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EPM

EVOLUTION PETROLEUM CORP

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1684
SEC CIK
0001006655
Parsed reports
203

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2024 Filed Sep 19, 2024 20:15 UTC GrantCommon Stock 56,587 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023706 · form4-09192024_040904.xml · nonDerivative · entry 1

Bunch John Mark · CIK 0001966470 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,404

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 20:15 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
GrantPerformance Stock Unit · Derivative 52,180 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023705 · form4-09192024_040901.xml · derivative · entry 2

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,180

Underlying: Common Stock · 52,180 shares

Expires 2027-06-30

F2 · derivative.exercise_price: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 20:15 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
GrantCommon Stock 104,360 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023705 · form4-09192024_040901.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,799

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:15 UTC
Beatty KellyCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 451 $5.15 $2,322.65
Disclosure

SEC source: 0001415889-24-022766 · form4-09042024_040909.xml · nonDerivative · entry 1

Beatty Kelly · CIK 0001957952 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,609

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:15 UTC
Stash RyanSVP & CFO
Tax withholdingCommon Stock 5,644 $5.15 $29,066.60
Disclosure

SEC source: 0001415889-24-022765 · form4-09042024_040906.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,202

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:15 UTC Tax withholdingCommon Stock 2,239 $5.15 $11,530.85
Disclosure

SEC source: 0001415889-24-022764 · form4-09042024_040904.xml · nonDerivative · entry 1

Bunch John Mark · CIK 0001966470 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,817

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:15 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 6,373 $5.15 $32,820.95
Disclosure

SEC source: 0001415889-24-022763 · form4-09042024_040901.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,439

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 20:15 UTC
Stash RyanSVP & CFO
Tax withholdingCommon Stock 15,120 $5.27 $79,682.40
Disclosure

SEC source: 0001415889-24-018864 · form4-07022024_040702.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,846

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 20:20 UTC
Beatty KellyCHIEF ACCOUNTING OFFICER
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016206 · form4-06102024_040601.xml · nonDerivative · entry 1

Beatty Kelly · CIK 0001957952 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,060

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 21:15 UTC
Beatty KellyCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 2,965 $5.66 $16,781.90
Disclosure

SEC source: 0001415889-24-005013 · form4-02232024_040204.xml · nonDerivative · entry 1

Beatty Kelly · CIK 0001957952 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,560

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:15 UTC Tax withholdingCommon Stock 5,930 $5.68 $33,682.40
Disclosure

SEC source: 0001415889-24-005012 · form4-02232024_040201.xml · nonDerivative · entry 1

Bunch John Mark · CIK 0001966470 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,056

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:15 UTC
Beatty KellyCHIEF ACCOUNTING OFFICER
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004110 · form4-02162024_040201.xml · nonDerivative · entry 1

Beatty Kelly · CIK 0001957952 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,525

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:15 UTC GrantCommon Stock 16,807 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016180 · form4-12112023_041209.xml · nonDerivative · entry 1

Herlin Robert S · CIK 0001293397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,795,018

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:15 UTC GrantCommon Stock 16,807 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016178 · form4-12112023_041205.xml · nonDerivative · entry 1

Dozier William · CIK 0001350032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,527

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:15 UTC GrantCommon Stock 16,807 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016177 · form4-12112023_041203.xml · nonDerivative · entry 1

DiPaolo Edward John · CIK 0001296118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,140

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:15 UTC GrantCommon Stock 16,807 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016179 · form4-12112023_041207.xml · nonDerivative · entry 1

Hargrave Marjorie Anne · CIK 0001783211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,295

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:15 UTC GrantCommon Stock 16,807 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016176 · form4-12112023_041201.xml · nonDerivative · entry 1

Bierria Myra C · CIK 0001946917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,425

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:15 UTC
Stash RyanSVP & CFO
Tax withholdingCommon Stock 7,694 $5.91 $45,471.54
Disclosure

SEC source: 0001415889-23-015347 · form4-11212023_041101.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,966

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:15 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 9,742 $6.43 $62,641.06
Disclosure

SEC source: 0001415889-23-014739 · form4-11032023_041101.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,812

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:21 UTC
Beatty KellyPRINCIPAL ACCOUNTING OFFICER
GrantPerformance Stock Unit · Derivative 4,418 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013589 · form4-09262023_080949.xml · derivative · entry 2

Beatty Kelly · CIK 0001957952 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,040

Underlying: Common Stock · 4,418 shares

Expires 2026-06-30

F2 · derivative.exercise_price: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:21 UTC
Beatty KellyPRINCIPAL ACCOUNTING OFFICER
GrantCommon Stock 8,836 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013589 · form4-09262023_080949.xml · nonDerivative · entry 1

Beatty Kelly · CIK 0001957952 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,525

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:21 UTC
Stash RyanSVP & CFO
GrantPerformance Stock Unit · Derivative 20,491 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013588 · form4-09262023_080904.xml · derivative · entry 2

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,822

Underlying: Common Stock · 20,491 shares

Expires 2026-06-30

F2 · derivative.exercise_price: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:21 UTC
Stash RyanSVP & CFO
GrantCommon Stock 40,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013588 · form4-09262023_080904.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,660

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:20 UTC GrantPerformance Stock Unit · Derivative 21,389 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013587 · form4-09262023_080933.xml · derivative · entry 2

Bunch John Mark · CIK 0001966470 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,910

Underlying: Common Stock · 21,389 shares

Expires 2026-06-30

F2 · derivative.exercise_price: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:20 UTC GrantCommon Stock 42,777 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013587 · form4-09262023_080933.xml · nonDerivative · entry 1

Bunch John Mark · CIK 0001966470 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,986

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:20 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
GrantPerformance Stock Unit · Derivative 39,447 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013586 · form4-09262023_080955.xml · derivative · entry 2

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,856

Underlying: Common Stock · 39,447 shares

Expires 2026-06-30

F2 · derivative.exercise_price: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:20 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
GrantCommon Stock 78,893 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013586 · form4-09262023_080955.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,554

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:05 UTC
Beatty KellyPRINCIPAL ACCOUNTING OFFICER
Tax withholdingCommon Stock 212 $8.89 $1,884.68
Disclosure

SEC source: 0001415889-23-012971 · form4-09062023_040907.xml · nonDerivative · entry 1

Beatty Kelly · CIK 0001957952 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,689

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:05 UTC Tax withholdingCommon Stock 353 $8.89 $3,138.17
Disclosure

SEC source: 0001415889-23-012969 · form4-09062023_040903.xml · nonDerivative · entry 1

Bunch John Mark · CIK 0001966470 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,209

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:05 UTC
Stash RyanSVP & CFO
Tax withholdingCommon Stock 7,262 $8.89 $64,559.18
Disclosure

SEC source: 0001415889-23-012970 · form4-09062023_040905.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,678

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:05 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 3,015 $8.89 $26,803.35
Disclosure

SEC source: 0001415889-23-012968 · form4-09062023_040901.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,661

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:15 UTC
Stash RyanSVP & CFO
Tax withholdingCommon Stock 19,681 $8.07 $158,825.67
Disclosure

SEC source: 0001415889-23-010728 · form4-07052023_040715.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,940

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:05 UTC
Beatty KellyPRINCIPAL ACCOUNTING OFFICER
Tax withholdingCommon Stock 2,965 $6.19 $18,353.35
Disclosure

SEC source: 0001415889-23-003240 · form4-02242023_040201.xml · nonDerivative · entry 1

Beatty Kelly · CIK 0001957952 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,901

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:16 UTC GrantCommon Stock 14,859 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012390 · form4-12122022_041220.xml · nonDerivative · entry 1

Dozier William · CIK 0001350032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,720

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:16 UTC GrantCommon Stock 14,859 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012392 · form4-12122022_041236.xml · nonDerivative · entry 1

Herlin Robert S · CIK 0001293397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,778,211

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:15 UTC GrantCommon Stock 14,859 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012391 · form4-12122022_041232.xml · nonDerivative · entry 1

Hargrave Marjorie Anne · CIK 0001783211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,488

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:15 UTC GrantCommon Stock 14,859 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012389 · form4-12122022_041212.xml · nonDerivative · entry 1

DiPaolo Edward John · CIK 0001296118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,333

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:15 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 3,375 $6.71 $22,646.25
Disclosure

SEC source: 0001415889-22-012387 · form4-12122022_041201.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,676

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:15 UTC GrantCommon Stock 14,859 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012388 · form4-12122022_041207.xml · nonDerivative · entry 1

Bierria Myra C · CIK 0001946917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,618

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.

Read SEC document
November 30, 2022 Filed Nov 30, 2022 21:47 UTC
Stash RyanSVP & CFO
Tax withholdingCommon Stock 4,869 $7.73 $37,637.37
Disclosure

SEC source: 0001415889-22-011846 · form4-11302022_091133.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,621

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:06 UTC GrantCommon Stock 16,341 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011336 · form4-11142022_041101.xml · nonDerivative · entry 1

Hargrave Marjorie Anne · CIK 0001783211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,629

F1 · kind: Award of Stock pursuant to Company's 2016 Equity Incentive Plan.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:05 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
GrantPerformance Stock Unit · Derivative 23,409 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011074 · form4-11032022_031158.xml · derivative · entry 2

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,409

Underlying: Common Stock · 23,409 shares

Expires 2025-06-30

F2 · derivative.exercise_price: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:05 UTC
Loyd Kelly WilliamDirector · PRESIDENT & CEO
GrantCommon Stock 170,225 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011074 · form4-11032022_031158.xml · nonDerivative · entry 1

Loyd Kelly William · CIK 0001452310 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,051

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

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September 20, 2022 Filed Sep 22, 2022 20:33 UTC
Stash RyanSVP & CFO
GrantPerformance Stock Unit · Derivative 11,580 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-102357 · tm2226493-1_4seq1.xml · derivative · entry 2

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,331

Underlying: Common Stock · 11,580 shares

Expires 2025-06-30

F2 · derivative.exercise_price: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

F2 · derivative.exercise_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

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September 20, 2022 Filed Sep 22, 2022 20:33 UTC
Stash RyanSVP & CFO
GrantCommon Stock 34,738 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-102357 · tm2226493-1_4seq1.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,490

F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

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September 01, 2022 Filed Sep 6, 2022 22:21 UTC
Stash RyanSVP & CFO
Tax withholdingCommon Stock 1,586 $6.94 $11,006.84
Disclosure

SEC source: 0001104659-22-097951 · tm2225306-1_4seq1.xml · nonDerivative · entry 2

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,752

F2 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of the September 17, 2021 restricted stock grant.

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September 01, 2022 Filed Sep 6, 2022 22:21 UTC
Stash RyanSVP & CFO
Tax withholdingCommon Stock 2,045 $6.94 $14,192.30
Disclosure

SEC source: 0001104659-22-097951 · tm2225306-1_4seq1.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,338

F1 · shares: Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of the December 9, 2020 restricted stock grant.

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June 30, 2022 Filed Oct 27, 2022 00:22 UTC
Brown Jason E.FORMER PRESIDENT & CEO
Disposition to issuerPerformance Stock Unit · Derivative 311,184 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010821 · form4-10262022_051047.xml · derivative · entry 2

Brown Jason E. · CIK 0001550853 · FORMER PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 311,184 shares

Expires not disclosed

F1 · kind: Forfeiture of unvested awards upon the June 30, 2022 termination of the reporting person under the terms of a Separation Agreement.

F2 · derivative.exercise_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

F2 · derivative.expiration_date: The Company granted performance stock units ("PSUs") pursuant to the Company's 2016 Equity Incentive Plan. Each PSU represents a contingent right to receive one share of Issuer's common stock, subject to the attainment of performance goals and other vesting criteria. Common shares of stock will not be issued until the performance goals and other vesting criteria have been achieved.

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June 30, 2022 Filed Oct 27, 2022 00:22 UTC
Brown Jason E.FORMER PRESIDENT & CEO
Disposition to issuerCommon Stock 271,411 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010821 · form4-10262022_051047.xml · nonDerivative · entry 1

Brown Jason E. · CIK 0001550853 · FORMER PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,141

F1 · kind: Forfeiture of unvested awards upon the June 30, 2022 termination of the reporting person under the terms of a Separation Agreement.

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March 24, 2022 Filed Mar 29, 2022 01:43 UTC
Stash RyanSVP & CFO
SaleCommon Stock 4,870 $5.54 $26,979.80
Disclosure

SEC source: 0001006655-22-000013 · wf-form4_164851817072839.xml · nonDerivative · entry 1

Stash Ryan · CIK 0001833972 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,383

F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.