Tapewire

Nasdaq · USD

ERII

Energy Recovery, Inc.

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Tapewire entity
5679
SEC CIK
0001421517
Parsed reports
399

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202604
Mar 202605
Apr 202602
May 202610
Jun 202611
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2021 Filed Apr 28, 2021 22:22 UTC SaleCommon Stock 9,426 $22.00 $207,376.71
Disclosure

SEC source: 0001437749-21-010086 · rdgdoc.xml · nonDerivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,307

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 7, 2019.

Read SEC document
April 26, 2021 Filed May 11, 2021 21:15 UTC Amendment SaleCommon Stock 9,426 $22.00 $207,376.71
Disclosure

SEC source: 0001421517-21-000061 · wf-form4a_162076768325837.xml · nonDerivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,307

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 7, 2019.

F2 · balance_after: Correction of securities beneficially owned as a result of an administrative error.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:30 UTC SaleCommon Stock 25,000 $17.00 $425,045.00
Disclosure

SEC source: 0001437749-21-006223 · rdgdoc.xml · nonDerivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,733

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 7, 2019.

Read SEC document
March 12, 2021 Filed May 11, 2021 21:14 UTC Amendment SaleCommon Stock 25,000 $17.00 $425,045.00
Disclosure

SEC source: 0001421517-21-000060 · wf-form4a_162076765221513.xml · nonDerivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,733

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 7, 2019.

F2 · balance_after: Correction of securities beneficially owned as a result of an administrative error.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 912 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · derivative · entry 12

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 912 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on February 2, 2017. All of the options are fully vested and exercisable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
SaleCommon Stock 912 $18.33 $16,715.96
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · nonDerivative · entry 8

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 912 $18.33 $16,715.96
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · nonDerivative · entry 7

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,327 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · derivative · entry 11

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610

Underlying: Common Stock · 18,287 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · derivative.exercise_date: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,998 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · derivative · entry 10

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

Underlying: Common Stock · 10,998 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on February 2, 2017. All of the options are fully vested and exercisable.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,957 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · derivative · entry 9

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,957 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on February 2, 2017. All of the options are fully vested and exercisable.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
SaleCommon Stock 7,327 $18.21 $133,426.87
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · nonDerivative · entry 6

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 7,327 $18.21 $133,426.87
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · nonDerivative · entry 5

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
SaleCommon Stock 10,998 $18.19 $200,053.62
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · nonDerivative · entry 4

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 10,998 $18.19 $200,053.62
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · nonDerivative · entry 3

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
SaleCommon Stock 9,957 $18.19 $181,117.83
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:33 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 9,957 $18.19 $181,117.83
Disclosure

SEC source: 0001437749-21-004913 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,731 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · derivative · entry 18

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,731 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
SaleCommon Stock 1,731 $16.52 $28,596.12
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 12

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 1,731 $16.52 $28,596.12
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 11

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,383 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 15

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,383 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F5 · derivative.exercise_date: This employee stock option was granted on February 2, 2017. All of the options are fully vested and exercisable.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,389 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 14

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119

Underlying: Common Stock · 7,389 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable.

F5 · derivative.exercise_date: This employee stock option was granted on February 2, 2017. All of the options are fully vested and exercisable.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 9,383 $17.00 $159,511.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 10

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 9,383 $17.00 $159,511.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 9

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 7,389 $17.00 $125,613.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 8

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 7,389 $17.00 $125,613.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 7

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:26 UTC SaleCommon Stock 25,000 $17.00 $425,042.50
Disclosure

SEC source: 0001437749-21-004275 · rdgdoc.xml · nonDerivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,733

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 7, 2019.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,154 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · derivative · entry 17

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,863

Underlying: Common Stock · 17,154 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F5 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,042 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · derivative · entry 16

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,278

Underlying: Common Stock · 4,042 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,287 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · derivative · entry 15

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 18,287 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,998 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · derivative · entry 14

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

Underlying: Common Stock · 9,998 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,518 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · derivative · entry 13

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,518 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
SaleCommon Stock 17,154 $15.60 $267,602.40
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 10

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 17,154 $15.60 $267,602.40
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 9

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
SaleCommon Stock 4,042 $15.50 $62,651.00
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 8

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 4,042 $15.50 $62,651.00
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 7

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
SaleCommon Stock 18,287 $15.50 $283,448.50
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 6

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 18,287 $15.50 $283,448.50
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 5

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
SaleCommon Stock 9,998 $16.52 $165,166.96
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 4

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 9,998 $16.52 $165,166.96
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 3

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
SaleCommon Stock 14,518 $16.52 $239,837.36
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:42 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 14,518 $16.52 $239,837.36
Disclosure

SEC source: 0001437749-21-004164 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,791 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 13

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,791 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,456 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 12

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,456 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 11

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Underlying: Common Stock · 8,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 14,791 $16.00 $236,656.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 6

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 14,791 $16.00 $236,656.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 5

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 11,456 $16.00 $183,296.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 4

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 11,456 $16.00 $183,296.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 3

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 8,000 $16.00 $128,000.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:41 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 8,000 $16.00 $128,000.00
Disclosure

SEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.