond Edward Vickers · CIK 0001744847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Date shares were converted to Class A Common

F2 · shares: Conversion of Series B Common Shares (10 for 1 voting) to Series A Common shares (1 for 1 voting)

Read SEC document
December 19, 2018 Filed Jan 3, 2019 21:10 UTC ConversionClass B (convertible) Common Stock · Derivative 43,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001744847-19-000003 · primary_doc.xml · derivative · entry 2

Hammond Edward Vickers · CIK 0001744847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Underlying: Class B Common Shares · 43,400 shares

Expires 1999-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Date shares were converted to Class A Common

F2 · kind: Conversion of Series B Common Shares (10 for 1 voting) to Series A Common shares (1 for 1 voting)

F3 · derivative.exercise_date: Class B Common Shares are convertible into Class A Common Shares at any time.

F3 · derivative.expiration_date: Class B Common Shares are convertible into Class A Common Shares at any time.

Read SEC document
December 19, 2018 Filed Jan 3, 2019 21:10 UTC ConversionClass A Common Stock 43,400 $0.00 $0.00
Disclosure

SEC source: 0001744847-19-000003 · primary_doc.xml · nonDerivative · entry 1

Hammond Edward Vickers · CIK 0001744847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Date shares were converted to Class A Common

F2 · shares: Conversion of Series B Common Shares (10 for 1 voting) to Series A Common shares (1 for 1 voting)

Read SEC document
December 13, 2018 Filed Jan 3, 2019 21:06 UTC
Walker Edward FranklinMember of 10% Owner Group
ConversionClass B (Convertible) Common Stock · Derivative 50,680 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001744726-19-000001 · primary_doc.xml · derivative · entry 2

Walker Edward Franklin · CIK 0001744726 · Member of 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,680 shares

Expires 2030-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On 12/13/2018, an email was sent to the transfer agent requesting the Class B Common Stock be converted on a one-for-one basis to Class A Common Stock. There was no response from the transfer agent. On 01/02/2018, email communication with Everquote Inc. provided confirmation that the conversion had in fact happened.

F2 · derivative.exercise_date: The certificate for the 50,680 Class B Common Stock shares was issued on 07/02/2018. They were convertible at any time on a one-for-one basis into Class A Common Stock shares.

F3 · derivative.expiration_date: 12/31/2030 is an arbitrary date in the future. There was no time limit imposed on when the Class B Common Stock shares could be converted on a one-for-one basis into Class A Common Stock shares.

Read SEC document
December 13, 2018 Filed Jan 3, 2019 21:06 UTC
Walker Edward FranklinMember of 10% Owner Group
ConversionClass A Common Stock 50,680 $0.00 $0.00
Disclosure

SEC source: 0001744726-19-000001 · primary_doc.xml · nonDerivative · entry 1

Walker Edward Franklin · CIK 0001744726 · Member of 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2018 Filed Jan 10, 2019 12:17 UTC
Shapiro Jonathan KleinMember of 10% owner group
ConversionClass B (convertible) Common Stock · Derivative 154,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-003186 · doc4.xml · derivative · entry 2

Shapiro Jonathan Klein · CIK 0001744843 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 154,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one conversion of Class B Common Stock to Class A Common Stock as per (2)

F1 · derivative.exercise_date: One-for-one conversion of Class B Common Stock to Class A Common Stock as per (2)

F1 · derivative.expiration_date: One-for-one conversion of Class B Common Stock to Class A Common Stock as per (2)

Read SEC document
December 13, 2018 Filed Jan 10, 2019 12:17 UTC
Shapiro Jonathan KleinMember of 10% owner group
ConversionClass A Common Stock 154,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-003186 · doc4.xml · nonDerivative · entry 1

Shapiro Jonathan Klein · CIK 0001744843 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one conversion of Class B Common Stock to Class A Common Stock as per (2)

Read SEC document
December 11, 2018 Filed Dec 19, 2018 09:38 UTC
Felton John Mark10% owner · Member of 10% Owner Group
ConversionClass B (convertible) Common Stock · Derivative 121,136 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031377 · doc4.xml · derivative · entry 2

Felton John Mark · CIK 0001744669 · 10% owner · Member of 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 121,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder and has no expiration date. In addiiton, subject to certain exceptions described in the Issuer's Restated certificate of Incorporation, shares of Class B Common Stock convert automatically into shares of Class A Common Stock on a one-to-one basis upon transfer.

F1 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder and has no expiration date. In addiiton, subject to certain exceptions described in the Issuer's Restated certificate of Incorporation, shares of Class B Common Stock convert automatically into shares of Class A Common Stock on a one-to-one basis upon transfer.

F1 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder and has no expiration date. In addiiton, subject to certain exceptions described in the Issuer's Restated certificate of Incorporation, shares of Class B Common Stock convert automatically into shares of Class A Common Stock on a one-to-one basis upon transfer.

Read SEC document
December 11, 2018 Filed Dec 19, 2018 09:38 UTC
Felton John Mark10% owner · Member of 10% Owner Group
ConversionClass A Common Stock 121,136 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031377 · doc4.xml · nonDerivative · entry 1

Felton John Mark · CIK 0001744669 · 10% owner · Member of 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 19, 2018 16:02 UTC
Bayer Adam Reilly10% owner · Member of 10% owner group
ConversionClass B (convertible) Common Stock · Derivative 230,688 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031379 · doc4.xml · derivative · entry 2

Bayer Adam Reilly · CIK 0001744735 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 230,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder and has no expiration date. In addiiton, subject to certain exceptions described in the Issuer's Restated certificate of Incorporation, shares of Class B Common Stock convert automatically into shares of Class A Common Stock on a one-to-one basis upon transfer.

F1 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder and has no expiration date. In addiiton, subject to certain exceptions described in the Issuer's Restated certificate of Incorporation, shares of Class B Common Stock convert automatically into shares of Class A Common Stock on a one-to-one basis upon transfer.

F1 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder and has no expiration date. In addiiton, subject to certain exceptions described in the Issuer's Restated certificate of Incorporation, shares of Class B Common Stock convert automatically into shares of Class A Common Stock on a one-to-one basis upon transfer.

Read SEC document
December 11, 2018 Filed Dec 19, 2018 16:02 UTC
Bayer Adam Reilly10% owner · Member of 10% owner group
ConversionClass A Common Stock 230,688 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031379 · doc4.xml · nonDerivative · entry 1

Bayer Adam Reilly · CIK 0001744735 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 22:48 UTC PurchaseClass B Common Stock 20,000 $100,000.00 $2,000,000,000.00
Disclosure

SEC source: 0001547654-18-000005 · primary_doc.xml · nonDerivative · entry 1

Abrams Zachary F · CIK 0001547654 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,277,936

Read SEC document
November 06, 2018 Filed Dec 26, 2018 22:22 UTC
Markette ShimritSVP, People Operations
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031721 · doc4.xml · nonDerivative · entry 1

Markette Shimrit · CIK 0001744416 · SVP, People Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,528

F1 · shares: Consists of shares of Class A Common Stock issuable under 25,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock upon vesting. These RSUs are scheduled to vest in equal quarterly installments over four years from the grant date with the first installment scheduled to vest on February 9, 2019.

Read SEC document
September 05, 2018 Filed Nov 19, 2018 23:47 UTC PurchaseClass A Common Stock 12,000 $216,000.00 $2,592,000,000.00
Disclosure

SEC source: 0001547654-18-000004 · primary_doc.xml · nonDerivative · entry 2

Abrams Zachary F · CIK 0001547654 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257,936

F1 · balance_after: Includes direct ownership of shares and indirect beneficial ownership through pecuniary interest in Stratim Capital, LLC

Read SEC document
August 01, 2018 Filed Aug 2, 2018 22:57 UTC
Mason David WGeneral Counsel and Secretary
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021257 · doc4.xml · nonDerivative · entry 1

Mason David W · CIK 0001744907 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,788

F1 · shares: Consists of shares of Class A Common Stock issuable under 50,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock upon vesting. These RSUs are scheduled to vest in sixteen equal quarterly installments over four years from the grant date, with the first installment vesting on November 1, 2018.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 22:55 UTC
Wagner John BrandonCFO and Treasurer
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021254 · doc4.xml · nonDerivative · entry 1

Wagner John Brandon · CIK 0001744433 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,788

F1 · shares: Consists of shares of Class A Common Stock issuable under 50,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock upon vesting. These RSUs are scheduled to vest in sixteen equal quarterly installments over four years from the grant date, with the first installment vesting on November 1, 2018.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:07 UTC ConversionSeries B Preferred Stock · Derivative 25,206 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018973 · doc4.xml · derivative · entry 3

BANSAL SANJU K · CIK 0001079783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 201,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series B Preferred Stock converted into Class B Common Stock on a one-for-eight basis automatically upon the closing of the issuer's initial public offering of its Class A Common Stock without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.

F3 · derivative.exercise_date: The Series B Preferred Stock converted into Class B Common Stock on a one-for-eight basis automatically upon the closing of the issuer's initial public offering of its Class A Common Stock without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.

F3 · derivative.expiration_date: The Series B Preferred Stock converted into Class B Common Stock on a one-for-eight basis automatically upon the closing of the issuer's initial public offering of its Class A Common Stock without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:07 UTC ConversionClass B Common Stock · Derivative 201,648 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018973 · doc4.xml · derivative · entry 2

BANSAL SANJU K · CIK 0001079783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,304

Underlying: Class A Common Stock · 201,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:05 UTC ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018969 · doc4.xml · derivative · entry 3

Shields John L. · CIK 0001744788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,472

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F1 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F1 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:05 UTC SaleClass A Common Stock 20,000 $18.00 $360,000.00
Disclosure

SEC source: 0000899243-18-018969 · doc4.xml · nonDerivative · entry 2

Shields John L. · CIK 0001744788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,992

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:05 UTC ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018969 · doc4.xml · nonDerivative · entry 1

Shields John L. · CIK 0001744788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:05 UTC
Auguste DarrylSee Remarks
ConversionClass B Common Stock · Derivative 24,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018971 · doc4.xml · derivative · entry 6

Auguste Darryl · CIK 0001744445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:05 UTC
Auguste DarrylSee Remarks
Exercise / conversionClass B Common Stock · Derivative 24,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018971 · doc4.xml · derivative · entry 5

Auguste Darryl · CIK 0001744445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Class A Common Stock · 24,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:05 UTC
Auguste DarrylSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 24,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000899243-18-018971 · doc4.xml · derivative · entry 4

Auguste Darryl · CIK 0001744445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,216

Underlying: Class B Common Stock · 24,000 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on February 13, 2013. The shares underlying the option were fully vested as of February 28, 2017.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:05 UTC
Auguste DarrylSee Remarks
SaleClass A Common Stock 24,000 $18.00 $432,000.00
Disclosure

SEC source: 0000899243-18-018971 · doc4.xml · nonDerivative · entry 3

Auguste Darryl · CIK 0001744445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,788

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:05 UTC
Auguste DarrylSee Remarks
ConversionClass A Common Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018971 · doc4.xml · nonDerivative · entry 2

Auguste Darryl · CIK 0001744445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Suzuki EugeneChief Information Officer
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018966 · doc4.xml · derivative · entry 6

Suzuki Eugene · CIK 0001744443 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Suzuki EugeneChief Information Officer
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018966 · doc4.xml · derivative · entry 5

Suzuki Eugene · CIK 0001744443 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Suzuki EugeneChief Information Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0000899243-18-018966 · doc4.xml · derivative · entry 4

Suzuki Eugene · CIK 0001744443 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,856

Underlying: Class B Common Stock · 20,000 shares

Expires 2022-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on January 11, 2016. The shares underlying the option are scheduled to vest over six years in seventy-two equal monthly installments with the first installment vested on February 29, 2016.

F3 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Suzuki EugeneChief Information Officer
SaleClass A Common Stock 20,000 $18.00 $360,000.00
Disclosure

SEC source: 0000899243-18-018966 · doc4.xml · nonDerivative · entry 3

Suzuki Eugene · CIK 0001744443 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,264

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Suzuki EugeneChief Information Officer
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018966 · doc4.xml · nonDerivative · entry 2

Suzuki Eugene · CIK 0001744443 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Wilczek MiraDirector
ConversionClass B Common Stock · Derivative 274,012 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018965 · doc4.xml · derivative · entry 5

Wilczek Mira · CIK 0001744457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 790,508

Underlying: Class A Common Stock · 274,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F1 · ownership.nature: Consists of shares held by Cogo Labs, Inc., with respect to which Cogo Labs, Inc. has empowered Ms. Wilczek and Seth Birnbaum, acting together and not individually, to exercise investment power, which may be revoked by Cogo Labs, Inc. at any time. Ms. Wilczek disclaims beneficial ownership of the shares owned directly by Cogo Labs, Inc. except to the extent of any pecuniary interest therein.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Wilczek MiraDirector
ConversionClass B Common Stock · Derivative 1,064,520 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018965 · doc4.xml · derivative · entry 4

Wilczek Mira · CIK 0001744457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,064,520

Underlying: Class A Common Stock · 1,064,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F1 · ownership.nature: Consists of shares held by Cogo Labs, Inc., with respect to which Cogo Labs, Inc. has empowered Ms. Wilczek and Seth Birnbaum, acting together and not individually, to exercise investment power, which may be revoked by Cogo Labs, Inc. at any time. Ms. Wilczek disclaims beneficial ownership of the shares owned directly by Cogo Labs, Inc. except to the extent of any pecuniary interest therein.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Wilczek MiraDirector
ConversionSeries A Preferred Stock · Derivative 133,065 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018965 · doc4.xml · derivative · entry 3

Wilczek Mira · CIK 0001744457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,064,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A Preferred Stock converted into Class B Common Stock on a one-for-eight basis automatically upon the closing of the issuer's initial public offering of its Class A Common Stock without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.

F2 · derivative.exercise_date: The Series A Preferred Stock converted into Class B Common Stock on a one-for-eight basis automatically upon the closing of the issuer's initial public offering of its Class A Common Stock without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.

F2 · derivative.expiration_date: The Series A Preferred Stock converted into Class B Common Stock on a one-for-eight basis automatically upon the closing of the issuer's initial public offering of its Class A Common Stock without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.

F3 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F1 · ownership.nature: Consists of shares held by Cogo Labs, Inc., with respect to which Cogo Labs, Inc. has empowered Ms. Wilczek and Seth Birnbaum, acting together and not individually, to exercise investment power, which may be revoked by Cogo Labs, Inc. at any time. Ms. Wilczek disclaims beneficial ownership of the shares owned directly by Cogo Labs, Inc. except to the extent of any pecuniary interest therein.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Wilczek MiraDirector
SaleClass A Common Stock 274,012 $18.00 $4,932,216.00
Disclosure

SEC source: 0000899243-18-018965 · doc4.xml · nonDerivative · entry 2

Wilczek Mira · CIK 0001744457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: Consists of shares held by Cogo Labs, Inc., with respect to which Cogo Labs, Inc. has empowered Ms. Wilczek and Seth Birnbaum, acting together and not individually, to exercise investment power, which may be revoked by Cogo Labs, Inc. at any time. Ms. Wilczek disclaims beneficial ownership of the shares owned directly by Cogo Labs, Inc. except to the extent of any pecuniary interest therein.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:02 UTC
Wilczek MiraDirector
ConversionClass A Common Stock 274,012 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018965 · doc4.xml · nonDerivative · entry 1

Wilczek Mira · CIK 0001744457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 274,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Consists of shares held by Cogo Labs, Inc., with respect to which Cogo Labs, Inc. has empowered Ms. Wilczek and Seth Birnbaum, acting together and not individually, to exercise investment power, which may be revoked by Cogo Labs, Inc. at any time. Ms. Wilczek disclaims beneficial ownership of the shares owned directly by Cogo Labs, Inc. except to the extent of any pecuniary interest therein.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:01 UTC
Revesz Tomas JrChief Technology Officer
ConversionClass B Common Stock · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018962 · doc4.xml · derivative · entry 4

Revesz Tomas Jr · CIK 0001744802 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,520

Underlying: Class A Common Stock · 120,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:01 UTC
Revesz Tomas JrChief Technology Officer
SaleClass A Common Stock 120,000 $18.00 $2,160,000.00
Disclosure

SEC source: 0000899243-18-018962 · doc4.xml · nonDerivative · entry 3

Revesz Tomas Jr · CIK 0001744802 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.