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EQBK

EQUITY BANCSHARES INC

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Tapewire entity
4952
SEC CIK
0001227500
Parsed reports
471

Last 12 months

Inside the activity.

6 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202610
Mar 202601
Apr 202610
May 202601
Jun 202601
Jul 202626
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2024 Filed Sep 20, 2024 20:42 UTC
Borck LeonDirector
PurchaseClass A Common Stock 1,467 $38.77 $56,875.59
Disclosure

SEC source: 0001562180-24-006888 · primarydocument.xml · nonDerivative · entry 1

Borck Leon · CIK 0001886793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,941

Read SEC document
September 12, 2024 Filed Sep 20, 2024 20:14 UTC PurchaseClass A Common Stock 100 $38.80 $3,880.00
Disclosure

SEC source: 0001562180-24-006886 · primarydocument.xml · nonDerivative · entry 1

Everett Junetta M · CIK 0001810879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,913

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:09 UTC
Pass DavidChief Information Officer
SaleClass A Common Stock 144 $38.53 $5,548.32
Disclosure

SEC source: 0001562180-24-006351 · primarydocument.xml · nonDerivative · entry 1

Pass David · CIK 0001466017 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

F2 · balance_after: Includes 165 shares purchased on February 14, 2024 and 126 shares purchased on August 14, 2024 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:09 UTC
Knutson AnnChief Human Resources Officer
SaleClass A Common Stock 255 $38.53 $9,825.15
Disclosure

SEC source: 0001562180-24-006352 · primarydocument.xml · nonDerivative · entry 1

Knutson Ann · CIK 0001977755 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,626

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

F2 · balance_after: Includes 55 shares purchased on February 14, 2024 and 42 shares purchased on August 14, 2024 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
July 23, 2024 Filed Jul 23, 2024 20:52 UTC
Elliott Brad SDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,864 $0.00 Strike: $14.25 $0.00
Disclosure

SEC source: 0001562180-24-005831 · primarydocument.xml · derivative · entry 8

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,864 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2024 Filed Jul 23, 2024 20:52 UTC
Elliott Brad SDirector · Chief Executive Officer
SaleClass A Common Stock 5,864 $40.91 $239,896.24
Disclosure

SEC source: 0001562180-24-005831 · primarydocument.xml · nonDerivative · entry 4

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,616

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.60 USD to $41.36 USD; the price reported above reflects the weighted average sale price.

Read SEC document
July 23, 2024 Filed Jul 23, 2024 20:52 UTC
Elliott Brad SDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 5,864 $14.25 $83,562.00
Disclosure

SEC source: 0001562180-24-005831 · primarydocument.xml · nonDerivative · entry 3

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 18:44 UTC SaleClass A Common Stock 6,000 $40.99 $245,940.00
Disclosure

SEC source: 0001562180-24-005838 · primarydocument.xml · nonDerivative · entry 1

Gaeddert Gregory L · CIK 0001656833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,167

Read SEC document
July 22, 2024 Filed Jul 23, 2024 20:52 UTC
Elliott Brad SDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 24,801 $0.00 Strike: $14.25 $0.00
Disclosure

SEC source: 0001562180-24-005831 · primarydocument.xml · derivative · entry 7

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,864

Underlying: Class A Common Stock · 24,801 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2024 Filed Jul 23, 2024 20:52 UTC
Elliott Brad SDirector · Chief Executive Officer
SaleClass A Common Stock 24,801 $40.64 $1,007,912.64
Disclosure

SEC source: 0001562180-24-005831 · primarydocument.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,616

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.50 USD to $40.80 USD; the price reported above reflects the weighted average sale price.

Read SEC document
July 22, 2024 Filed Jul 23, 2024 20:52 UTC
Elliott Brad SDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 24,801 $14.25 $353,414.25
Disclosure

SEC source: 0001562180-24-005831 · primarydocument.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 16, 2024 17:22 UTC GiftClass A Common Stock 6,852 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004081 · primarydocument.xml · nonDerivative · entry 1

Maland Jerry P · CIK 0001690209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,454

F1 · kind: Gift by reporting person to his adult children not living in his household.

Read SEC document
May 13, 2024 Filed May 17, 2024 15:43 UTC PurchaseClass A Common Stock 2,903 $34.50 $100,153.50
Disclosure

SEC source: 0001562180-24-004129 · primarydocument.xml · nonDerivative · entry 1

Everett Junetta M · CIK 0001810879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,813

Read SEC document
May 01, 2024 Filed May 3, 2024 21:24 UTC
Borck LeonDirector
GrantClass A Common Stock 1,195 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003822 · primarydocument.xml · nonDerivative · entry 1

Borck Leon · CIK 0001886793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,474

F1 · shares: Represents restricted shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:36 UTC GrantClass A Common Stock 1,195 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003794 · primarydocument.xml · nonDerivative · entry 1

Cook Kevin Earl · CIK 0001861148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,735

F1 · shares: Represents restricted shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

F2 · balance_after: Includes transfer of 1,070 shares to Cook Family Trust.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:36 UTC GrantClass A Common Stock 1,195 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003793 · primarydocument.xml · nonDerivative · entry 1

Hutton Benjamen M · CIK 0001810920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,910

F1 · shares: Represents restricted shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:36 UTC GrantClass A Common Stock 1,195 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003792 · primarydocument.xml · nonDerivative · entry 1

Everett Junetta M · CIK 0001810879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,910

F1 · shares: Represents restricted shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:12 UTC GrantClass A Common Stock 1,195 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003809 · primarydocument.xml · nonDerivative · entry 2

Maland Jerry P · CIK 0001690209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,306

F2 · shares: Represents restricted shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:23 UTC GrantStock Option (Right to Buy) · Derivative 2,811 $0.00 Strike: $33.49 $0.00
Disclosure

SEC source: 0001562180-24-003821 · primarydocument.xml · derivative · entry 3

Kossover Gregory H · CIK 0001656842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,811

Underlying: Class A Common Stock · 2,811 shares

Expires 2034-05-01

F3 · shares: Represents stock options issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:16 UTC GrantStock Option (Right to Buy) · Derivative 1,405 $0.00 Strike: $33.49 $0.00
Disclosure

SEC source: 0001562180-24-003810 · primarydocument.xml · derivative · entry 4

Loving James S · CIK 0001545995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,405

Underlying: Class A Common Stock · 1,405 shares

Expires 2034-05-01

F4 · shares: Represents stock options issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:16 UTC GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003810 · primarydocument.xml · nonDerivative · entry 2

Loving James S · CIK 0001545995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,208

F2 · shares: Represents restricted shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:58 UTC GrantClass A Common Stock 1,195 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003800 · primarydocument.xml · nonDerivative · entry 1

PENNER SHAWN DAVID · CIK 0001208684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,943

F1 · shares: Represents restricted shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:57 UTC GrantStock Option (Right to Buy) · Derivative 2,811 $0.00 Strike: $33.49 $0.00
Disclosure

SEC source: 0001562180-24-003799 · primarydocument.xml · derivative · entry 2

Koger Randee R · CIK 0001656860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,811

Underlying: Class A Common Stock · 2,811 shares

Expires 2034-05-01

F1 · shares: Represents stock options issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:56 UTC GrantStock Option (Right to Buy) · Derivative 2,811 $0.00 Strike: $33.49 $0.00
Disclosure

SEC source: 0001562180-24-003798 · primarydocument.xml · derivative · entry 3

Gaeddert Gregory L · CIK 0001656833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,811

Underlying: Class A Common Stock · 2,811 shares

Expires 2034-05-01

F2 · shares: Represents stock options issued to the reporting person pursuant to the Equity Bancshares, Inc 2022 Omnibus Equity Incentive Plan in lieu of retainer and meeting fees. The shares will vest on the first anniversary of the grant date, or May 1, 2025.

Read SEC document
February 29, 2024 Filed Feb 29, 2024 16:16 UTC
Elliott Brad SDirector · Chief Executive Officer
SaleClass A Common Stock 472 $32.02 $15,113.44
Disclosure

SEC source: 0001562180-24-001961 · primarydocument.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,616

Read SEC document
February 28, 2024 Filed Feb 29, 2024 16:16 UTC
Elliott Brad SDirector · Chief Executive Officer
SaleClass A Common Stock 6,290 $31.57 $198,575.30
Disclosure

SEC source: 0001562180-24-001961 · primarydocument.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,088

Read SEC document
February 27, 2024 Filed May 3, 2024 21:16 UTC GiftClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003810 · primarydocument.xml · nonDerivative · entry 3

Loving James S · CIK 0001545995 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By James S. Loving Trust

Disclosed balance after: 11,118

F1 · kind: Reflects the gift of shares from the reporting person to the James S. Loving Trust.

F3 · ownership.nature: The reporting person is the trusted of the James S. Loving Trust.

Read SEC document
February 27, 2024 Filed May 3, 2024 21:16 UTC GiftClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003810 · primarydocument.xml · nonDerivative · entry 1

Loving James S · CIK 0001545995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,610

F1 · kind: Reflects the gift of shares from the reporting person to the James S. Loving Trust.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:32 UTC
Reber Brett AGeneral Counsel
Disposition to issuerClass A Common Stock 1,116 $31.57 $35,232.12
Disclosure

SEC source: 0001562180-24-001890 · primarydocument.xml · nonDerivative · entry 2

Reber Brett A · CIK 0001755774 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,234

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:32 UTC
Reber Brett AGeneral Counsel
GrantClass A Common Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001890 · primarydocument.xml · nonDerivative · entry 1

Reber Brett A · CIK 0001755774 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,350

F1 · shares: Vesting of additional performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

F2 · balance_after: Includes 500 shares purchased on February 14, 2024 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:32 UTC
Navratil Chris MChief Financial Officer
Disposition to issuerClass A Common Stock 442 $31.57 $13,953.94
Disclosure

SEC source: 0001562180-24-001889 · primarydocument.xml · nonDerivative · entry 2

Navratil Chris M · CIK 0001990171 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,353

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:32 UTC
Navratil Chris MChief Financial Officer
GrantClass A Common Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001889 · primarydocument.xml · nonDerivative · entry 1

Navratil Chris M · CIK 0001990171 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,795

F1 · shares: Vesting of additional performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

F2 · balance_after: Includes 500 shares purchased on February 14, 2024 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:32 UTC Disposition to issuerClass A Common Stock 1,259 $31.57 $39,746.63
Disclosure

SEC source: 0001562180-24-001888 · primarydocument.xml · nonDerivative · entry 2

Huber Julie A · CIK 0001656846 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,952

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:32 UTC GrantClass A Common Stock 793 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001888 · primarydocument.xml · nonDerivative · entry 1

Huber Julie A · CIK 0001656846 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,211

F1 · shares: Vesting of additional performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

F2 · balance_after: Includes 500 shares purchased on February 14, 2024 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:32 UTC
Elliott Brad SDirector · Chief Executive Officer
GrantClass A Common Stock 2,625 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001887 · primarydocument.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,378

F1 · shares: Vesting of additional performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

F2 · balance_after: Includes 500 shares purchased on February 14, 2024 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:20 UTC
Reber Brett AGeneral Counsel
SaleClass A Common Stock 255 $32.14 $8,195.70
Disclosure

SEC source: 0001562180-24-001232 · primarydocument.xml · nonDerivative · entry 3

Reber Brett A · CIK 0001755774 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,147

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:20 UTC
Reber Brett AGeneral Counsel
SaleClass A Common Stock 373 $32.14 $11,988.22
Disclosure

SEC source: 0001562180-24-001232 · primarydocument.xml · nonDerivative · entry 2

Reber Brett A · CIK 0001755774 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,402

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:20 UTC
Reber Brett AGeneral Counsel
SaleClass A Common Stock 331 $32.14 $10,638.34
Disclosure

SEC source: 0001562180-24-001232 · primarydocument.xml · nonDerivative · entry 1

Reber Brett A · CIK 0001755774 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,775

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

F2 · balance_after: Balance reflects an additional share adjustment to both time based and performance based grants in January 2024.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:19 UTC SaleClass A Common Stock 421 $32.14 $13,530.94
Disclosure

SEC source: 0001562180-24-001231 · primarydocument.xml · nonDerivative · entry 3

Huber Julie A · CIK 0001656846 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,918

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:19 UTC SaleClass A Common Stock 287 $32.14 $9,224.18
Disclosure

SEC source: 0001562180-24-001231 · primarydocument.xml · nonDerivative · entry 2

Huber Julie A · CIK 0001656846 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,339

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:19 UTC SaleClass A Common Stock 342 $32.14 $10,991.88
Disclosure

SEC source: 0001562180-24-001231 · primarydocument.xml · nonDerivative · entry 1

Huber Julie A · CIK 0001656846 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,626

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

F2 · balance_after: Balance reflects an additional share adjustment to both time based and performance based grants in January 2024.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:19 UTC
Slupkowski KrzysztofChief Credit Officer
Disposition to issuerClass A Common Stock 69 $32.14 $2,217.66
Disclosure

SEC source: 0001562180-24-001230 · primarydocument.xml · nonDerivative · entry 5

Slupkowski Krzysztof · CIK 0001991704 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,739

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:19 UTC
Slupkowski KrzysztofChief Credit Officer
SaleClass A Common Stock 61 $32.14 $1,960.54
Disclosure

SEC source: 0001562180-24-001230 · primarydocument.xml · nonDerivative · entry 4

Slupkowski Krzysztof · CIK 0001991704 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,808

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:19 UTC
Slupkowski KrzysztofChief Credit Officer
SaleClass A Common Stock 89 $32.14 $2,860.46
Disclosure

SEC source: 0001562180-24-001230 · primarydocument.xml · nonDerivative · entry 3

Slupkowski Krzysztof · CIK 0001991704 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,869

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:19 UTC
Slupkowski KrzysztofChief Credit Officer
SaleClass A Common Stock 17 $32.04 $544.68
Disclosure

SEC source: 0001562180-24-001230 · primarydocument.xml · nonDerivative · entry 2

Slupkowski Krzysztof · CIK 0001991704 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,958

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:19 UTC
Slupkowski KrzysztofChief Credit Officer
SaleClass A Common Stock 12 $32.04 $384.48
Disclosure

SEC source: 0001562180-24-001230 · primarydocument.xml · nonDerivative · entry 1

Slupkowski Krzysztof · CIK 0001991704 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,975

F1 · shares: Represents shares sold to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 02, 2024 Filed Feb 2, 2024 20:21 UTC
Knutson AnnChief Human Resources Officer
GrantClass A Common Stock 1,142 $32.85 $37,514.70
Disclosure

SEC source: 0001562180-24-000960 · primarydocument.xml · nonDerivative · entry 2

Knutson Ann · CIK 0001977755 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,784

F2 · shares: Represents the grant of 1,142 shares of performance-based restricted units cliff vesting at the later of January 31, 2027 or the date at which performance criteria can be confirmed, if performance criteria are met.

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January 31, 2024 Filed Feb 2, 2024 14:11 UTC
Desai HetalChief Risk Officer
GrantClass A Common Stock 1,492 $32.85 $49,012.20
Disclosure

SEC source: 0001562180-24-000941 · primarydocument.xml · nonDerivative · entry 2

Desai Hetal · CIK 0001949739 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,091

F2 · shares: Represents the grant of 1,492 shares of performance-based restricted units cliff vesting at the later of January 31, 2027 or the date at which performance criteria can be confirmed, if performance criteria are met.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 14:11 UTC
Desai HetalChief Risk Officer
GrantClass A Common Stock 1,492 $32.85 $49,012.20
Disclosure

SEC source: 0001562180-24-000941 · primarydocument.xml · nonDerivative · entry 1

Desai Hetal · CIK 0001949739 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,599

F1 · shares: Represents the grant of 1,492 shares of time-based restricted units vesting in three equal installments beginning on January 31, 2025.

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January 31, 2024 Filed Feb 2, 2024 20:21 UTC
Pass DavidChief Information Officer
GrantClass A Common Stock 1,256 $32.85 $41,259.60
Disclosure

SEC source: 0001562180-24-000961 · primarydocument.xml · nonDerivative · entry 2

Pass David · CIK 0001466017 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,853

F2 · shares: Represents the grant of 1,256 shares of performance-based restricted units cliff vesting at the later of January 31, 2027 or the date at which performance criteria can be confirmed, if performance criteria are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.