Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC |
Joe DavidSVP & CFO
|
GrantCommon Stock | 13,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000052 · wf-form4_151018464887873.xml · nonDerivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,537 F3 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC |
Joe DavidSVP & CFO
|
Tax withholdingCommon Stock | 7,578 | $7.20 | $54,561.60 |
DisclosureSEC source: 0001006655-17-000052 · wf-form4_151018464887873.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,342 F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC |
Joe DavidSVP & CFO
|
Exercise / conversionCommon Stock | 6,021 | $7.20 | $43,351.20 |
DisclosureSEC source: 0001006655-17-000052 · wf-form4_151018464887873.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC |
Keys Randall DPresident and CEO
|
Exercise / conversionContingent Performance Stock Grant · Derivative | 12,931 | $7.20 Strike: $0.00 | $93,103.20 |
DisclosureSEC source: 0001006655-17-000051 · wf-form4_151018463268659.xml · derivative · entry 4 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,931 shares Expires 2019-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC |
Keys Randall DPresident and CEO
|
GrantCommon Stock | 26,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000051 · wf-form4_151018463268659.xml · nonDerivative · entry 3 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,070 F3 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC |
Keys Randall DPresident and CEO
|
Tax withholdingCommon Stock | 16,275 | $7.20 | $117,180.00 |
DisclosureSEC source: 0001006655-17-000051 · wf-form4_151018463268659.xml · nonDerivative · entry 2 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,945 F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC |
Keys Randall DPresident and CEO
|
Exercise / conversionCommon Stock | 12,931 | $7.20 | $93,103.20 |
DisclosureSEC source: 0001006655-17-000051 · wf-form4_151018463268659.xml · nonDerivative · entry 1 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:17 UTC |
Herlin Robert SDirector
|
Exercise / conversionContingent Performance Stock Grant · Derivative | 8,621 | $7.20 Strike: $0.00 | $62,071.20 |
DisclosureSEC source: 0001006655-17-000048 · wf-form4_151017941551596.xml · derivative · entry 2 Herlin Robert S · CIK 0001293397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,621 shares Expires 2019-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:17 UTC |
Herlin Robert SDirector
|
Exercise / conversionCommon Stock | 8,621 | $7.20 | $62,071.20 |
DisclosureSEC source: 0001006655-17-000048 · wf-form4_151017941551596.xml · nonDerivative · entry 1 Herlin Robert S · CIK 0001293397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document |
| November 06, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
Exercise / conversionContingent Performance Stock Grant · Derivative | 2,593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · derivative · entry 32 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125 Underlying: Common Stock · 2,593 shares Expires 2019-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied. F5 · derivative.exercise_date: Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met. Read SEC document |
| November 06, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
GrantCommon Stock | 5,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 12 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,552 F1 · kind: Award of Restricted Stock subject to vesting conditions specified in grant agreement. Read SEC document |
| November 06, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
Tax withholdingCommon Stock | 3,264 | $7.20 | $23,500.80 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 11 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,511 Read SEC document |
| November 06, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
Exercise / conversionCommon Stock | 2,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 10 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 20:22 UTC |
Keys Randall DPresident and CEO
|
Tax withholdingCommon Stock | 610 | $7.00 | $4,270.00 |
DisclosureSEC source: 0001006655-17-000043 · wf-form4_150948133922353.xml · nonDerivative · entry 1 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,289 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 22:48 UTC |
Joe DavidSVP & CFO
|
GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000038 · wf-form4_150637972425594.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,899 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:14 UTC |
Keys Randall DPresident and CEO
|
Tax withholdingCommon Stock | 6,189 | $6.95 | $43,013.55 |
DisclosureSEC source: 0001006655-17-000028 · wf-form4_150473242722702.xml · nonDerivative · entry 1 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,899 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:13 UTC |
Joe DavidSVP & CFO
|
Tax withholdingCommon Stock | 1,540 | $6.95 | $10,703.00 |
DisclosureSEC source: 0001006655-17-000027 · wf-form4_150473241141288.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,549 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| September 01, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
Tax withholdingCommon Stock | 577 | $6.95 | $4,010.15 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 9 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,182 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:33 UTC |
Joe DavidSVP & CFO
|
Tax withholdingCommon Stock | 606 | $7.25 | $4,393.50 |
DisclosureSEC source: 0001628280-17-008996 · wf-form4_150412521581301.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,089 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:33 UTC |
Keys Randall DPresident and CEO
|
Tax withholdingCommon Stock | 2,245 | $7.25 | $16,276.25 |
DisclosureSEC source: 0001628280-17-008995 · wf-form4_150412519773835.xml · nonDerivative · entry 1 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,088 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| August 28, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
Tax withholdingCommon Stock | 309 | $7.25 | $2,240.25 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 8 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,759 Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:52 UTC |
Joe DavidSVP & CFO
|
Exercise / conversionContingent Performance Stock Grant · Derivative | 1,922 | $8.05 Strike: $0.00 | $15,472.10 |
DisclosureSEC source: 0001006655-17-000023 · wf-form4_150239836592254.xml · derivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,922 shares Expires 2018-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on August 28, 2014 that vested upon attainment of a specific performance goal. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:52 UTC |
Joe DavidSVP & CFO
|
Tax withholdingCommon Stock | 789 | $8.05 | $6,351.45 |
DisclosureSEC source: 0001006655-17-000023 · wf-form4_150239836592254.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,695 F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:52 UTC |
Joe DavidSVP & CFO
|
Exercise / conversionCommon Stock | 1,922 | $8.05 | $15,472.10 |
DisclosureSEC source: 0001006655-17-000023 · wf-form4_150239836592254.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on August 28, 2014 that vested upon attainment of a specific performance goal. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:53 UTC |
Keys Randall DPresident and CEO
|
Exercise / conversionContingent Performance Stock Grant · Derivative | 3,731 | $8.05 Strike: $0.00 | $30,034.55 |
DisclosureSEC source: 0001006655-17-000024 · wf-form4_150239838279192.xml · derivative · entry 3 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,731 shares Expires 2018-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on August 28, 2014 that vested upon attainment of a specific performance goal. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:53 UTC |
Keys Randall DPresident and CEO
|
Tax withholdingCommon Stock | 1,566 | $8.05 | $12,606.30 |
DisclosureSEC source: 0001006655-17-000024 · wf-form4_150239838279192.xml · nonDerivative · entry 2 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,333 F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:53 UTC |
Keys Randall DPresident and CEO
|
Exercise / conversionCommon Stock | 3,731 | $8.05 | $30,034.55 |
DisclosureSEC source: 0001006655-17-000024 · wf-form4_150239838279192.xml · nonDerivative · entry 1 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on August 28, 2014 that vested upon attainment of a specific performance goal. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:52 UTC |
Herlin Robert SDirector
|
Exercise / conversionContingent Performance Stock Grant · Derivative | 6,269 | $8.05 Strike: $0.00 | $50,465.45 |
DisclosureSEC source: 0001006655-17-000022 · wf-form4_150239834901994.xml · derivative · entry 2 Herlin Robert S · CIK 0001293397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,269 shares Expires 2018-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on August 28, 2014 that vested upon attainment of a specific performance goal. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:52 UTC |
Herlin Robert SDirector
|
Exercise / conversionCommon Stock | 6,269 | $8.05 | $50,465.45 |
DisclosureSEC source: 0001006655-17-000022 · wf-form4_150239834901994.xml · nonDerivative · entry 1 Herlin Robert S · CIK 0001293397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on August 28, 2014 that vested upon attainment of a specific performance goal. Read SEC document |
| August 10, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
Exercise / conversionContingent Performance Stock Grant · Derivative | 1,511 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · derivative · entry 31 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,718 Underlying: Common Stock · 1,511 shares Expires 2018-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied. F5 · derivative.exercise_date: Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met. Read SEC document |
| August 10, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
Tax withholdingCommon Stock | 641 | $8.05 | $5,160.05 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 7 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,068 Read SEC document |
| August 10, 2017 Filed Aug 4, 2021 20:35 UTC |
Schultz Roderick A.Vice President and C.A.O.
|
Exercise / conversionCommon Stock | 1,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 6 Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 21:19 UTC |
Joe DavidSVP & CFO
|
GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000016 · wf-form4_149998077770121.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,562 F1 · kind: This transaction involved a gift of securities by the reporting person to a Section 501(c)(3) charitable organization. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:08 UTC |
Joe DavidSVP & CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | Not disclosed | $2.19 Strike: $2.19 | $35,231.00 |
DisclosureSEC source: 0001006655-17-000014 · wf-form4_149582927597442.xml · derivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Employee Stock Option (right to buy) · 35,231 shares Expires 2017-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option, originally granted on September 7, 2007, represents a right to purchase 50,000 shares, became exercisable with respect to 1/8 of the total number of shares covered by the option when the employee completed six months of continuous employment from the date of grant, and thereafter with respect to 1/16 of the shares covered by the option upon completion of each three months of continuous employment thereafter. On March 5, 2014, a portion of this stock option was exercised, leaving 35,231 options unexercised. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:08 UTC |
Joe DavidSVP & CFO
|
Tax withholdingCommon Stock | 10,220 | $7.55 | $77,161.00 |
DisclosureSEC source: 0001006655-17-000014 · wf-form4_149582927597442.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,062 F1 · shares: Transfer of shares to pay exercise price. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:08 UTC |
Joe DavidSVP & CFO
|
Exercise / conversionCommon Stock | 35,231 | $2.19 | $77,155.89 |
DisclosureSEC source: 0001006655-17-000014 · wf-form4_149582927597442.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Aug 4, 2017 21:07 UTC |
Keys Randall DPresident and CEO
|
GiftCommon Stock | 8,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000018 · wf-form5_150188081304555.xml · nonDerivative · entry 2 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,168 F1 · kind: Contribution of common stock to 501(c)(3) charitable organization Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 21:05 UTC |
JVL Advisors, L.L.C.10% owner
LOVOI JOHN10% owner
|
SaleCommon Stock | 2,024 | $9.18 | $18,572.43 |
DisclosureSEC source: 0001144204-17-010962 · v460263_form4.xml · nonDerivative · entry 8 JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner LOVOI JOHN · CIK 0001271502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 168,022 F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · shares: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F9 · shares: Represents Panakeia's sale of shares of common stock. F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · balance_after: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F10 · balance_after: Represents shares of common stock held by Panakeia. F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · ownership.nature: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F10 · ownership.nature: Represents shares of common stock held by Panakeia. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 21:05 UTC |
JVL Advisors, L.L.C.10% owner
LOVOI JOHN10% owner
|
SaleCommon Stock | 7,717 | $9.18 | $70,811.96 |
DisclosureSEC source: 0001144204-17-010962 · v460263_form4.xml · nonDerivative · entry 7 JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner LOVOI JOHN · CIK 0001271502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 788,551 F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · shares: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F7 · shares: Represents Navitas' sale of shares of common stock. F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · balance_after: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F8 · balance_after: Represents shares of common stock held by Navitas. F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · ownership.nature: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F8 · ownership.nature: Represents shares of common stock held by Navitas. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 21:05 UTC |
JVL Advisors, L.L.C.10% owner
LOVOI JOHN10% owner
|
SaleCommon Stock | 1,296 | $9.18 | $11,892.23 |
DisclosureSEC source: 0001144204-17-010962 · v460263_form4.xml · nonDerivative · entry 6 JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner LOVOI JOHN · CIK 0001271502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 195,639 F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · shares: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F5 · shares: Represents Asklepios' sale of shares of common stock. F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · balance_after: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F6 · balance_after: Represents shares of common stock held by Asklepios. F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · ownership.nature: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F6 · ownership.nature: Represents shares of common stock held by Asklepios. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 21:05 UTC |
JVL Advisors, L.L.C.10% owner
LOVOI JOHN10% owner
|
SaleCommon Stock | 10,000 | $9.04 | $90,400.00 |
DisclosureSEC source: 0001144204-17-010962 · v460263_form4.xml · nonDerivative · entry 5 JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner LOVOI JOHN · CIK 0001271502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,180,879 F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · shares: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F3 · shares: Represents Belridge's sale of shares of common stock. F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · balance_after: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F4 · balance_after: Represents shares of common stock held by Belridge. F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · ownership.nature: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F4 · ownership.nature: Represents shares of common stock held by Belridge. Read SEC document |
| February 17, 2017 Filed Feb 24, 2017 21:05 UTC |
JVL Advisors, L.L.C.10% owner
LOVOI JOHN10% owner
|
SaleCommon Stock | 4,954 | $9.02 | $44,699.94 |
DisclosureSEC source: 0001144204-17-010962 · v460263_form4.xml · nonDerivative · entry 4 JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner LOVOI JOHN · CIK 0001271502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 170,046 F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · shares: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F9 · shares: Represents Panakeia's sale of shares of common stock. F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · balance_after: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F10 · balance_after: Represents shares of common stock held by Panakeia. F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · ownership.nature: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F10 · ownership.nature: Represents shares of common stock held by Panakeia. Read SEC document |
| February 17, 2017 Filed Feb 24, 2017 21:05 UTC |
JVL Advisors, L.L.C.10% owner
LOVOI JOHN10% owner
|
SaleCommon Stock | 18,232 | $9.02 | $164,507.34 |
DisclosureSEC source: 0001144204-17-010962 · v460263_form4.xml · nonDerivative · entry 3 JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner LOVOI JOHN · CIK 0001271502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 796,268 F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · shares: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F7 · shares: Represents Navitas' sale of shares of common stock. F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · balance_after: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F8 · balance_after: Represents shares of common stock held by Navitas. F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · ownership.nature: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F8 · ownership.nature: Represents shares of common stock held by Navitas. Read SEC document |
| February 17, 2017 Filed Feb 24, 2017 21:05 UTC |
JVL Advisors, L.L.C.10% owner
LOVOI JOHN10% owner
|
SaleCommon Stock | 2,765 | $9.02 | $24,948.60 |
DisclosureSEC source: 0001144204-17-010962 · v460263_form4.xml · nonDerivative · entry 2 JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner LOVOI JOHN · CIK 0001271502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 196,935 F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · shares: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F5 · shares: Represents Asklepios' sale of shares of common stock. F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · balance_after: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F6 · balance_after: Represents shares of common stock held by Asklepios. F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · ownership.nature: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F6 · ownership.nature: Represents shares of common stock held by Asklepios. Read SEC document |
| February 17, 2017 Filed Feb 24, 2017 21:05 UTC |
JVL Advisors, L.L.C.10% owner
LOVOI JOHN10% owner
|
SaleCommon Stock | 10,000 | $9.04 | $90,400.00 |
DisclosureSEC source: 0001144204-17-010962 · v460263_form4.xml · nonDerivative · entry 1 JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner LOVOI JOHN · CIK 0001271502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,190,879 F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · shares: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F3 · shares: Represents Belridge's sale of shares of common stock. F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · balance_after: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F4 · balance_after: Represents shares of common stock held by Belridge. F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia", and with Navitas and Asklepios, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge"). F2 · ownership.nature: Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities. F4 · ownership.nature: Represents shares of common stock held by Belridge. Read SEC document |
| December 30, 2016 Filed Aug 4, 2017 21:07 UTC |
Keys Randall DPresident and CEO
|
GiftCommon Stock | 13,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000018 · wf-form5_150188081304555.xml · nonDerivative · entry 1 Keys Randall D · CIK 0001050736 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,277 F1 · kind: Contribution of common stock to 501(c)(3) charitable organization Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:17 UTC |
DiPaolo Edward JohnDirector
|
GrantCommon Stock | 6,418 | $9.35 | $60,008.30 |
DisclosureSEC source: 0001006655-16-000169 · wf-form4_148157744240930.xml · nonDerivative · entry 1 DiPaolo Edward John · CIK 0001296118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,074 F1 · shares: Award of Restricted Stock pursuant to Company's 2004 Amended and Restated Stock Plan, as amended, subject to vesting. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:17 UTC |
Herlin Robert SDirector
|
GrantCommon Stock | 6,418 | $9.35 | $60,008.30 |
DisclosureSEC source: 0001006655-16-000168 · wf-form4_148157742612870.xml · nonDerivative · entry 1 Herlin Robert S · CIK 0001293397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,690,062 F1 · shares: Award of Restricted Stock pursuant to Company's 2004 Amended and Restated Stock Plan, as amended, subject to vesting. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:17 UTC |
Stoever Gene GDirector
|
GrantCommon Stock | 6,418 | $9.35 | $60,008.30 |
DisclosureSEC source: 0001006655-16-000167 · wf-form4_148157740934879.xml · nonDerivative · entry 1 Stoever Gene G · CIK 0001295826 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee for The Stoever Family Living Trust. Disclosed balance after: 189,903 F1 · shares: Award of Restricted Stock pursuant to Company's 2004 Amended and Restated Stock Plan, as amended, subject to vesting. F2 · ownership.direct: Shares held in family living trust. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:16 UTC |
Loyd Kelly WilliamDirector
|
GrantCommon Stock | 6,418 | $9.35 | $60,008.30 |
DisclosureSEC source: 0001006655-16-000166 · wf-form4_148157739161625.xml · nonDerivative · entry 1 Loyd Kelly William · CIK 0001452310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,426 F1 · shares: Award of Restricted Stock pursuant to Company's 2004 Amended and Restated Stock Plan, as amended, subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.