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ETSY

ETSY INC

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Tapewire entity
2395
SEC CIK
0001370637
Parsed reports
771

Last 12 months

Inside the activity.

0 purchase rows · 101 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202503
Jan 202606
Feb 202607
Mar 202601
Apr 2026010
May 2026010
Jun 202608
Jul 2026013
Aug 2026019
Sep 202608
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 19, 2019 21:23 UTC
Simeone JillGeneral Counsel & Secretary
GrantRestricted Stock Units · Derivative 16,183 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000054 · wf-form4_155303061257272.xml · derivative · entry 2

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,183

Underlying: Common Stock · 16,183 shares

Expires not disclosed

F2 · security: The reporting person has irrevocably elected to satisfy all withholding tax due upon the delivery of shares by authorizing Etsy, Inc. to withhold a sufficient amount of shares to satisfy such tax obligation.

F3 · derivative.exercise_price: Units correspond 1-for-1 with common stock.

F4 · derivative.exercise_date: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the reporting person remains continuously employed on each vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:23 UTC
Simeone JillGeneral Counsel & Secretary
GrantEmployee stock option (right to buy) · Derivative 33,840 $0.00 Strike: $69.89 $0.00
Disclosure

SEC source: 0001370637-19-000054 · wf-form4_155303061257272.xml · derivative · entry 1

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,840

Underlying: Common Stock · 33,840 shares

Expires 2029-03-14

F1 · derivative.exercise_date: The stock options will become exercisable in 8 equal semi-annual installments, beginning on October 1, 2019, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:54 UTC
Fisher Michael TChief Technology Officer
GrantRestricted Stock Units · Derivative 20,229 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000051 · wf-form4_155302883110265.xml · derivative · entry 2

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,229

Underlying: Common Stock · 20,229 shares

Expires not disclosed

F2 · security: The reporting person has irrevocably elected to satisfy all withholding tax due upon the delivery of shares by authorizing Etsy, Inc. to withhold a sufficient amount of shares to satisfy such tax obligation.

F3 · derivative.exercise_price: Units correspond 1-for-1 with common stock.

F4 · derivative.exercise_date: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the reporting person remains continuously employed on each vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:54 UTC
Fisher Michael TChief Technology Officer
GrantEmployee stock option (right to buy) · Derivative 42,301 $0.00 Strike: $69.89 $0.00
Disclosure

SEC source: 0001370637-19-000051 · wf-form4_155302883110265.xml · derivative · entry 1

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,301

Underlying: Common Stock · 42,301 shares

Expires 2029-03-14

F1 · derivative.exercise_date: The stock options will become exercisable in 8 equal semi-annual installments, beginning on October 1, 2019, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
March 13, 2019 Filed Mar 13, 2019 16:32 UTC SaleCommon Stock 10,000 $72.00 $720,000.00
Disclosure

SEC source: 0001370637-19-000040 · wf-form4_155250913362964.xml · nonDerivative · entry 2

KLEIN JONATHAN D · CIK 0001070890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,265

Read SEC document
March 11, 2019 Filed Mar 13, 2019 16:32 UTC SaleCommon Stock 20,000 $70.24 $1,404,800.00
Disclosure

SEC source: 0001370637-19-000040 · wf-form4_155250913362964.xml · nonDerivative · entry 1

KLEIN JONATHAN D · CIK 0001070890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,265

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.20 to $70.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:50 UTC Exercise / conversionDirector stock option (right to buy) · Derivative 30,000 $0.00 Strike: $10.36 $0.00
Disclosure

SEC source: 0001370637-19-000041 · wf-form4_155251022092868.xml · derivative · entry 5

BURNS M MICHELE · CIK 0001197664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,647

Underlying: Common Stock · 30,000 shares

Expires 2024-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the stock option became exercisable on March 16, 2015, with the remainder exercisable in 36 equal monthly installments thereafter.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:50 UTC SaleCommon Stock 5,000 $71.10 $355,500.00
Disclosure

SEC source: 0001370637-19-000041 · wf-form4_155251022092868.xml · nonDerivative · entry 4

BURNS M MICHELE · CIK 0001197664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,487

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:50 UTC SaleCommon Stock 5,000 $71.00 $355,000.00
Disclosure

SEC source: 0001370637-19-000041 · wf-form4_155251022092868.xml · nonDerivative · entry 3

BURNS M MICHELE · CIK 0001197664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,487

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:50 UTC SaleCommon Stock 20,000 $70.34 $1,406,800.00
Disclosure

SEC source: 0001370637-19-000041 · wf-form4_155251022092868.xml · nonDerivative · entry 2

BURNS M MICHELE · CIK 0001197664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,487

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:50 UTC Exercise / conversionCommon Stock 30,000 $10.36 $310,800.00
Disclosure

SEC source: 0001370637-19-000041 · wf-form4_155251022092868.xml · nonDerivative · entry 1

BURNS M MICHELE · CIK 0001197664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:50 UTC
Fisher Michael TChief Technology Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 2,604 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0001370637-19-000035 · wf-form4_155182260902204.xml · derivative · entry 8

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,522

Underlying: Common Stock · 2,604 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the stock option became exercisable on August 1, 2018, with the remainder exercisable in 36 equal monthly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:50 UTC
Fisher Michael TChief Technology Officer
SaleCommon Stock 100 $73.25 $7,325.00
Disclosure

SEC source: 0001370637-19-000035 · wf-form4_155182260902204.xml · nonDerivative · entry 7

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,937

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:50 UTC
Fisher Michael TChief Technology Officer
SaleCommon Stock 100 $72.20 $7,220.00
Disclosure

SEC source: 0001370637-19-000035 · wf-form4_155182260902204.xml · nonDerivative · entry 6

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,037

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:50 UTC
Fisher Michael TChief Technology Officer
SaleCommon Stock 500 $70.83 $35,415.00
Disclosure

SEC source: 0001370637-19-000035 · wf-form4_155182260902204.xml · nonDerivative · entry 5

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,137

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.61 to $71.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:50 UTC
Fisher Michael TChief Technology Officer
SaleCommon Stock 100 $69.51 $6,951.00
Disclosure

SEC source: 0001370637-19-000035 · wf-form4_155182260902204.xml · nonDerivative · entry 4

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,637

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:50 UTC
Fisher Michael TChief Technology Officer
SaleCommon Stock 1,204 $69.01 $83,088.04
Disclosure

SEC source: 0001370637-19-000035 · wf-form4_155182260902204.xml · nonDerivative · entry 3

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,737

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.43 to $69.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:50 UTC
Fisher Michael TChief Technology Officer
SaleCommon Stock 600 $67.68 $40,608.00
Disclosure

SEC source: 0001370637-19-000035 · wf-form4_155182260902204.xml · nonDerivative · entry 2

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,941

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.17 to $68.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:50 UTC
Fisher Michael TChief Technology Officer
Exercise / conversionCommon Stock 2,604 $14.31 $37,263.24
Disclosure

SEC source: 0001370637-19-000035 · wf-form4_155182260902204.xml · nonDerivative · entry 1

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:00 UTC
Fisher Michael TChief Technology Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 46,874 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0001370637-19-000033 · wf-form4_155139122650984.xml · derivative · entry 3

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,126

Underlying: Common Stock · 46,874 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the stock option became exercisable on August 1, 2018, with the remainder exercisable in 36 equal monthly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:00 UTC
Fisher Michael TChief Technology Officer
SaleCommon Stock 46,874 $65.00 $3,046,810.00
Disclosure

SEC source: 0001370637-19-000033 · wf-form4_155139122650984.xml · nonDerivative · entry 2

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,937

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:00 UTC
Fisher Michael TChief Technology Officer
Exercise / conversionCommon Stock 46,874 $14.31 $670,766.94
Disclosure

SEC source: 0001370637-19-000033 · wf-form4_155139122650984.xml · nonDerivative · entry 1

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:15 UTC
Simeone JillGeneral Counsel & Secretary
SaleCommon Stock 11,572 $50.00 $578,600.00
Disclosure

SEC source: 0001370637-19-000010 · wf-form4_154698209331773.xml · nonDerivative · entry 1

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:40 UTC
Findley LindaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,998 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000005 · wf-form4_154655163213332.xml · derivative · entry 6

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,983

Underlying: Common Stock · 1,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock.

F4 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, until the Reporting Person's departure date of January 2, 2019, at which time the remaining restricted stock units accelerated and vested in full.

F4 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, until the Reporting Person's departure date of January 2, 2019, at which time the remaining restricted stock units accelerated and vested in full.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:40 UTC
Findley LindaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000005 · wf-form4_154655163213332.xml · derivative · entry 5

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,002

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock.

F3 · derivative.exercise_date: 25% of the restricted stock units vested on July 1, 2017, with the remainder vesting in 12 equal quarterly installments thereafter, until the Reporting Person's departure date of January 2, 2019, at which time the remaining restricted stock units accelerated and vested in full.

F3 · derivative.expiration_date: 25% of the restricted stock units vested on July 1, 2017, with the remainder vesting in 12 equal quarterly installments thereafter, until the Reporting Person's departure date of January 2, 2019, at which time the remaining restricted stock units accelerated and vested in full.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:40 UTC
Findley LindaChief Operating Officer
Tax withholdingCommon Stock 806 $47.57 $38,341.42
Disclosure

SEC source: 0001370637-19-000005 · wf-form4_154655163213332.xml · nonDerivative · entry 4

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,573

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:40 UTC
Findley LindaChief Operating Officer
Exercise / conversionCommon Stock 1,998 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000005 · wf-form4_154655163213332.xml · nonDerivative · entry 3

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of common stock acquired upon the vesting of restricted stock units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:40 UTC
Findley LindaChief Operating Officer
Tax withholdingCommon Stock 1,816 $47.57 $86,387.12
Disclosure

SEC source: 0001370637-19-000005 · wf-form4_154655163213332.xml · nonDerivative · entry 2

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,381

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:40 UTC
Findley LindaChief Operating Officer
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000005 · wf-form4_154655163213332.xml · nonDerivative · entry 1

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of common stock acquired upon the vesting of restricted stock units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:44 UTC
Glaser Rachel CCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000008 · wf-form4_154655186953378.xml · derivative · entry 3

Glaser Rachel C · CIK 0001497570 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,009

Underlying: Common Stock · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock.

F3 · derivative.exercise_date: 25% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

F3 · derivative.expiration_date: 25% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:44 UTC
Glaser Rachel CCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,240 $47.57 $106,556.80
Disclosure

SEC source: 0001370637-19-000008 · wf-form4_154655186953378.xml · nonDerivative · entry 2

Glaser Rachel C · CIK 0001497570 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,589

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:44 UTC
Glaser Rachel CCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000008 · wf-form4_154655186953378.xml · nonDerivative · entry 1

Glaser Rachel C · CIK 0001497570 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of common stock acquired upon the vesting of restricted stock units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:43 UTC
Fisher Michael TChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 7,031 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000007 · wf-form4_154655177058673.xml · derivative · entry 3

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,313

Underlying: Common Stock · 7,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock.

F3 · derivative.exercise_date: 25% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

F3 · derivative.expiration_date: 25% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:43 UTC
Fisher Michael TChief Technology Officer
Tax withholdingCommon Stock 2,825 $47.57 $134,385.25
Disclosure

SEC source: 0001370637-19-000007 · wf-form4_154655177058673.xml · nonDerivative · entry 2

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,937

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:43 UTC
Fisher Michael TChief Technology Officer
Exercise / conversionCommon Stock 7,031 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000007 · wf-form4_154655177058673.xml · nonDerivative · entry 1

Fisher Michael T · CIK 0001713632 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of common stock acquired upon the vesting of restricted stock units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:42 UTC
Simeone JillGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,120 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000006 · wf-form4_154655170617592.xml · derivative · entry 6

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,201

Underlying: Common Stock · 1,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock.

F4 · derivative.exercise_date: 25% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

F4 · derivative.expiration_date: 25% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:42 UTC
Simeone JillGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000006 · wf-form4_154655170617592.xml · derivative · entry 5

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock.

F3 · derivative.exercise_date: 25% of the restricted stock units vested on January 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

F3 · derivative.expiration_date: 25% of the restricted stock units vested on January 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.

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January 01, 2019 Filed Jan 3, 2019 21:42 UTC
Simeone JillGeneral Counsel & Secretary
Tax withholdingCommon Stock 484 $47.57 $23,023.88
Disclosure

SEC source: 0001370637-19-000006 · wf-form4_154655170617592.xml · nonDerivative · entry 4

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,431

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January 01, 2019 Filed Jan 3, 2019 21:42 UTC
Simeone JillGeneral Counsel & Secretary
Exercise / conversionCommon Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000006 · wf-form4_154655170617592.xml · nonDerivative · entry 3

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of common stock acquired upon the vesting of restricted stock units.

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January 01, 2019 Filed Jan 3, 2019 21:42 UTC
Simeone JillGeneral Counsel & Secretary
Tax withholdingCommon Stock 810 $47.57 $38,531.70
Disclosure

SEC source: 0001370637-19-000006 · wf-form4_154655170617592.xml · nonDerivative · entry 2

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,795

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January 01, 2019 Filed Jan 3, 2019 21:42 UTC
Simeone JillGeneral Counsel & Secretary
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001370637-19-000006 · wf-form4_154655170617592.xml · nonDerivative · entry 1

Simeone Jill · CIK 0001581731 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of common stock acquired upon the vesting of restricted stock units.

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November 13, 2018 Filed Nov 15, 2018 16:31 UTC Exercise / conversionDirector stock option (right to buy) · Derivative 18,096 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001370637-18-000156 · wf-form4_154231749797042.xml · derivative · entry 3

KLEIN JONATHAN D · CIK 0001070890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,554

Underlying: Common Stock · 18,096 shares

Expires 2025-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of this award vested on April 14, 2016.

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November 13, 2018 Filed Nov 15, 2018 16:31 UTC SaleCommon Stock 35,900 $51.12 $1,835,208.00
Disclosure

SEC source: 0001370637-18-000156 · wf-form4_154231749797042.xml · nonDerivative · entry 2

KLEIN JONATHAN D · CIK 0001070890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,265

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 13, 2018 Filed Nov 15, 2018 16:31 UTC Exercise / conversionCommon Stock 18,096 $16.00 $289,536.00
Disclosure

SEC source: 0001370637-18-000156 · wf-form4_154231749797042.xml · nonDerivative · entry 1

KLEIN JONATHAN D · CIK 0001070890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 08, 2018 Filed Nov 13, 2018 21:33 UTC
Findley LindaChief Operating Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 18,610 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001370637-18-000149 · wf-form4_154214479689185.xml · derivative · entry 10

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,599

Underlying: Common Stock · 18,610 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the stock option became exercisable on June 1, 2017, with the remainder exercisable in 36 equal monthly installments thereafter, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will accelerate and vest in full.

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November 08, 2018 Filed Nov 13, 2018 21:33 UTC
Findley LindaChief Operating Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 32,793 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001370637-18-000149 · wf-form4_154214479689185.xml · derivative · entry 9

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,054

Underlying: Common Stock · 32,793 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/16 of the stock options became exercisable on June 15, 2017, and the remainder will become exercisable in 45 equal monthly installments thereafter, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will accelerate and vest in full.

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November 08, 2018 Filed Nov 13, 2018 21:33 UTC
Findley LindaChief Operating Officer
Exercise / conversionEmployee stock option (right to buy) · Derivative 8,597 $0.00 Strike: $28.38 $0.00
Disclosure

SEC source: 0001370637-18-000149 · wf-form4_154214479689185.xml · derivative · entry 8

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,184

Underlying: Common Stock · 8,597 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options are exercisable in 8 equal semi-annual installments, beginning on October 1, 2018, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will be forfeited.

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November 08, 2018 Filed Nov 13, 2018 21:33 UTC
Findley LindaChief Operating Officer
SaleCommon Stock 25,000 $54.12 $1,353,000.00
Disclosure

SEC source: 0001370637-18-000149 · wf-form4_154214479689185.xml · nonDerivative · entry 7

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,697

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.

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November 08, 2018 Filed Nov 13, 2018 21:33 UTC
Findley LindaChief Operating Officer
SaleCommon Stock 15,000 $53.29 $799,350.00
Disclosure

SEC source: 0001370637-18-000149 · wf-form4_154214479689185.xml · nonDerivative · entry 6

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,697

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.

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November 08, 2018 Filed Nov 13, 2018 21:33 UTC
Findley LindaChief Operating Officer
SaleCommon Stock 9,300 $52.00 $483,600.00
Disclosure

SEC source: 0001370637-18-000149 · wf-form4_154214479689185.xml · nonDerivative · entry 5

Kozlowski Linda F · CIK 0001675052 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,697

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.78 to $52.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.