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ESNT

Essent Group Ltd.

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3779
SEC CIK
0001448893
Parsed reports
817

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202600
Jun 202602
Jul 202605
Aug 202605
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2018 Filed May 5, 2018 01:22 UTC GrantRestricted share units · Derivative 3,214 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000043 · wf-form4_152548334455919.xml · derivative · entry 3

KASMAR ROY JAMES · CIK 0001188563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,217

Underlying: Common shares, par value $0.015 · 3,214 shares

Expires not disclosed

F2 · derivative.exercise_price: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

F2 · derivative.exercise_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

F2 · derivative.expiration_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

Read SEC document
May 02, 2018 Filed May 14, 2018 21:10 UTC
Chwick JaneDirector
GrantRestricted share units · Derivative 3,214 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000059 · wf-form4_152633223193552.xml · derivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214

Underlying: Common shares, par value $0.015 · 3,214 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

F1 · derivative.exercise_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

F1 · derivative.expiration_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

Read SEC document
May 02, 2018 Filed May 14, 2018 21:10 UTC GrantRestricted share units · Derivative 3,214 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000058 · wf-form4_152633207768326.xml · derivative · entry 1

Heise Angela L · CIK 0001682427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214

Underlying: Common shares, par value $0.015 · 3,214 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

F1 · derivative.exercise_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

F1 · derivative.expiration_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:07 UTC
Cashmer JeffSVP & Chief Business Officer
Tax withholdingCommon shares, par value $0.015 7,048 $44.71 $315,116.08
Disclosure

SEC source: 0001448893-18-000025 · wf-form4_152030201788171.xml · nonDerivative · entry 1

Cashmer Jeff · CIK 0001669813 · SVP & Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,395

F1 · shares: Represents shares delivered to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:08 UTC
Hissong JosephSenior Vice President
Tax withholdingCommon shares, par value $0.015 1,751 $44.71 $78,287.21
Disclosure

SEC source: 0001448893-18-000028 · wf-form4_152030208782034.xml · nonDerivative · entry 1

Hissong Joseph · CIK 0001669814 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,618

F1 · shares: Represents shares delivered to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:09 UTC
MCALEE LAWRENCE E JRSVP & Chief Financial Officer
Tax withholdingCommon shares, par value $0.015 5,780 $44.71 $258,423.80
Disclosure

SEC source: 0001448893-18-000030 · wf-form4_152030212791510.xml · nonDerivative · entry 1

MCALEE LAWRENCE E JR · CIK 0001223523 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,103

F1 · shares: Represents shares delivered to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:08 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Exercise / conversionRestricted share units · Derivative 768 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000029 · wf-form4_152030210408319.xml · derivative · entry 7

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,391

Underlying: Common shares, par value $0.015 · 768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On February 8, 2017, the reporting person was granted 2,306 restricted share units, vesting in equal installments on each of March 1, 2018, 2019 and 2020.

F5 · derivative.expiration_date: On February 8, 2017, the reporting person was granted 2,306 restricted share units, vesting in equal installments on each of March 1, 2018, 2019 and 2020.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:08 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Exercise / conversionRestricted share units · Derivative 1,240 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000029 · wf-form4_152030210408319.xml · derivative · entry 6

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,159

Underlying: Common shares, par value $0.015 · 1,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On February 10, 2016, the reporting person was granted 3,721 restricted share units, vesting in equal installments on each of March 1, 2017, 2018 and 2019.

F4 · derivative.expiration_date: On February 10, 2016, the reporting person was granted 3,721 restricted share units, vesting in equal installments on each of March 1, 2017, 2018 and 2019.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:08 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Exercise / conversionRestricted share units · Derivative 862 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000029 · wf-form4_152030210408319.xml · derivative · entry 5

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,399

Underlying: Common shares, par value $0.015 · 862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 10, 2015, the reporting person was granted 2,588 restricted share units, vesting in equal installments on each of March 1, 2016, 2017 and 2018.

F3 · derivative.expiration_date: On February 10, 2015, the reporting person was granted 2,588 restricted share units, vesting in equal installments on each of March 1, 2016, 2017 and 2018.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:08 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Tax withholdingCommon shares, par value $0.015 901 $44.71 $40,283.71
Disclosure

SEC source: 0001448893-18-000029 · wf-form4_152030210408319.xml · nonDerivative · entry 4

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,404

F2 · shares: Represents shares delivered to issuer to satisfy tax withholding obligations upon the vesting of restricted share units.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:08 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Exercise / conversionCommon shares, par value $0.015 768 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000029 · wf-form4_152030210408319.xml · nonDerivative · entry 3

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:08 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Exercise / conversionCommon shares, par value $0.015 1,240 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000029 · wf-form4_152030210408319.xml · nonDerivative · entry 2

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:08 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Exercise / conversionCommon shares, par value $0.015 862 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000029 · wf-form4_152030210408319.xml · nonDerivative · entry 1

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:08 UTC
Bhasin VijaySVP and Chief Risk Officer
Tax withholdingCommon shares, par value $0.015 7,309 $44.71 $326,785.39
Disclosure

SEC source: 0001448893-18-000027 · wf-form4_152030206180663.xml · nonDerivative · entry 1

Bhasin Vijay · CIK 0001590262 · SVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,384

F1 · shares: Represents shares delivered to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:07 UTC
CASALE MARKDirector · Chairman, CEO and President
Tax withholdingCommon shares, par value $0.015 15,945 $44.71 $712,900.95
Disclosure

SEC source: 0001448893-18-000026 · wf-form4_152030203398276.xml · nonDerivative · entry 1

CASALE MARK · CIK 0001188567 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,084

F1 · shares: Represents shares delivered to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:06 UTC
Gibbons Mary LourdesSVP and Chief Legal Officer
Tax withholdingCommon shares, par value $0.015 5,780 $44.71 $258,423.80
Disclosure

SEC source: 0001448893-18-000024 · wf-form4_152030200171835.xml · nonDerivative · entry 1

Gibbons Mary Lourdes · CIK 0001590264 · SVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,193

F1 · shares: Represents shares delivered to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 01:02 UTC
CASALE MARKDirector · Chairman, CEO and President
SaleCommon shares, par value $0.015 129,327 $44.93 $5,810,662.11
Disclosure

SEC source: 0001448893-18-000018 · wf-form4_151865655886872.xml · nonDerivative · entry 2

CASALE MARK · CIK 0001188567 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716,029

F1 · shares: The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2017.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 01:02 UTC
CASALE MARKDirector · Chairman, CEO and President
SaleCommon shares, par value $0.015 370,673 $44.50 $16,494,948.50
Disclosure

SEC source: 0001448893-18-000018 · wf-form4_151865655886872.xml · nonDerivative · entry 1

CASALE MARK · CIK 0001188567 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845,356

F1 · shares: The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2017.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 18:36 UTC
Cashmer JeffSVP & Chief Business Officer
GrantCommon shares, par value $0.015 9,996 $45.02 $450,019.92
Disclosure

SEC source: 0001448893-18-000011 · wf-form4_151821936795984.xml · nonDerivative · entry 2

Cashmer Jeff · CIK 0001669813 · SVP & Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,443

F2 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan, with any shares becoming earned based upon the issuer's compounded annual book value per share growth percentage during a three-year performance period commencing January 1, 2018 and vesting on March 1, 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 18:36 UTC
Cashmer JeffSVP & Chief Business Officer
GrantCommon shares, par value $0.015 9,996 $45.02 $450,019.92
Disclosure

SEC source: 0001448893-18-000011 · wf-form4_151821936795984.xml · nonDerivative · entry 1

Cashmer Jeff · CIK 0001669813 · SVP & Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,447

F1 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan subject to time-based vesting in equal installments on each of March 1, 2019, 2020 and 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 18:38 UTC
Hissong JosephSenior Vice President
GrantCommon shares, par value $0.015 4,165 $45.02 $187,508.30
Disclosure

SEC source: 0001448893-18-000017 · wf-form4_151821948634831.xml · nonDerivative · entry 2

Hissong Joseph · CIK 0001669814 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,369

F2 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan, with any shares becoming earned based upon the issuer's compounded annual book value per share growth percentage during a three-year performance period commencing January 1, 2018 and vesting on March 1, 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 18:38 UTC
Hissong JosephSenior Vice President
GrantCommon shares, par value $0.015 4,165 $45.02 $187,508.30
Disclosure

SEC source: 0001448893-18-000017 · wf-form4_151821948634831.xml · nonDerivative · entry 1

Hissong Joseph · CIK 0001669814 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,204

F1 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan subject to time-based vesting in equal installments on each of March 1, 2019, 2020 and 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:37 UTC
Bhasin VijaySVP and Chief Risk Officer
GrantCommon shares, par value $0.015 9,996 $45.02 $450,019.92
Disclosure

SEC source: 0001448893-18-000016 · wf-form4_151821946094158.xml · nonDerivative · entry 2

Bhasin Vijay · CIK 0001590262 · SVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,693

F2 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan, with any shares becoming earned based upon the issuer's compounded annual book value per share growth percentage during a three-year performance period commencing January 1, 2018 and vesting on March 1, 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:37 UTC
Bhasin VijaySVP and Chief Risk Officer
GrantCommon shares, par value $0.015 9,996 $45.02 $450,019.92
Disclosure

SEC source: 0001448893-18-000016 · wf-form4_151821946094158.xml · nonDerivative · entry 1

Bhasin Vijay · CIK 0001590262 · SVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,697

F1 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan subject to time-based vesting in equal installments on each of March 1, 2019, 2020 and 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:37 UTC
CASALE MARKDirector · Chairman, CEO and President
GrantCommon shares, par value $0.015 59,974 $45.02 $2,700,029.48
Disclosure

SEC source: 0001448893-18-000015 · wf-form4_151821944277229.xml · nonDerivative · entry 2

CASALE MARK · CIK 0001188567 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216,029

F2 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan, with any shares becoming earned based upon the issuer's compounded annual book value per share growth percentage during a three-year performance period commencing January 1, 2018 and vesting on March 1, 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:37 UTC
CASALE MARKDirector · Chairman, CEO and President
GrantCommon shares, par value $0.015 19,992 $45.02 $900,039.84
Disclosure

SEC source: 0001448893-18-000015 · wf-form4_151821944277229.xml · nonDerivative · entry 1

CASALE MARK · CIK 0001188567 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156,055

F1 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan subject to time-based vesting in equal installments on each of March 1, 2019, 2020 and 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:37 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
GrantRestricted share units · Derivative 4,972 $45.02 $223,839.44
Disclosure

SEC source: 0001448893-18-000014 · wf-form4_151821942185731.xml · derivative · entry 1

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,261

Underlying: Common shares, par value $0.015 · 4,972 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units granted under the issuer's 2013 Long-Term Incentive Plan that will vest in equal installments on each of March 1, 2019, 2020 and 2021. Each restricted share unit represents a contingent right to receive one ESNT common share.

F1 · derivative.exercise_date: Represents restricted share units granted under the issuer's 2013 Long-Term Incentive Plan that will vest in equal installments on each of March 1, 2019, 2020 and 2021. Each restricted share unit represents a contingent right to receive one ESNT common share.

F1 · derivative.expiration_date: Represents restricted share units granted under the issuer's 2013 Long-Term Incentive Plan that will vest in equal installments on each of March 1, 2019, 2020 and 2021. Each restricted share unit represents a contingent right to receive one ESNT common share.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:36 UTC
MCALEE LAWRENCE E JRSVP & Chief Financial Officer
GrantCommon shares, par value $0.015 6,664 $45.02 $300,013.28
Disclosure

SEC source: 0001448893-18-000013 · wf-form4_151821940219578.xml · nonDerivative · entry 2

MCALEE LAWRENCE E JR · CIK 0001223523 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,383

F2 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan, with any shares becoming earned based upon the issuer's compounded annual book value per share growth percentage during a three-year performance period commencing January 1, 2018 and vesting on March 1, 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:36 UTC
MCALEE LAWRENCE E JRSVP & Chief Financial Officer
GrantCommon shares, par value $0.015 6,664 $45.02 $300,013.28
Disclosure

SEC source: 0001448893-18-000013 · wf-form4_151821940219578.xml · nonDerivative · entry 1

MCALEE LAWRENCE E JR · CIK 0001223523 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,719

F1 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan subject to time-based vesting in equal installments on each of March 1, 2019, 2020 and 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:36 UTC
Gibbons Mary LourdesSVP and Chief Legal Officer
GrantCommon shares, par value $0.015 6,664 $45.02 $300,013.28
Disclosure

SEC source: 0001448893-18-000012 · wf-form4_151821938560286.xml · nonDerivative · entry 2

Gibbons Mary Lourdes · CIK 0001590264 · SVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,273

F2 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan, with any shares becoming earned based upon the issuer's compounded annual book value per share growth percentage during a three-year performance period commencing January 1, 2018 and vesting on March 1, 2021.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 23:36 UTC
Gibbons Mary LourdesSVP and Chief Legal Officer
GrantCommon shares, par value $0.015 6,664 $45.02 $300,013.28
Disclosure

SEC source: 0001448893-18-000012 · wf-form4_151821938560286.xml · nonDerivative · entry 1

Gibbons Mary Lourdes · CIK 0001590264 · SVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,609

F1 · shares: Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan subject to time-based vesting in equal installments on each of March 1, 2019, 2020 and 2021.

Read SEC document
January 24, 2018 Filed Jan 27, 2018 01:54 UTC
MCALEE LAWRENCE E JRSVP & Chief Financial Officer
SaleCommon shares, par value $0.015 200 $50.08 $10,016.00
Disclosure

SEC source: 0001448893-18-000007 · wf-form4_151701807805863.xml · nonDerivative · entry 1

MCALEE LAWRENCE E JR · CIK 0001223523 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,055

F1 · kind: The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:45 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Exercise / conversionRestricted share units · Derivative 1,079 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000006 · wf-form4_151579350872090.xml · derivative · entry 3

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,289

Underlying: Common shares, par value $0.015 · 1,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On January 10, 2017, the reporting person was granted 3,239 restricted share units, vesting in equal installments on each of January 10, 2018, 2019 and 2020.

F3 · derivative.expiration_date: On January 10, 2017, the reporting person was granted 3,239 restricted share units, vesting in equal installments on each of January 10, 2018, 2019 and 2020.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:45 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Tax withholdingCommon shares, par value $0.015 429 $46.67 $20,021.43
Disclosure

SEC source: 0001448893-18-000006 · wf-form4_151579350872090.xml · nonDerivative · entry 2

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,435

F2 · shares: Represents shares delivered to issuer to satisfy tax withholding obligations upon the vesting of restricted share units.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:45 UTC
WEINSTOCK DAVID BVP & Chief Accounting Officer
Exercise / conversionCommon shares, par value $0.015 1,079 Not disclosed Not disclosed
Disclosure

SEC source: 0001448893-18-000006 · wf-form4_151579350872090.xml · nonDerivative · entry 1

WEINSTOCK DAVID B · CIK 0001193202 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted share units convert into common shares on a one-for-one basis.

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January 01, 2018 Filed Jan 3, 2018 21:40 UTC
Cashmer JeffSVP & Chief Business Officer
Tax withholdingCommon shares, par value $0.015 18,380 $43.42 $798,059.60
Disclosure

SEC source: 0001448893-18-000004 · wf-form4_151503359028840.xml · nonDerivative · entry 1

Cashmer Jeff · CIK 0001669813 · SVP & Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,451

F1 · shares: Represents shares delivered to issuer to satisfy tax withholding obligations upon the vesting of restricted shares.

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January 01, 2018 Filed Jan 4, 2018 02:40 UTC
Gibbons Mary LourdesSVP and Chief Legal Officer
Tax withholdingCommon shares, par value $0.015 17,912 $43.42 $777,739.04
Disclosure

SEC source: 0001448893-18-000005 · wf-form4_151503360585917.xml · nonDerivative · entry 1

Gibbons Mary Lourdes · CIK 0001590264 · SVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,945

F1 · shares: Represents shares delivered to issuer to satisfy tax withholding obligations upon the vesting of restricted shares.

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January 01, 2018 Filed Jan 4, 2018 02:39 UTC
CASALE MARKDirector · Chairman, CEO and President
Tax withholdingCommon shares, par value $0.015 454,624 $43.42 $19,739,774.08
Disclosure

SEC source: 0001448893-18-000003 · wf-form4_151503357320701.xml · nonDerivative · entry 1

CASALE MARK · CIK 0001188567 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,136,063

F1 · shares: Represents shares delivered to issuer to satisfy tax withholding obligations upon the vesting of restricted shares.

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January 01, 2018 Filed Jan 4, 2018 02:39 UTC
MCALEE LAWRENCE E JRSVP & Chief Financial Officer
Tax withholdingCommon shares, par value $0.015 17,912 $43.42 $777,739.04
Disclosure

SEC source: 0001448893-18-000002 · wf-form4_151503355772585.xml · nonDerivative · entry 1

MCALEE LAWRENCE E JR · CIK 0001223523 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,255

F1 · shares: Represents shares delivered to issuer to satisfy tax withholding obligations upon the vesting of restricted shares.

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January 01, 2018 Filed Jan 4, 2018 02:39 UTC
Bhasin VijaySVP and Chief Risk Officer
Tax withholdingCommon shares, par value $0.015 19,139 $43.42 $831,015.38
Disclosure

SEC source: 0001448893-18-000001 · wf-form4_151503353779418.xml · nonDerivative · entry 1

Bhasin Vijay · CIK 0001590262 · SVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,701

F1 · shares: Represents shares delivered to issuer to satisfy tax withholding obligations upon the vesting of restricted shares.

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December 11, 2017 Filed Feb 15, 2018 01:03 UTC
MCALEE LAWRENCE E JRSVP & Chief Financial Officer
GiftCommon shares, par value $0.015 345 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000019 · wf-form5_151865657634044.xml · nonDerivative · entry 4

MCALEE LAWRENCE E JR · CIK 0001223523 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,883

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December 07, 2017 Filed Dec 11, 2017 22:04 UTC SaleCommon shares, par value $0.015 5,000 $46.00 $230,000.00
Disclosure

SEC source: 0001448893-17-000015 · wf-form4_151302985543830.xml · nonDerivative · entry 1

Turnbull Andrew · CIK 0001590259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,596

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December 06, 2017 Filed Dec 8, 2017 21:15 UTC SaleCommon shares, par value $0.015 5,000 $46.00 $230,000.00
Disclosure

SEC source: 0001448893-17-000014 · wf-form4_151276772090242.xml · nonDerivative · entry 1

Turnbull Andrew · CIK 0001590259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,596

Read SEC document
December 06, 2017 Filed Feb 15, 2018 01:03 UTC
Gibbons Mary LourdesSVP and Chief Legal Officer
GiftCommon shares, par value $0.015 300 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000021 · wf-form5_151865661127722.xml · nonDerivative · entry 1

Gibbons Mary Lourdes · CIK 0001590264 · SVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,973

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December 04, 2017 Filed Dec 5, 2017 21:46 UTC SaleCommon shares, par value $0.015 15,813 $45.62 $721,389.06
Disclosure

SEC source: 0001448893-17-000013 · wf-form4_151251038151248.xml · nonDerivative · entry 2

Turnbull Andrew · CIK 0001590259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,596

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:46 UTC SaleCommon shares, par value $0.015 10,000 $45.00 $450,000.00
Disclosure

SEC source: 0001448893-17-000013 · wf-form4_151251038151248.xml · nonDerivative · entry 1

Turnbull Andrew · CIK 0001590259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,409

Read SEC document
December 01, 2017 Filed Feb 15, 2018 01:03 UTC
MCALEE LAWRENCE E JRSVP & Chief Financial Officer
GiftCommon shares, par value $0.015 1,655 $0.00 $0.00
Disclosure

SEC source: 0001448893-18-000019 · wf-form5_151865657634044.xml · nonDerivative · entry 3

MCALEE LAWRENCE E JR · CIK 0001223523 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,228

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:04 UTC SaleCommon shares, par value $0.015 3,000 $44.88 $134,640.00
Disclosure

SEC source: 0001448893-17-000012 · wf-form4_151121548145516.xml · nonDerivative · entry 1

GLANVILLE ROBERT · CIK 0001220633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,956

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October 20, 2017 Filed Oct 24, 2017 21:32 UTC
MCALEE LAWRENCE E JRSVP & Chief Financial Officer
SaleCommon shares, par value $0.015 7,000 $45.01 $315,070.00
Disclosure

SEC source: 0001448893-17-000009 · wf-form4_150888074567446.xml · nonDerivative · entry 1

MCALEE LAWRENCE E JR · CIK 0001223523 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,167

F1 · kind: The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017.

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October 20, 2017 Filed Oct 24, 2017 21:32 UTC
Gibbons Mary LourdesSVP and Chief Legal Officer
SaleCommon shares, par value $0.015 5,209 $45.02 $234,509.18
Disclosure

SEC source: 0001448893-17-000008 · wf-form4_150888072998077.xml · nonDerivative · entry 1

Gibbons Mary Lourdes · CIK 0001590264 · SVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,857

F1 · kind: The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.