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EPM

EVOLUTION PETROLEUM CORP

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1684
SEC CIK
0001006655
Parsed reports
203

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2021 Filed Dec 10, 2021 21:16 UTC GrantCommon Stock 11,386 $5.27 $60,004.22
Disclosure

SEC source: 0001006655-21-000063 · wf-form4_163917098353869.xml · nonDerivative · entry 1

Hargrave Marjorie Anne · CIK 0001783211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,288

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:15 UTC GrantCommon Stock 11,386 $5.27 $60,004.22
Disclosure

SEC source: 0001006655-21-000060 · wf-form4_163917091219345.xml · nonDerivative · entry 1

Herlin Robert S · CIK 0001293397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763,352

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:16 UTC GrantCommon Stock 11,386 $5.27 $60,004.22
Disclosure

SEC source: 0001006655-21-000062 · wf-form4_163917095946015.xml · nonDerivative · entry 1

Dozier William · CIK 0001350032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,861

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:15 UTC GrantCommon Stock 11,386 $5.27 $60,004.22
Disclosure

SEC source: 0001006655-21-000061 · wf-form4_163917094119355.xml · nonDerivative · entry 1

DiPaolo Edward John · CIK 0001296118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,474

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:12 UTC GrantCommon Stock 11,386 $5.27 $60,004.22
Disclosure

SEC source: 0001006655-21-000055 · wf-form4_163917072988206.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,826

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 21:07 UTC
Brown Jason E.President & CEO
GrantContingent Performance Stock Grant · Derivative 35,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001006655-21-000053 · wf-form4_163675120761560.xml · derivative · entry 1

Brown Jason E. · CIK 0001550853 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,184

Underlying: Common Stock · 35,952 shares

Expires 2024-06-30

F1 · security: (1) The Company granted these securities pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

F1 · derivative.exercise_date: (1) The Company granted these securities pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 21:05 UTC
Stash RyanSVP & CFO
GrantContingent Performance Stock Grant · Derivative 19,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001006655-21-000052 · wf-form4_163675112244865.xml · derivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,751

Underlying: Common Stock · 19,543 shares

Expires 2024-06-30

F1 · security: (1) The Company granted these securities pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

F1 · derivative.exercise_date: (1) The Company granted these securities pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 00:51 UTC
Brown Jason E.President & CEO
GrantCommon Stock 107,854 $0.00 $0.00
Disclosure

SEC source: 0001006655-21-000041 · wf-form4_163227187140130.xml · nonDerivative · entry 1

Brown Jason E. · CIK 0001550853 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,552

F1 · shares: 1. Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 21:39 UTC
Stash RyanSVP & CFO
GrantCommon Stock 58,629 $0.00 $0.00
Disclosure

SEC source: 0001006655-21-000040 · wf-form4_163226036694058.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,253

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
August 02, 2021 Filed Jul 6, 2022 15:02 UTC Amendment
Schultz Roderick A.Chief Accounting Officer
Disposition to issuerContingent Performance Stock Grant · Derivative 19,361 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-077594 · tm2220479-1_4aseq1.xml · derivative · entry 2

Schultz Roderick A. · CIK 0001872155 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,361 shares

Expires 2024-12-09

F1 · kind: Forfeiture of unvested awards upon the August 2, 2021 retirement of the reporting person under the terms of a Separation Agreement.

F2 · derivative.exercise_date: Award of contingent restricted stock is subject to the grant agreement's vesting conditions.

Read SEC document
August 02, 2021 Filed Jul 6, 2022 15:02 UTC Amendment
Schultz Roderick A.Chief Accounting Officer
Disposition to issuerCommon Stock 71,045 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-077594 · tm2220479-1_4aseq1.xml · nonDerivative · entry 1

Schultz Roderick A. · CIK 0001872155 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,533

F1 · kind: Forfeiture of unvested awards upon the August 2, 2021 retirement of the reporting person under the terms of a Separation Agreement.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:38 UTC GrantCommon Stock 19,868 $3.02 $60,001.36
Disclosure

SEC source: 0001006655-20-000051 · wf-form4_160763991770478.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,440

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:38 UTC GrantCommon Stock 19,868 $3.02 $60,001.36
Disclosure

SEC source: 0001006655-20-000050 · wf-form4_160763990189880.xml · nonDerivative · entry 1

DiPaolo Edward John · CIK 0001296118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,088

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:38 UTC
Stash RyanSVP & CFO
GrantContingent Performance Stock Grant · Derivative 25,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001006655-20-000049 · wf-form4_160763988386462.xml · derivative · entry 2

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,208

Underlying: Common Stock · 25,208 shares

Expires 2024-06-30

F2 · security: The Company granted these securities pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted these securities pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:38 UTC
Stash RyanSVP & CFO
GrantCommon Stock 75,624 $0.00 $0.00
Disclosure

SEC source: 0001006655-20-000049 · wf-form4_160763988386462.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,624

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:38 UTC GrantCommon Stock 19,868 $3.02 $60,001.36
Disclosure

SEC source: 0001006655-20-000048 · wf-form4_160763986811688.xml · nonDerivative · entry 1

Herlin Robert S · CIK 0001293397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,966

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:37 UTC
Brown Jason E.President & CEO
GrantContingent Performance Stock Grant · Derivative 75,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001006655-20-000047 · wf-form4_160763985140490.xml · derivative · entry 2

Brown Jason E. · CIK 0001550853 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,232

Underlying: Common Stock · 75,232 shares

Expires 2024-06-30

F2 · security: The Company granted these securities pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted these securities pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:37 UTC
Brown Jason E.President & CEO
GrantCommon Stock 225,695 $0.00 $0.00
Disclosure

SEC source: 0001006655-20-000047 · wf-form4_160763985140490.xml · nonDerivative · entry 1

Brown Jason E. · CIK 0001550853 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,698

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:37 UTC GrantCommon Stock 19,868 $3.02 $60,001.36
Disclosure

SEC source: 0001006655-20-000046 · wf-form4_160763983426497.xml · nonDerivative · entry 1

Dozier William · CIK 0001350032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,475

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 09, 2020 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
GrantContingent Performance Stock Grant · Derivative 19,361 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · derivative · entry 10

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

Underlying: Common Stock · 19,361 shares

Expires 2024-12-09

F5 · kind: Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.

F4 · derivative.exercise_date: Contingent Restricted Stock award vests (becomes exercisable) when grant agreement's vesting performance conditions are met.

Read SEC document
December 09, 2020 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
GrantCommon Stock 58,084 $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · nonDerivative · entry 8

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,578

F2 · kind: Award of Restricted Stock subject to vesting conditions specified in grant agreement.

Read SEC document
November 23, 2020 Filed Nov 30, 2020 18:05 UTC
Stash RyanSVP & CFO
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001006655-20-000034 · wf-form4_160675949459174.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms.

Read SEC document
September 05, 2020 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 340 $2.86 $972.40
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · nonDerivative · entry 7

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,494

Read SEC document
September 03, 2020 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 1,385 $2.86 $3,961.10
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · nonDerivative · entry 6

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,834

Read SEC document
September 01, 2020 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 907 $2.73 $2,476.11
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · nonDerivative · entry 5

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,219

Read SEC document
December 10, 2019 Filed Dec 10, 2019 21:50 UTC
Joe DavidSVP & CFO
GrantCommon Stock 48,057 $0.00 $0.00
Disclosure

SEC source: 0001006655-19-000044 · wf-form4_157601458943299.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,628

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
December 10, 2019 Filed Dec 10, 2019 21:50 UTC
Brown Jason E.President & CEO
GrantCommon Stock 86,131 $0.00 $0.00
Disclosure

SEC source: 0001006655-19-000045 · wf-form4_157601461136416.xml · nonDerivative · entry 1

Brown Jason E. · CIK 0001550853 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,003

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:22 UTC GrantCommon Stock 11,279 $5.32 $60,004.28
Disclosure

SEC source: 0001006655-19-000055 · wf-form4_157610294229072.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,572

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:21 UTC GrantCommon Stock 11,279 $5.32 $60,004.28
Disclosure

SEC source: 0001006655-19-000053 · wf-form4_157610288515762.xml · nonDerivative · entry 1

DiPaolo Edward John · CIK 0001296118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,220

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:22 UTC GrantCommon Stock 11,279 $5.32 $60,004.28
Disclosure

SEC source: 0001006655-19-000054 · wf-form4_157610291400827.xml · nonDerivative · entry 1

Dozier William · CIK 0001350032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,607

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:21 UTC GrantCommon Stock 11,279 $5.32 $60,004.28
Disclosure

SEC source: 0001006655-19-000052 · wf-form4_157610286004281.xml · nonDerivative · entry 1

Herlin Robert S · CIK 0001293397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,732,098

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:20 UTC GrantCommon Stock 11,279 $5.32 $60,004.28
Disclosure

SEC source: 0001006655-19-000051 · wf-form4_157610283865659.xml · nonDerivative · entry 1

Ogilvie Marran H. · CIK 0001474850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,946

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 10, 2019 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
GrantCommon Stock 22,167 $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · nonDerivative · entry 4

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,126

F2 · kind: Award of Restricted Stock subject to vesting conditions specified in grant agreement.

Read SEC document
December 04, 2019 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 316 $5.13 $1,621.08
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · nonDerivative · entry 3

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,959

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:15 UTC
Joe DavidSVP & CFO
Exercise / conversionCommon Stock · Derivative 7,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001006655-19-000031 · wf-form4_156823650332675.xml · derivative · entry 3

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,349 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:15 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 5,367 $5.93 $31,826.31
Disclosure

SEC source: 0001006655-19-000031 · wf-form4_156823650332675.xml · nonDerivative · entry 2

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,571

F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:15 UTC
Joe DavidSVP & CFO
Exercise / conversionCommon Stock 7,349 $5.93 $43,579.57
Disclosure

SEC source: 0001006655-19-000031 · wf-form4_156823650332675.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal.

Read SEC document
September 09, 2019 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Exercise / conversionContingent Performance Stock Grant · Derivative 2,807 $5.93 Strike: $0.00 $16,645.51
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · derivative · entry 9

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,807 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.

F4 · derivative.exercise_date: Contingent Restricted Stock award vests (becomes exercisable) when grant agreement's vesting performance conditions are met.

Read SEC document
September 09, 2019 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 2,047 $5.93 $12,138.71
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · nonDerivative · entry 2

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,275

Read SEC document
September 09, 2019 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Exercise / conversionCommon Stock 2,807 $0.00 $0.00
Disclosure

SEC source: 0001872155-21-000006 · wf-form4_162810931869389.xml · nonDerivative · entry 1

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.

Read SEC document
September 05, 2019 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 353 $5.88 $2,075.64
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 28

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,515

Read SEC document
September 01, 2019 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 342 $5.92 $2,024.64
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 27

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,868

Read SEC document
July 10, 2019 Filed Jul 12, 2019 21:01 UTC
Brown Jason E.President & CEO
GrantContingent Performance Stock Grant · Derivative 200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001006655-19-000027 · wf-form4_156296525392132.xml · derivative · entry 2

Brown Jason E. · CIK 0001550853 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2023-07-01

F2 · security: The Company granted these restricted stock units pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted these restricted stock units pursuant to the Company's 2016 Equity Incentive Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.

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July 10, 2019 Filed Jul 12, 2019 21:01 UTC
Brown Jason E.President & CEO
GrantCommon Stock 48,872 $0.00 $0.00
Disclosure

SEC source: 0001006655-19-000027 · wf-form4_156296525392132.xml · nonDerivative · entry 1

Brown Jason E. · CIK 0001550853 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,872

F1 · shares: The Company granted these shares of restricted stock pursuant to the Company's 2016 Equity Incentive Plan, subject to vesting terms per the agreement.

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December 31, 2018 Filed Jan 2, 2019 21:25 UTC
Joe DavidSVP & CFO
Tax withholdingCommon Stock 3,213 $6.97 $22,394.61
Disclosure

SEC source: 0001006655-19-000004 · wf-form4_154646434229724.xml · nonDerivative · entry 1

Joe David · CIK 0001595999 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,589

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

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December 31, 2018 Filed Jan 2, 2019 21:25 UTC PurchaseCommon Stock 6,800 $6.81 $46,308.00
Disclosure

SEC source: 0001006655-19-000003 · wf-form4_154646430333469.xml · nonDerivative · entry 1

Ogilvie Marran H. · CIK 0001474850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,667

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $6.79 to $6.85. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

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December 31, 2018 Filed Aug 4, 2021 20:35 UTC
Schultz Roderick A.Vice President and C.A.O.
Tax withholdingCommon Stock 1,227 $6.97 $8,552.19
Disclosure

SEC source: 0001872155-21-000005 · wf-form4_162810929866783.xml · nonDerivative · entry 26

Schultz Roderick A. · CIK 0001872155 · Vice President and C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,210

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December 06, 2018 Filed Dec 7, 2018 22:43 UTC GrantCommon Stock 7,043 $8.52 $60,006.36
Disclosure

SEC source: 0001006655-18-000069 · wf-form4_154422261770495.xml · nonDerivative · entry 1

Dozier William · CIK 0001350032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,328

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December 06, 2018 Filed Dec 7, 2018 22:43 UTC GrantCommon Stock 7,043 $8.52 $60,006.36
Disclosure

SEC source: 0001006655-18-000068 · wf-form4_154422258582883.xml · nonDerivative · entry 1

DiPaolo Edward John · CIK 0001296118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,941

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December 06, 2018 Filed Dec 7, 2018 22:42 UTC GrantCommon Stock 7,043 $8.52 $60,006.36
Disclosure

SEC source: 0001006655-18-000067 · wf-form4_154422255696539.xml · nonDerivative · entry 1

Ogilvie Marran H. · CIK 0001474850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,867

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.