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EPM

EVOLUTION PETROLEUM CORP

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1684
SEC CIK
0001006655
Parsed reports
203

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2016 Filed Dec 12, 2016 21:16 UTC GrantCommon Stock 6,418 $9.35 $60,008.30
Disclosure

SEC source: 0001006655-16-000165 · wf-form4_148157737002039.xml · nonDerivative · entry 1

Dozier William · CIK 0001350032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,461

F1 · shares: Award of Restricted Stock pursuant to Company's 2004 Amended and Restated Stock Plan, as amended, subject to vesting.

Read SEC document
December 04, 2016 Filed Dec 5, 2016 22:39 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 2,836 $9.30 $26,374.80
Disclosure

SEC source: 0001006655-16-000157 · wf-form4_148097755377382.xml · nonDerivative · entry 3

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,051

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
December 04, 2016 Filed Dec 5, 2016 22:39 UTC
Keys Randall DPresident and CEO
Tax withholdingCommon Stock 4,810 $9.30 $44,733.00
Disclosure

SEC source: 0001006655-16-000156 · wf-form4_148097753932375.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,570

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
December 04, 2016 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 545 $9.30 $5,068.50
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 5

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,198

Read SEC document
December 02, 2016 Filed Dec 5, 2016 22:39 UTC
Joe DavidSVP & CFO
SaleCommon Stock 6,500 $9.34 $60,710.00
Disclosure

SEC source: 0001006655-16-000157 · wf-form4_148097755377382.xml · nonDerivative · entry 2

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,887

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:39 UTC
Joe DavidSVP & CFO
SaleCommon Stock 3,000 $9.10 $27,300.00
Disclosure

SEC source: 0001006655-16-000157 · wf-form4_148097755377382.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,387

Read SEC document
November 15, 2016 Filed Nov 15, 2016 23:49 UTC
Keys Randall DPresident and CEO
GiftCommon Stock 1,866 $0.00 $0.00
Disclosure

SEC source: 0001006655-16-000150 · wf-form4_147925375580250.xml · nonDerivative · entry 2

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,380

F1 · kind: Represents a personal charitable contribution to the Fidelity Charitable Gift Fund.

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November 14, 2016 Filed Nov 15, 2016 23:49 UTC
Keys Randall DPresident and CEO
GiftCommon Stock 1,453 $0.00 $0.00
Disclosure

SEC source: 0001006655-16-000150 · wf-form4_147925375580250.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,246

F1 · kind: Represents a personal charitable contribution to the Fidelity Charitable Gift Fund.

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November 14, 2016 Filed Nov 15, 2016 23:49 UTC OtherSERIES A PREFERRED STOCK 650 $25.00 $16,250.00
Disclosure

SEC source: 0001006655-16-000149 · wf-form4_147925374040212.xml · nonDerivative · entry 1

Herlin Robert S · CIK 0001293397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: All of the outstanding Series A Preferred Stock was called for redemption by the issuer pursuant to terms thereof.

F2 · price: The redemption price was $25.00 per share, plus accrued and unpaid dividends thereon in the amount of $0.082639 per share, for a total per-share redemption price of $25.082639.

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November 03, 2016 Filed Nov 8, 2016 00:02 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 1,612 $7.25 $11,687.00
Disclosure

SEC source: 0001006655-16-000142 · wf-form4_147856335732627.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,387

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
November 03, 2016 Filed Nov 8, 2016 00:02 UTC
Keys Randall DPresident and CEO
Tax withholdingCommon Stock 3,131 $7.25 $22,699.75
Disclosure

SEC source: 0001006655-16-000141 · wf-form4_147856334225986.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,699

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
November 03, 2016 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 1,268 $7.25 $9,193.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 4

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,743

Read SEC document
October 05, 2016 Filed Oct 7, 2016 20:48 UTC
Joe DavidSVP & CFO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001006655-16-000136 · wf-form4_147587328523502.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,999

F1 · kind: This transaction involved a gift of securities by the reporting person to a charitable organization.

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September 08, 2016 Filed Sep 9, 2016 20:08 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 272 $5.88 $1,599.36
Disclosure

SEC source: 0001006655-16-000130 · wf-form4_147345169563959.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,999

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Herlin Robert SDirector · Executive Chairman
Exercise / conversionContingent Performance Stock Grant · Derivative 8,621 $5.67 Strike: $0.00 $48,881.07
Disclosure

SEC source: 0001006655-16-000124 · wf-form4_147319848109829.xml · derivative · entry 3

Herlin Robert S · CIK 0001293397 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,621

Underlying: Common Stock · 8,621 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Herlin Robert SDirector · Executive Chairman
Tax withholdingCommon Stock 16,358 $5.67 $92,749.86
Disclosure

SEC source: 0001006655-16-000124 · wf-form4_147319848109829.xml · nonDerivative · entry 2

Herlin Robert S · CIK 0001293397 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683,644

F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Herlin Robert SDirector · Executive Chairman
Exercise / conversionCommon Stock 8,621 $5.67 $48,881.07
Disclosure

SEC source: 0001006655-16-000124 · wf-form4_147319848109829.xml · nonDerivative · entry 1

Herlin Robert S · CIK 0001293397 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Keys Randall DPresident and CEO
GrantContingent Performance Stock Grant · Derivative 29,101 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001006655-16-000126 · wf-form4_147319851057662.xml · derivative · entry 5

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,101

Underlying: Common Stock · 29,101 shares

Expires 2020-09-01

F2 · derivative.exercise_date: The Company granted these shares of restricted stock pursuant to the Company's Amended and Restated 2004 Stock Plan, subject to specific performance goals and other vesting criteria.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Keys Randall DPresident and CEO
Exercise / conversionContingent Performance Stock Grant · Derivative 12,931 $5.67 Strike: $0.00 $73,318.77
Disclosure

SEC source: 0001006655-16-000126 · wf-form4_147319851057662.xml · derivative · entry 4

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,931

Underlying: Common Stock · 12,931 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Keys Randall DPresident and CEO
Exercise / conversionCommon Stock 12,931 $5.67 $73,318.77
Disclosure

SEC source: 0001006655-16-000126 · wf-form4_147319851057662.xml · nonDerivative · entry 3

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Keys Randall DPresident and CEO
GrantCommon Stock 87,302 $5.67 $495,002.34
Disclosure

SEC source: 0001006655-16-000126 · wf-form4_147319851057662.xml · nonDerivative · entry 2

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,899

F2 · shares: The Company granted these shares of restricted stock pursuant to the Company's Amended and Restated 2004 Stock Plan, subject to specific performance goals and other vesting criteria.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Keys Randall DPresident and CEO
Tax withholdingCommon Stock 22,543 $5.67 $127,818.81
Disclosure

SEC source: 0001006655-16-000126 · wf-form4_147319851057662.xml · nonDerivative · entry 1

Keys Randall D · CIK 0001050736 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,597

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Joe DavidSVP & CFO
GrantCommon Stock · Derivative 14,697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · derivative · entry 5

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,697

Underlying: Common Stock · 14,697 shares

Expires 2020-09-01

F2 · derivative.exercise_date: The Company granted these shares of restricted stock pursuant to the Company's Amended and Restated 2004 Stock Plan, subject to specific performance goals and other vesting criteria.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Joe DavidSVP & CFO
Exercise / conversionContingent Performance Stock Grant · Derivative 6,021 $5.67 Strike: $0.00 $34,139.07
Disclosure

SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · derivative · entry 4

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,021

Underlying: Common Stock · 6,021 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Joe DavidSVP & CFO
Exercise / conversionCommon Stock 6,021 $5.67 $34,139.07
Disclosure

SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · nonDerivative · entry 3

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Joe DavidSVP & CFO
GrantCommon Stock 44,092 $5.67 $250,001.64
Disclosure

SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · nonDerivative · entry 2

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,250

F2 · shares: The Company granted these shares of restricted stock pursuant to the Company's Amended and Restated 2004 Stock Plan, subject to specific performance goals and other vesting criteria.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 9,136 $5.67 $51,801.12
Disclosure

SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,158

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
September 01, 2016 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Exercise / conversionContingent Performance Stock Grant · Derivative 2,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · derivative · entry 30

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,229

Underlying: Common Stock · 2,593 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.

F5 · derivative.exercise_date: Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met.

Read SEC document
September 01, 2016 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
GrantContingent Performance Stock Grant · Derivative 5,614 $5.67 Strike: $0.00 $31,831.38
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · derivative · entry 29

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,822

Underlying: Common Stock · 5,614 shares

Expires 2020-09-01

F4 · kind: Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.

F5 · derivative.exercise_date: Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met.

Read SEC document
September 01, 2016 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 4,434 $5.67 $25,140.78
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 3

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,011

Read SEC document
September 01, 2016 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Exercise / conversionCommon Stock 2,593 $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 2

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.

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September 01, 2016 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
GrantCommon Stock 16,843 $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 1

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,852

F1 · kind: Award of Restricted Stock subject to vesting conditions specified in grant agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.