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Nasdaq · USD

EOLS

Evolus, Inc.

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5341
SEC CIK
0001570562
Parsed reports
252

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2022 Filed Jan 27, 2022 02:03 UTC GrantStock Option (Right to Buy) · Derivative 77,640 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001570562-22-000054 · wf-form4_164324897583655.xml · derivative · entry 2

SILVERNAIL LAUREN P · CIK 0001225755 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,640

Underlying: Common Stock · 77,640 shares

Expires 2032-01-25

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 02:03 UTC GrantCommon Stock 53,571 $0.00 $0.00
Disclosure

SEC source: 0001570562-22-000054 · wf-form4_164324897583655.xml · nonDerivative · entry 1

SILVERNAIL LAUREN P · CIK 0001225755 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,967

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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January 24, 2022 Filed Jan 26, 2022 21:00 UTC
BLANK SIMONEDirector
GrantStock Option (Right to Buy) · Derivative 22,727 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001570562-22-000046 · wf-form4_164324881157044.xml · derivative · entry 2

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2032-01-24

F2 · derivative.exercise_date: The shares subject to the option will vest as to 1/12 of the underlying shares monthly from the vesting commencement date of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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January 24, 2022 Filed Jan 26, 2022 21:00 UTC
BLANK SIMONEDirector
GrantCommon Stock 15,568 $0.00 $0.00
Disclosure

SEC source: 0001570562-22-000046 · wf-form4_164324881157044.xml · nonDerivative · entry 1

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,881

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 24, 2022, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer

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January 24, 2022 Filed Jan 27, 2022 02:03 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 310,559 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001570562-22-000055 · wf-form4_164324899548076.xml · derivative · entry 2

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,559

Underlying: Common Stock · 310,559 shares

Expires 2032-01-25

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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January 24, 2022 Filed Jan 27, 2022 02:03 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantCommon Stock 214,286 $0.00 $0.00
Disclosure

SEC source: 0001570562-22-000055 · wf-form4_164324899548076.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,358

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 02:02 UTC
Malik VikramDirector
GrantStock Option (Right to Buy) · Derivative 22,727 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001570562-22-000051 · wf-form4_164324891686588.xml · derivative · entry 2

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2032-01-24

F2 · derivative.exercise_date: The shares subject to the option will vest as to 1/12 of the underlying shares monthly from the vesting commencement date of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 02:02 UTC
Malik VikramDirector
GrantCommon Stock 15,568 $0.00 $0.00
Disclosure

SEC source: 0001570562-22-000051 · wf-form4_164324891686588.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,292

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 24, 2022, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer

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January 24, 2022 Filed Jan 27, 2022 02:01 UTC GrantStock Option (Right to Buy) · Derivative 22,727 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001570562-22-000050 · wf-form4_164324889718833.xml · derivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2032-01-24

F2 · derivative.exercise_date: The shares subject to the option will vest as to 1/12 of the underlying shares monthly from the vesting commencement date of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 02:01 UTC GrantCommon Stock 15,568 $0.00 $0.00
Disclosure

SEC source: 0001570562-22-000050 · wf-form4_164324889718833.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,881

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 24, 2022, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer

Read SEC document
January 05, 2022 Filed Jan 7, 2022 22:23 UTC GrantCommon Stock 36,508 $0.00 $0.00
Disclosure

SEC source: 0001570562-22-000012 · wf-form4_164159419678531.xml · nonDerivative · entry 1

Stewart Brady · CIK 0001902893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,508

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of two years, with 1/2 of the shares subject to the option vesting annually on the anniversary of January 5, 2021, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 21:37 UTC SaleCommon Stock 2,597,475 $9.50 $24,676,012.50
Disclosure

SEC source: 0001477932-21-006152 · form4.xml · nonDerivative · entry 1

Alphaeon 1 LLC · CIK 0001799102 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064,871

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:19 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 51,000 $10.93 $557,567.70
Disclosure

SEC source: 0001387131-21-009158 · eols-form4_082721.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,463,652

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:21 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 66,000 $11.02 $727,405.80
Disclosure

SEC source: 0001387131-21-009024 · eols-form4_082521.xml · nonDerivative · entry 2

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,412,652

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:21 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 44,000 $11.12 $489,385.60
Disclosure

SEC source: 0001387131-21-009024 · eols-form4_082521.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,346,652

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:21 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 72,219 $11.17 $807,032.88
Disclosure

SEC source: 0001387131-21-008933 · medytox-form4_082321.xml · nonDerivative · entry 2

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302,652

Read SEC document
August 23, 2021 Filed Aug 25, 2021 22:37 UTC
Malik VikramDirector
SaleCommon Stock 26,077 $11.00 $286,721.83
Disclosure

SEC source: 0001570562-21-000167 · wf-form4_162993106421148.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,143,701

F1 · price: The shares were sold by Strathspey Crown Holdings Group, LLC ("SCH") in multiple trades at prices ranging from $10.82 to $11.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reported securities are directly owned by SCH and may be deemed beneficially owned by the Reporting Person as a Managing Partner of SCH. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:21 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 69,781 $11.03 $769,775.15
Disclosure

SEC source: 0001387131-21-008933 · medytox-form4_082321.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,230,433

Read SEC document
August 20, 2021 Filed Aug 21, 2021 00:19 UTC
Malik VikramDirector
SaleCommon Stock 49,878 $10.61 $529,315.31
Disclosure

SEC source: 0001570562-21-000165 · wf-form4_162950516202272.xml · nonDerivative · entry 2

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,169,778

F3 · price: The shares were sold by SCH in multiple trades at prices ranging from $10.34 to $10.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reported securities are directly owned by SCH and may be deemed beneficially owned by the Reporting Person as a Managing Partner of SCH. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:26 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 48,000 $10.56 $506,697.60
Disclosure

SEC source: 0001387131-21-008879 · medytox-form4_081921.xml · nonDerivative · entry 2

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160,652

Read SEC document
August 19, 2021 Filed Aug 21, 2021 00:19 UTC
Malik VikramDirector
SaleCommon Stock 11,962 $10.50 $125,555.54
Disclosure

SEC source: 0001570562-21-000165 · wf-form4_162950516202272.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,219,656

F1 · price: The shares were sold by Strathspey Crown Holdings Group, LLC ("SCH") in multiple trades at prices ranging from $10.47 to $10.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reported securities are directly owned by SCH and may be deemed beneficially owned by the Reporting Person as a Managing Partner of SCH. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:26 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 55,000 $10.51 $578,110.50
Disclosure

SEC source: 0001387131-21-008879 · medytox-form4_081921.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,112,652

Read SEC document
August 18, 2021 Filed Aug 19, 2021 23:01 UTC
Malik VikramDirector
SaleCommon Stock 25,000 $10.44 $261,012.50
Disclosure

SEC source: 0001570562-21-000163 · wf-form4_162941403051387.xml · nonDerivative · entry 2

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,231,618

F3 · price: The shares were sold by SCH in multiple trades at prices ranging from $9.92 to $10.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reported securities are directly owned by SCH and may be deemed beneficially owned by the Reporting Person as a Managing Partner of SCH. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:15 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 45,000 $10.54 $474,075.00
Disclosure

SEC source: 0001387131-21-008746 · medytox-form4_081721.xml · nonDerivative · entry 2

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,057,652

Read SEC document
August 17, 2021 Filed Aug 19, 2021 23:01 UTC
Malik VikramDirector
SaleCommon Stock 42,083 $10.06 $423,548.56
Disclosure

SEC source: 0001570562-21-000163 · wf-form4_162941403051387.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,256,618

F1 · price: The shares were sold by Strathspey Crown Holdings Group, LLC ("SCH") in multiple trades at prices ranging from $9.90 to $10.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reported securities are directly owned by SCH and may be deemed beneficially owned by the Reporting Person as a Managing Partner of SCH. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:15 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 70,000 $10.69 $748,062.00
Disclosure

SEC source: 0001387131-21-008746 · medytox-form4_081721.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012,652

Read SEC document
August 16, 2021 Filed Aug 18, 2021 00:24 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 47,737 $11.35 $541,738.57
Disclosure

SEC source: 0001570562-21-000161 · wf-form4_162924625650402.xml · nonDerivative · entry 2

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,072

F2 · price: The shares were sold in multiple trades at prices ranging from $11.156 to $11.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:10 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 65,000 $11.34 $737,035.00
Disclosure

SEC source: 0001387131-21-008661 · medytox-form4_081321.xml · nonDerivative · entry 2

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942,652

Read SEC document
August 13, 2021 Filed Aug 18, 2021 00:24 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 22,708 $10.66 $242,071.82
Disclosure

SEC source: 0001570562-21-000161 · wf-form4_162924625650402.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,809

F1 · price: The shares were sold in multiple trades at prices ranging from $10.65 to $10.725. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:10 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 49,714 $10.98 $545,715.55
Disclosure

SEC source: 0001387131-21-008661 · medytox-form4_081321.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,877,652

Read SEC document
August 13, 2021 Filed Feb 6, 2023 21:18 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 14,043 $11.11 $156,064.07
Disclosure

SEC source: 0001387131-23-001468 · ownership.xml · nonDerivative · entry 2

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,296,543

F1 · date: Inadvertently filed late due to an administrative error.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.91 to $11.26, inclusive.

F4 · ownership.nature: The Issuer shares were previously held of record by Medytox Korea Co., Ltd. ("Medytox Korea"). Medytox, Inc. owns 100% of Medytox Korea. Accordingly, Medytox, Inc. may be deemed to beneficially own indirectly the shares by reason of Medytox Korea's direct beneficial ownership.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:33 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 39,126 $10.93 $427,713.69
Disclosure

SEC source: 0001387131-21-008519 · medytox-form4_081121.xml · nonDerivative · entry 2

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,827,938

Read SEC document
August 12, 2021 Filed Feb 6, 2023 21:18 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 23,000 $10.99 $252,774.60
Disclosure

SEC source: 0001387131-23-001468 · ownership.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,282,500

F1 · date: Inadvertently filed late due to an administrative error.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.88 to $11.10, inclusive. The reporting person undertakes to provide to Evolus, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1 to 2.

F4 · ownership.nature: The Issuer shares were previously held of record by Medytox Korea Co., Ltd. ("Medytox Korea"). Medytox, Inc. owns 100% of Medytox Korea. Accordingly, Medytox, Inc. may be deemed to beneficially own indirectly the shares by reason of Medytox Korea's direct beneficial ownership.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:33 UTC
Medytox Inc.10% owner
PurchaseCommon Stock, $0.00001 par value per share 26,160 $10.77 $281,737.97
Disclosure

SEC source: 0001387131-21-008519 · medytox-form4_081121.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,788,812

Read SEC document
August 10, 2021 Filed Aug 12, 2021 22:45 UTC
Avelar RuiSee Remarks
SaleCommon Stock 14,293 $11.18 $159,788.59
Disclosure

SEC source: 0001570562-21-000155 · wf-form4_162880829149055.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,810

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in the second quarter of 2020 and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $11.1762 to $11.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:05 UTC Amendment SaleCommon Stock 14,293 $11.18 $159,774.30
Disclosure

SEC source: 0001570562-21-000158 · wf-form4a_162880951243721.xml · nonDerivative · entry 1

SILVERNAIL LAUREN P · CIK 0001225755 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,396

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in the second quarter of 2020 and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $11.1762 to $11.3055. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 10, 2021 Filed Aug 12, 2021 22:45 UTC SaleCommon Stock 14,293 $11.18 $159,774.30
Disclosure

SEC source: 0001570562-21-000156 · wf-form4_162880831776164.xml · nonDerivative · entry 1

SILVERNAIL LAUREN P · CIK 0001225755 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,982

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in the second quarter of 2020 and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $11.1762 to $11.3055. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 10, 2021 Filed Aug 12, 2021 23:06 UTC Amendment
Muilenburg CrystalChief Marketing Officer
SaleCommon Stock 5,362 $11.18 $59,943.94
Disclosure

SEC source: 0001570562-21-000159 · wf-form4a_162880954622924.xml · nonDerivative · entry 1

Muilenburg Crystal · CIK 0001848477 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,743

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in the second quarter of 2020 and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $11.1762 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 10, 2021 Filed Aug 12, 2021 23:05 UTC Amendment
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 41,763 $11.18 $466,839.34
Disclosure

SEC source: 0001570562-21-000157 · wf-form4a_162880948863025.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,517

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in the second quarter of 2020 and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $11.1762 to $11.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 10, 2021 Filed Aug 12, 2021 22:44 UTC
Muilenburg CrystalChief Marketing Officer
SaleCommon Stock 5,362 $11.18 $59,943.94
Disclosure

SEC source: 0001570562-21-000154 · wf-form4_162880827076531.xml · nonDerivative · entry 1

Muilenburg Crystal · CIK 0001848477 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,467

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in the second quarter of 2020 and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $11.1762 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 10, 2021 Filed Aug 12, 2021 22:44 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 41,763 $11.18 $466,839.34
Disclosure

SEC source: 0001570562-21-000153 · wf-form4_162880824304017.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,043

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in the second quarter of 2020 and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $11.1762 to $11.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 26, 2021 Filed Mar 26, 2021 23:05 UTC
Malik VikramDirector
GrantCommon Stock 18,011 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000108 · wf-form4_161679989764970.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,724

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of March 26, 2021, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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March 26, 2021 Filed Mar 26, 2021 23:04 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantCommon Stock 48,853 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000107 · wf-form4_161679987502835.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,280

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of March 26, 2021, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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February 25, 2021 Filed Mar 1, 2021 23:47 UTC
Muilenburg CrystalChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001570562-21-000073 · wf-form4_161464240247049.xml · derivative · entry 1

Muilenburg Crystal · CIK 0001848477 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-02-25

F1 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of February 25, 2021, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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February 05, 2021 Filed Feb 9, 2021 17:13 UTC
GILL DAVID NDirector
GrantCommon Stock 19,313 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000037 · wf-form4_161290876572094.xml · nonDerivative · entry 1

GILL DAVID N · CIK 0001106519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,313

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 5, 2021, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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February 05, 2021 Filed Feb 9, 2021 17:13 UTC GrantCommon Stock 19,313 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000038 · wf-form4_161290878856259.xml · nonDerivative · entry 1

HAYMAN ROBERT · CIK 0001269349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,313

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 5, 2021, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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February 05, 2021 Filed Feb 9, 2021 22:12 UTC GrantCommon Stock 19,313 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000036 · wf-form4_161290873618832.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,313

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 5, 2021, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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February 05, 2021 Filed Feb 9, 2021 22:13 UTC
Malik VikramDirector
GrantCommon Stock 19,313 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000039 · wf-form4_161290881141578.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,713

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 5, 2021, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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February 05, 2021 Filed Feb 9, 2021 22:12 UTC GrantCommon Stock 19,313 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000035 · wf-form4_161290871645474.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,313

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 5, 2021, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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February 05, 2021 Filed Feb 12, 2021 18:24 UTC
BLANK SIMONEDirector
GrantCommon Stock 19,313 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000045 · wf-form4_161317226111527.xml · nonDerivative · entry 1

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,313

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 5, 2021, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.