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Nasdaq · USD

ETON

Eton Pharmaceuticals, Inc.

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Tapewire entity
4598
SEC CIK
0001710340
Parsed reports
131

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202607
Jun 202601
Jul 202609
Aug 2026011
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2021 Filed May 5, 2021 16:15 UTC
Troutman William WilsonCFO and Secretary
GrantStock Option(Right to buy) · Derivative 125,000 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001493152-21-010522 · ownership.xml · derivative · entry 1

Troutman William Wilson · CIK 0001756102 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,200

Underlying: Common Stock · 125,000 shares

Expires 2031-05-03

F1 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments from the date of grant until fully vested and exercisable on May 3, 2025.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:16 UTC
BRYNJELSEN SEANDirector · President & CEO
GrantStock Option(Right to buy) · Derivative 245,000 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001493152-21-010524 · ownership.xml · derivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,000

Underlying: Common Stock · 245,000 shares

Expires 2031-05-03

F1 · derivative.exercise_date: The shares subject to the option shall vest in 24 equal monthly installments from the date of grant until fully vested and exercisable on May 3, 2023.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC
MAIER PAUL VDirector
GrantStock Option(Right to buy) · Derivative 19,655 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001493152-21-010523 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555

Underlying: Common Stock · 19,655 shares

Expires 2031-05-03

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on May 3, 2022.

Read SEC document
April 12, 2021 Filed Apr 12, 2021 23:55 UTC
HARROW, INC.10% owner
SaleCommon Stock 1,518,000 $7.00 $10,626,000.00
Disclosure

SEC source: 0001493152-21-008584 · ownership.xml · nonDerivative · entry 1

HARROW HEALTH, INC. · CIK 0001360214 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,000

F1 · security: On April 12, 2021, Harrow Health, Inc., a Delaware corporation (the "Company"), closed the previously announced underwritten public offering of 1,518,000 shares of common stock of Eton Pharmaceuticals, Inc. at a public offering price of $7.00 per share, including 198,000 shared issued pursuant to the full exercise by the underwriter, National Securities Corporation, of its over-allotment option. The gross proceeds to the Company from the offering were approximately $10.6 million, before deducting underwriting discounts and commissions and other offering expenses payable by the Company.

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October 16, 2020 Filed Oct 17, 2020 01:30 UTC PurchaseCommon Stock, par value $0.001 per share 15,000 $7.00 $105,000.00
Disclosure

SEC source: 0001493152-20-019587 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Account

Disclosed balance after: 155,000

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

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October 16, 2020 Filed Oct 17, 2020 01:30 UTC PurchaseCommon Stock, par value $0.001 per share 385,000 $7.00 $2,695,000.00
Disclosure

SEC source: 0001493152-20-019587 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 3,885,000

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

Read SEC document
March 19, 2020 Filed Feb 16, 2021 13:59 UTC GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003826 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,420

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:56 UTC GrantStock Option (Right to buy) · Derivative 27,400 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-20-004058 · ownership.xml · derivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Common Stock · 27,400 shares

Expires 2030-03-11

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on March 12, 2021.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:52 UTC GrantStock Option (Right to buy) · Derivative 27,400 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-20-004053 · ownership.xml · derivative · entry 1

RIEDEL NORBERT G · CIK 0001161662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Common Stock · 27,400 shares

Expires 2030-03-11

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on March 12, 2021.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 16:56 UTC
Troutman William WilsonCFO, Treasurer & Secretary
GrantStock Option (Right to buy) · Derivative 186,200 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-20-004059 · ownership.xml · derivative · entry 1

Troutman William Wilson · CIK 0001756102 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,200

Underlying: Common Stock · 186,200 shares

Expires 2030-03-11

F1 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments form the date of grant until fully vested and exercisable on March 12, 2024.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:58 UTC
BAUM MARK LDirector
GrantStock Option (Right to buy) · Derivative 27,400 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-20-004062 · ownership.xml · derivative · entry 1

BAUM MARK L · CIK 0001274282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Common Stock · 27,400 shares

Expires 2030-03-11

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on March 12, 2021.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:54 UTC
MAIER PAUL VDirector
GrantStock Option (Right to buy) · Derivative 27,400 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-20-004056 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Common Stock · 27,400 shares

Expires 2030-03-11

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on March 12, 2021.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:52 UTC
BRYNJELSEN SEANDirector · President & CEO
GrantStock Option (Right to buy) · Derivative 490,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-20-004052 · ownership.xml · derivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 490,000 shares

Expires 2030-03-11

F1 · derivative.exercise_date: The shares subject to the option shall vest in 24 equal monthly installments from the date of grant until fully vested and exercisable on March 12, 2022.

Read SEC document
August 13, 2019 Filed Aug 13, 2019 20:04 UTC
BRYNJELSEN SEANDirector · President & CEO
PurchaseCommon Stock 5,000 $6.15 $30,750.00
Disclosure

SEC source: 0001209191-19-045738 · doc4.xml · nonDerivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,000

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:17 UTC PurchaseCommon Stock 3,500 $6.11 $21,369.95
Disclosure

SEC source: 0001209191-19-045498 · doc4.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,920

F1 · price: The range of purchase prices paid is $6.10 to $6.11. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:25 UTC
BRYNJELSEN SEANDirector · President & CEO
PurchaseCommon Stock 8,600 $7.96 $68,431.06
Disclosure

SEC source: 0001209191-19-032054 · doc4.xml · nonDerivative · entry 2

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.90 to $8.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:25 UTC
BRYNJELSEN SEANDirector · President & CEO
PurchaseCommon Stock 1,400 $7.78 $10,894.80
Disclosure

SEC source: 0001209191-19-032054 · doc4.xml · nonDerivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.77 to $7.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 21:33 UTC GrantStock option (right to buy) · Derivative 12,500 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-19-018114 · doc4.xml · derivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2029-02-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on February 20, 2020.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 21:35 UTC GrantStock option (right to buy) · Derivative 12,500 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-19-018122 · doc4.xml · derivative · entry 1

RIEDEL NORBERT G · CIK 0001161662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2029-02-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on February 20, 2020.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 16:31 UTC
Troutman William WilsonCFO, Treasurer & Secretary
GrantStock option (right to buy) · Derivative 95,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-19-018106 · doc4.xml · derivative · entry 1

Troutman William Wilson · CIK 0001756102 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2029-02-19

F1 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments from the date of grant until fully vested and exercisable on February 20, 2023.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 21:34 UTC
MAIER PAUL VDirector
GrantStock option (right to buy) · Derivative 12,500 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-19-018118 · doc4.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2029-02-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on February 20, 2020.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 21:32 UTC
BAUM MARK LDirector
GrantStock option (right to buy) · Derivative 12,500 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-19-018109 · doc4.xml · derivative · entry 1

BAUM MARK L · CIK 0001274282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2029-02-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on February 20, 2020.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 21:30 UTC
BRYNJELSEN SEANDirector · President & CEO
GrantStock option (right to buy) · Derivative 250,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-19-018103 · doc4.xml · derivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-02-19

F1 · derivative.exercise_date: The shares subject to the option shall vest in 24 equal monthly installments from the date of grant until fully vested and exercisable on February 20, 2021.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:24 UTC ConversionSeries A Convertible Preferred Stock · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058827 · doc4.xml · derivative · entry 3

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. The shares have no expiration date.

F1 · derivative.exercise_date: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. The shares have no expiration date.

F1 · derivative.expiration_date: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. The shares have no expiration date.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:24 UTC PurchaseCommon Stock 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001209191-18-058827 · doc4.xml · nonDerivative · entry 2

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,420

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:24 UTC ConversionCommon Stock 8,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058827 · doc4.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. The shares have no expiration date.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:10 UTC PurchaseCommon Stock 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001209191-18-058824 · doc4.xml · nonDerivative · entry 1

RIEDEL NORBERT G · CIK 0001161662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,745

Read SEC document
November 15, 2018 Filed Nov 15, 2018 19:07 UTC
Troutman William WilsonCFO, Treasurer & Secretary
PurchaseCommon Stock 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001209191-18-058822 · doc4.xml · nonDerivative · entry 1

Troutman William Wilson · CIK 0001756102 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:06 UTC
BAUM MARK LDirector
PurchaseCommon Stock 10,000 $6.00 $60,000.00
Disclosure

SEC source: 0001209191-18-058821 · doc4.xml · nonDerivative · entry 1

BAUM MARK L · CIK 0001274282 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,000

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:13 UTC
MAIER PAUL VDirector
PurchaseCommon Stock 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001209191-18-058825 · doc4.xml · nonDerivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,745

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:23 UTC
BRYNJELSEN SEANDirector · President & CEO
ConversionSeries A Convertible Preferred Stock · Derivative 23,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058826 · doc4.xml · derivative · entry 3

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 0

Underlying: Common Stock · 24,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. The shares have no expiration date.

F1 · derivative.exercise_date: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. The shares have no expiration date.

F1 · derivative.expiration_date: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. The shares have no expiration date.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:23 UTC
BRYNJELSEN SEANDirector · President & CEO
PurchaseCommon Stock 10,000 $6.00 $60,000.00
Disclosure

SEC source: 0001209191-18-058826 · doc4.xml · nonDerivative · entry 2

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,000

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:23 UTC
BRYNJELSEN SEANDirector · President & CEO
ConversionCommon Stock 24,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058826 · doc4.xml · nonDerivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 24,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. The shares have no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.