Tapewire

NYSE · USD

EPM

EVOLUTION PETROLEUM CORP

Export transactions ↓
Tapewire entity
1684
SEC CIK
0001006655
Parsed reports
203

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2018 Filed Dec 7, 2018 22:42 UTC GrantCommon Stock 7,043 $8.52 $60,006.36
Disclosure

SEC source: 0001006655-18-000066 · wf-form4_154422252982507.xml · nonDerivative · entry 1

Herlin Robert S · CIK 0001293397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,819

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:42 UTC GrantCommon Stock 7,043 $8.52 $60,006.36
Disclosure

SEC source: 0001006655-18-000065 · wf-form4_154422250312623.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,293

Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:55 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 1,646 $9.02 $14,846.92
Disclosure

SEC source: 0001006655-18-000057 · wf-form4_154396774239219.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,802

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
December 04, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 316 $9.02 $2,850.32
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 25

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,437

Read SEC document
October 09, 2018 Filed Oct 11, 2018 22:08 UTC
Joe DavidSVP & CFO
SaleCommon Stock 4,306 $12.58 $54,165.17
Disclosure

SEC source: 0001006655-18-000049 · wf-form4_153929567372294.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,448

F1 · kind: Pursuant to a 10b5-1 trading plan.

F2 · price: The price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $12.50 to $12.62. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 01:41 UTC
LOVOI JOHN10% owner
SaleCommon Stock 42,220 $11.24 $474,671.02
Disclosure

SEC source: 0001144204-18-050803 · tv503525_4.xml · nonDerivative · entry 3

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 252,106

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F7 · price: Represents a weighted average sale price for the shares of common stock - the high price was $11.3000 and the low price was $11.2000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 01:41 UTC
LOVOI JOHN10% owner
SaleCommon Stock 22,090 $11.03 $243,630.61
Disclosure

SEC source: 0001144204-18-050803 · tv503525_4.xml · nonDerivative · entry 2

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 294,326

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F6 · price: Represents a weighted average sale price for the shares of common stock - the high price was $11.1750 and the low price was $11.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 21, 2018 Filed Sep 26, 2018 01:41 UTC
LOVOI JOHN10% owner
SaleCommon Stock 45,000 $10.92 $491,251.50
Disclosure

SEC source: 0001144204-18-050803 · tv503525_4.xml · nonDerivative · entry 1

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 316,416

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F5 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.9500 and the low price was $10.9000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 22:23 UTC
LOVOI JOHN10% owner
SaleCommon Stock 21,500 $10.89 $234,210.25
Disclosure

SEC source: 0001144204-18-050182 · tv503236_4.xml · nonDerivative · entry 3

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 361,416

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F7 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.9500 and the low price was $10.8500. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 22:23 UTC
LOVOI JOHN10% owner
SaleCommon Stock 90,000 $10.79 $970,722.00
Disclosure

SEC source: 0001144204-18-050182 · tv503236_4.xml · nonDerivative · entry 2

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 382,916

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F6 · price: Represents a weighted average sale price for the shares of common stock - the high price was $11.0500 and the low price was $10.5000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 14, 2018 Filed Sep 20, 2018 22:23 UTC
LOVOI JOHN10% owner
SaleCommon Stock 7,806 $10.27 $80,155.91
Disclosure

SEC source: 0001144204-18-050182 · tv503236_4.xml · nonDerivative · entry 1

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 472,916

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F5 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.3000 and the low price was $10.2500. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 01:12 UTC
LOVOI JOHN10% owner
SaleCommon Stock 25,000 $10.12 $253,000.00
Disclosure

SEC source: 0001144204-18-049249 · tv502801_4.xml · nonDerivative · entry 3

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 480,722

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F7 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.1500 and the low price was $10.1000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 01:12 UTC
LOVOI JOHN10% owner
SaleCommon Stock 25,000 $10.01 $250,235.00
Disclosure

SEC source: 0001144204-18-049249 · tv502801_4.xml · nonDerivative · entry 2

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 505,722

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F6 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.0750 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 01:12 UTC
LOVOI JOHN10% owner
SaleCommon Stock 18,914 $10.07 $190,429.93
Disclosure

SEC source: 0001144204-18-049249 · tv502801_4.xml · nonDerivative · entry 1

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 530,722

F1 · shares: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · shares: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents the Partnership's sale of shares of common stock.

F5 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.1000 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by the Partnership.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership (the "Partnership").

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnership, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnership; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnership in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by the Partnership.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 22:10 UTC
Joe DavidSVP & CFO
Exercise / conversionCommon Stock · Derivative 7,348 $9.90 Strike: $0.00 $72,745.20
Disclosure

SEC source: 0001006655-18-000040 · wf-form4_153635818547948.xml · derivative · entry 4

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,349

Underlying: Common Stock · 7,348 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 22:10 UTC
Joe DavidSVP & CFO
GrantCommon Stock 26,768 $0.00 $0.00
Disclosure

SEC source: 0001006655-18-000040 · wf-form4_153635818547948.xml · nonDerivative · entry 3

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,543

F3 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 22:10 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 3,579 $9.90 $35,432.10
Disclosure

SEC source: 0001006655-18-000040 · wf-form4_153635818547948.xml · nonDerivative · entry 2

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,775

F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 22:10 UTC
Joe DavidSVP & CFO
Exercise / conversionCommon Stock 7,348 $9.90 $72,745.20
Disclosure

SEC source: 0001006655-18-000040 · wf-form4_153635818547948.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal.

Read SEC document
September 05, 2018 Filed Sep 17, 2018 22:25 UTC Amendment
Joe DavidSVP & CFO
Exercise / conversionCommon Stock · Derivative 7,348 $9.90 Strike: $0.00 $72,745.20
Disclosure

SEC source: 0001006655-18-000047 · wf-form4a_153722314289140.xml · derivative · entry 4

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,349

Underlying: Common Stock · 7,348 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal.

Read SEC document
September 05, 2018 Filed Sep 17, 2018 22:25 UTC Amendment
Joe DavidSVP & CFO
GrantCommon Stock 26,768 $0.00 $0.00
Disclosure

SEC source: 0001006655-18-000047 · wf-form4a_153722314289140.xml · nonDerivative · entry 3

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,754

F3 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
September 05, 2018 Filed Sep 17, 2018 22:25 UTC Amendment
Joe DavidSVP & CFO
Tax withholdingCommon Stock 5,368 $9.90 $53,143.20
Disclosure

SEC source: 0001006655-18-000047 · wf-form4a_153722314289140.xml · nonDerivative · entry 2

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,986

F2 · shares: Form 4 amended to correctly reflect 5,368 shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
September 05, 2018 Filed Sep 17, 2018 22:25 UTC Amendment
Joe DavidSVP & CFO
Exercise / conversionCommon Stock 7,348 $9.90 $72,745.20
Disclosure

SEC source: 0001006655-18-000047 · wf-form4a_153722314289140.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal.

Read SEC document
September 05, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Exercise / conversionContingent Performance Stock Grant · Derivative 2,807 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · derivative · entry 33

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,807

Underlying: Common Stock · 2,807 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.

F5 · derivative.exercise_date: Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met.

F7 · balance_after: Total includes expiration of Contingent Restricted Stock awards prior to this transaction.

Read SEC document
September 05, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 1,975 $9.90 $19,552.50
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 24

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,753

Read SEC document
September 05, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
GrantCommon Stock 12,425 $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 23

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,728

F1 · kind: Award of Restricted Stock subject to vesting conditions specified in grant agreement.

Read SEC document
September 05, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Exercise / conversionCommon Stock 2,807 $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 22

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:52 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 886 $10.05 $8,904.30
Disclosure

SEC source: 0001006655-18-000038 · wf-form4_153618076015441.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,006

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
September 01, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 329 $10.05 $3,306.45
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 21

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,496

Read SEC document
August 28, 2018 Filed Aug 30, 2018 20:23 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 346 $9.65 $3,338.90
Disclosure

SEC source: 0001006655-18-000036 · wf-form4_153566061780374.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,892

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
August 28, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 183 $9.65 $1,765.95
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 20

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,825

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:21 UTC
Joe DavidSVP & CFO
SaleCommon Stock 12,352 $12.00 $148,224.00
Disclosure

SEC source: 0001006655-18-000030 · wf-form4_153143044315319.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,238

F1 · kind: Pursuant to a 10b5-1 trading plan.

Read SEC document
July 06, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
SaleCommon Stock 3,000 $11.40 $34,200.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 18

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,552

F3 · kind: Pursuant to a 10b5-1 trading plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:11 UTC
Joe DavidSVP & CFO
SaleCommon Stock 16,000 $11.02 $176,270.40
Disclosure

SEC source: 0001006655-18-000028 · wf-form4_153065227424122.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,590

F1 · kind: Pursuant to a 10b5-1 trading plan.

F2 · price: The price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $11.00 to $11.08. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
SaleCommon Stock 3,000 $10.60 $31,800.00
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 17

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,552

F3 · kind: Pursuant to a 10b5-1 trading plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 00:09 UTC
LOVOI JOHN10% owner
SaleCommon Stock 103,488 $9.89 $1,023,910.27
Disclosure

SEC source: 0001144204-18-037043 · tv497934_form4.xml · nonDerivative · entry 3

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 549,636

F1 · shares: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Navitas' sale of shares of common stock.

F8 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.1000 and the low price was $9.8000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Navitas.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Navitas.

Read SEC document
June 28, 2018 Filed Jul 3, 2018 00:09 UTC
LOVOI JOHN10% owner
SaleCommon Stock 11,882 $10.12 $120,195.94
Disclosure

SEC source: 0001144204-18-037043 · tv497934_form4.xml · nonDerivative · entry 2

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 409,708

F1 · shares: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F5 · shares: Represents Luxiver's sale of shares of common stock.

F7 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.3000 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 28, 2018 Filed Jul 3, 2018 00:09 UTC
LOVOI JOHN10% owner
SaleCommon Stock 29,336 $10.12 $296,757.11
Disclosure

SEC source: 0001144204-18-037043 · tv497934_form4.xml · nonDerivative · entry 1

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 653,124

F1 · shares: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Navitas' sale of shares of common stock.

F7 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.3000 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Navitas.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Navitas.

Read SEC document
June 27, 2018 Filed Jun 28, 2018 00:00 UTC
LOVOI JOHN10% owner
SaleCommon Stock 86,231 $10.32 $889,653.85
Disclosure

SEC source: 0001144204-18-036158 · tv497488_4.xml · nonDerivative · entry 3

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 446,590

F1 · shares: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Luxiver's sale of shares of common stock.

F7 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.4250 and the low price was $10.2000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 00:00 UTC
LOVOI JOHN10% owner
SaleCommon Stock 120,000 $10.12 $1,213,800.00
Disclosure

SEC source: 0001144204-18-036158 · tv497488_4.xml · nonDerivative · entry 2

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 532,821

F1 · shares: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Luxiver's sale of shares of common stock.

F6 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.2000 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 25, 2018 Filed Jun 28, 2018 00:00 UTC
LOVOI JOHN10% owner
SaleCommon Stock 50,000 $10.09 $504,570.00
Disclosure

SEC source: 0001144204-18-036158 · tv497488_4.xml · nonDerivative · entry 1

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 652,821

F1 · shares: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Luxiver's sale of shares of common stock.

F5 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.2500 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, Luxiver, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Luxiver; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by Luxiver in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:58 UTC
LOVOI JOHN10% owner
SaleCommon Stock 10,000 $9.90 $99,000.00
Disclosure

SEC source: 0001144204-18-035569 · tv497138_4.xml · nonDerivative · entry 4

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,000,000

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F5 · shares: Represents Belridge's sale of shares of common stock.

F10 · price: Represents a weighted average sale price for the shares of common stock - the high price was $9.9000 and the low price was $9.9000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · balance_after: Represents shares of common stock held by Belridge.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · ownership.nature: Represents shares of common stock held by Belridge.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:58 UTC
LOVOI JOHN10% owner
SaleCommon Stock 20,000 $9.86 $197,150.00
Disclosure

SEC source: 0001144204-18-035569 · tv497138_4.xml · nonDerivative · entry 3

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 702,821

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Luxiver's sale of shares of common stock.

F9 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.0000 and the low price was $9.8500. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 20, 2018 Filed Jun 25, 2018 16:58 UTC
LOVOI JOHN10% owner
SaleCommon Stock 20,000 $9.95 $199,008.00
Disclosure

SEC source: 0001144204-18-035569 · tv497138_4.xml · nonDerivative · entry 2

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,010,000

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F5 · shares: Represents Belridge's sale of shares of common stock.

F8 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.0300 and the low price was $9.9000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · balance_after: Represents shares of common stock held by Belridge.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · ownership.nature: Represents shares of common stock held by Belridge.

Read SEC document
June 20, 2018 Filed Jun 25, 2018 16:58 UTC
LOVOI JOHN10% owner
SaleCommon Stock 25,000 $10.02 $250,577.50
Disclosure

SEC source: 0001144204-18-035569 · tv497138_4.xml · nonDerivative · entry 1

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 722,821

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Luxiver's sale of shares of common stock.

F7 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.0500 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 23:15 UTC
LOVOI JOHN10% owner
SaleCommon Stock 37,000 $9.88 $365,578.50
Disclosure

SEC source: 0001144204-18-034866 · tv496824_form4.xml · nonDerivative · entry 4

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 747,821

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Luxiver's sale of shares of common stock.

F10 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.0000 and the low price was $9.8500. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 19, 2018 Filed Jul 3, 2018 00:05 UTC Amendment
LOVOI JOHN10% owner
SaleCommon Stock 37,000 $9.88 $365,578.50
Disclosure

SEC source: 0001144204-18-037041 · tv497930_4a.xml · nonDerivative · entry 5

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 722,821

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Luxiver's sale of shares of common stock.

F11 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.0000 and the low price was $9.8500. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 23:15 UTC
LOVOI JOHN10% owner
SaleCommon Stock 20,000 $10.00 $200,006.00
Disclosure

SEC source: 0001144204-18-034866 · tv496824_form4.xml · nonDerivative · entry 3

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,030,000

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F5 · shares: Represents Belridge's sale of shares of common stock.

F9 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.0300 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · balance_after: Represents shares of common stock held by Belridge.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · ownership.nature: Represents shares of common stock held by Belridge.

Read SEC document
June 18, 2018 Filed Jul 3, 2018 00:05 UTC Amendment
LOVOI JOHN10% owner
SaleCommon Stock 20,000 $10.00 $200,006.00
Disclosure

SEC source: 0001144204-18-037041 · tv497930_4a.xml · nonDerivative · entry 4

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,030,000

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F5 · shares: Represents Belridge's sale of shares of common stock.

F10 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.0300 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · balance_after: Represents shares of common stock held by Belridge.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · ownership.nature: Represents shares of common stock held by Belridge.

Read SEC document
June 18, 2018 Filed Jul 3, 2018 00:05 UTC Amendment
LOVOI JOHN10% owner
SaleCommon Stock 25,000 $9.91 $247,682.50
Disclosure

SEC source: 0001144204-18-037041 · tv497930_4a.xml · nonDerivative · entry 3

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 759,821

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F3 · shares: Represents Luxiver's sale of shares of common stock.

F9 · price: Represents a weighted average sale price for the shares of common stock - the high price was $10.1250 and the low price was $9.8000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · balance_after: Represents shares of common stock held by Luxiver.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F4 · ownership.nature: Represents shares of common stock held by Luxiver.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 23:15 UTC
LOVOI JOHN10% owner
SaleCommon Stock 10,000 $9.83 $98,287.00
Disclosure

SEC source: 0001144204-18-034866 · tv496824_form4.xml · nonDerivative · entry 2

JVL Advisors, L.L.C. · CIK 0001571902 · 10% owner

LOVOI JOHN · CIK 0001271502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,050,000

F1 · shares: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · shares: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F5 · shares: Represents Belridge's sale of shares of common stock.

F8 · price: Represents a weighted average sale price for the shares of common stock - the high price was $9.8800 and the low price was $9.8000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · balance_after: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · balance_after: Represents shares of common stock held by Belridge.

F1 · ownership.nature: John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge") and (ii) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver," and together with Belridge, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.

F2 · ownership.nature: Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.

F6 · ownership.nature: Represents shares of common stock held by Belridge.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.