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Nasdaq · USD

EOLS

Evolus, Inc.

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5341
SEC CIK
0001570562
Parsed reports
252

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2024 Filed Feb 9, 2024 18:36 UTC
Yamagishi-Dressler TomokoChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 33,136 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000019 · wk-form4_1707521780.xml · derivative · entry 3

Yamagishi-Dressler Tomoko · CIK 0001990968 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,136

Underlying: Common Stock · 33,136 shares

Expires 2034-02-07

F4 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 18:36 UTC
Yamagishi-Dressler TomokoChief Marketing Officer
GrantPerformance Restricted Stock Units · Derivative 12,324 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000019 · wk-form4_1707521780.xml · derivative · entry 2

Yamagishi-Dressler Tomoko · CIK 0001990968 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,324

Underlying: Common Stock · 12,324 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit (PSU) represents the right to receive, following vesting, a number of shares of common stock of the issuer up to 200% of the number of PSUs.

F3 · derivative.exercise_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 50% of the PSUs earned will vest on February 7, 2026 and the remaining 50% of the PSUs will vest on February 7, 2027, in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

F3 · derivative.expiration_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 50% of the PSUs earned will vest on February 7, 2026 and the remaining 50% of the PSUs will vest on February 7, 2027, in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 18:36 UTC
Yamagishi-Dressler TomokoChief Marketing Officer
GrantCommon Stock 24,648 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000019 · wk-form4_1707521780.xml · nonDerivative · entry 1

Yamagishi-Dressler Tomoko · CIK 0001990968 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,648

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:36 UTC
Avelar RuiSee Remarks
GrantStock Option (Right to Buy) · Derivative 47,337 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000017 · wk-form4_1707521755.xml · derivative · entry 3

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,337

Underlying: Common Stock · 47,337 shares

Expires 2034-02-07

F4 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:36 UTC
Avelar RuiSee Remarks
GrantPerformance Restricted Stock Units · Derivative 17,606 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000017 · wk-form4_1707521755.xml · derivative · entry 2

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,606

Underlying: Common Stock · 17,606 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit (PSU) represents the right to receive, following vesting, a number of shares of common stock of the issuer up to 200% of the number of PSUs.

F3 · derivative.exercise_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 50% of the PSUs earned will vest on February 7, 2026 and the remaining 50% of the PSUs will vest on February 7, 2027, in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

F3 · derivative.expiration_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 50% of the PSUs earned will vest on February 7, 2026 and the remaining 50% of the PSUs will vest on February 7, 2027, in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:36 UTC
Avelar RuiSee Remarks
GrantCommon Stock 35,211 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000017 · wk-form4_1707521755.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,597

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 18:37 UTC GrantStock Option (Right to Buy) · Derivative 9,377 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000022 · wk-form4_1707521835.xml · derivative · entry 3

HAYMAN ROBERT · CIK 0001269349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,377

Underlying: Common Stock · 9,377 shares

Expires 2034-02-07

F3 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 18:37 UTC GrantCommon Stock 6,464 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000022 · wk-form4_1707521835.xml · nonDerivative · entry 1

HAYMAN ROBERT · CIK 0001269349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,856

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 7, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 18:38 UTC
BLANK SIMONEDirector
GrantStock Option (Right to Buy) · Derivative 9,377 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000025 · wk-form4_1707521878.xml · derivative · entry 3

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,377

Underlying: Common Stock · 9,377 shares

Expires 2034-02-07

F3 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 18:38 UTC
BLANK SIMONEDirector
GrantCommon Stock 6,464 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000025 · wk-form4_1707521878.xml · nonDerivative · entry 1

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,747

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 7, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:37 UTC GrantStock Option (Right to Buy) · Derivative 9,377 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000023 · wk-form4_1707521847.xml · derivative · entry 2

Stewart Brady · CIK 0001902893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,377

Underlying: Common Stock · 9,377 shares

Expires 2034-02-07

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:37 UTC GrantCommon Stock 6,464 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000023 · wk-form4_1707521847.xml · nonDerivative · entry 1

Stewart Brady · CIK 0001902893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,265

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 7, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:37 UTC GrantStock Option (Right to Buy) · Derivative 9,377 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000021 · wk-form4_1707521822.xml · derivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,377

Underlying: Common Stock · 9,377 shares

Expires 2034-02-07

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:37 UTC GrantCommon Stock 6,464 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000021 · wk-form4_1707521822.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,707

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 7, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:37 UTC
Malik VikramDirector
GrantStock Option (Right to Buy) · Derivative 9,377 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000020 · wk-form4_1707521811.xml · derivative · entry 2

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,377

Underlying: Common Stock · 9,377 shares

Expires 2034-02-07

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:37 UTC
Malik VikramDirector
GrantCommon Stock 6,464 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000020 · wk-form4_1707521811.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,014

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 7, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:35 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 181,460 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000016 · wk-form4_1707521743.xml · derivative · entry 3

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,460

Underlying: Common Stock · 181,460 shares

Expires 2034-02-07

F4 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:35 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantPerformance Restricted Stock Units · Derivative 134,977 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000016 · wk-form4_1707521743.xml · derivative · entry 2

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,977

Underlying: Common Stock · 134,977 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit (PSU) represents the right to receive, following vesting, a number of shares of common stock of the issuer up to 200% of the number of PSUs.

F3 · derivative.exercise_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 50% of the PSUs earned will vest on February 7, 2026 and the remaining 50% of the PSUs will vest on February 7, 2027, in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

F3 · derivative.expiration_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 50% of the PSUs earned will vest on February 7, 2026 and the remaining 50% of the PSUs will vest on February 7, 2027, in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:35 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantCommon Stock 134,976 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000016 · wk-form4_1707521743.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,920

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
January 30, 2024 Filed Feb 2, 2024 21:57 UTC SaleCommon Stock 11,931 $13.14 $156,732.77
Disclosure

SEC source: 0001570562-24-000005 · wk-form4_1706911039.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,243

F1 · price: The shares were sold in multiple trades at prices ranging from $13.025 to $13.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2023 Filed Dec 8, 2023 23:15 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 31,300 $9.73 $304,505.18
Disclosure

SEC source: 0001570562-23-000117 · wk-form4_1702077349.xml · nonDerivative · entry 2

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,944

F2 · price: The shares were sold in multiple trades at prices ranging from $9.61 to $9.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 23:15 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 51,348 $10.09 $517,890.79
Disclosure

SEC source: 0001570562-23-000117 · wk-form4_1702077349.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,244

F1 · price: The shares were sold in multiple trades at prices ranging from $10.00 to $10.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:21 UTC
Medytox Inc.Former 10% Owner
SaleCommon Stock, $0.00001 par value per share 1,690,663 $7.50 $12,679,972.50
Disclosure

SEC source: 0001387131-23-012379 · ownership.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,381,326

Read SEC document
September 06, 2023 Filed Sep 9, 2023 00:54 UTC
Beaver SandraChief Financial Officer
SaleCommon Stock 3,178 $9.70 $30,826.60
Disclosure

SEC source: 0001570562-23-000106 · wk-form4_1694220838.xml · nonDerivative · entry 1

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,368

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:07 UTC
Yamagishi-Dressler TomokoChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 83,555 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001570562-23-000104 · wk-form4_1692835617.xml · derivative · entry 2

Yamagishi-Dressler Tomoko · CIK 0001990968 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,555

Underlying: Common Stock · 83,555 shares

Expires 2033-08-21

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of August 21, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:07 UTC
Yamagishi-Dressler TomokoChief Marketing Officer
GrantCommon Stock 63,358 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000104 · wk-form4_1692835617.xml · nonDerivative · entry 1

Yamagishi-Dressler Tomoko · CIK 0001990968 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,358

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of August 21, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 00:25 UTC
Beaver SandraChief Financial Officer
SaleCommon Stock 2,211 $10.27 $22,706.97
Disclosure

SEC source: 0001570562-23-000099 · wk-form4_1692231918.xml · nonDerivative · entry 2

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,546

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the PSUs.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 00:25 UTC
Avelar RuiSee Remarks
SaleCommon Stock 2,211 $10.27 $22,706.97
Disclosure

SEC source: 0001570562-23-000100 · wk-form4_1692231941.xml · nonDerivative · entry 2

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 353,386

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the PSUs.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 00:25 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 14,778 $10.27 $151,770.06
Disclosure

SEC source: 0001570562-23-000098 · wk-form4_1692231895.xml · nonDerivative · entry 2

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 686,592

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the PSUs.

Read SEC document
August 15, 2023 Filed Aug 15, 2023 20:34 UTC
Malik VikramDirector
PurchaseCommon Stock 174,967 $7.41 $1,296,505.47
Disclosure

SEC source: 0001570562-23-000094 · wk-form4_1692131636.xml · nonDerivative · entry 2

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,550

F2 · kind: Represents the private transfer of shares of common stock of the issuer from Strathspey Crown Holdings Group, LLC ("SCH") to the reporting person, who elected to receive payment of certain outstanding fees from SCH in the form of shares of common stock of the issuer held by SCH rather than cash.

Read SEC document
August 14, 2023 Filed Aug 17, 2023 00:25 UTC
Beaver SandraChief Financial Officer
GrantCommon Stock 19,672 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000099 · wk-form4_1692231918.xml · nonDerivative · entry 1

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,757

F1 · shares: Represents shares issuable on settlement of performance restricted stock units ("PSUs") granted to the reporting person in January 2023. On August 14, 2023, the Issuer's Compensation Committee certified that the reporting person had achieved the set corporate development goal as of May 9, 2023. One-third of the PSU (6,557 shares) was vested and delivered immediately upon certification of the goal achievement. The remaining two-thirds will vest annually on the anniversary of May 9, 2023 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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August 14, 2023 Filed Aug 17, 2023 00:25 UTC
Avelar RuiSee Remarks
GrantCommon Stock 19,672 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000100 · wk-form4_1692231941.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 355,597

F1 · shares: Represents shares issuable on settlement of performance restricted stock units ("PSUs") granted to the reporting person in January 2023. On August 14, 2023, the Issuer's Compensation Committee certified that the reporting person had achieved the set corporate development goal as of May 9, 2023. One-third of the PSU (6,557 shares) was vested and delivered immediately upon certification of the goal achievement. The remaining two-thirds will vest annually on the anniversary of May 9, 2023 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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August 14, 2023 Filed Aug 17, 2023 00:25 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantCommon Stock 91,803 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000098 · wk-form4_1692231895.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 701,370

F1 · shares: Represents shares issuable on settlement of performance restricted stock units ("PSUs") granted to the reporting person in January 2023. On August 14, 2023, the Issuer's Compensation Committee certified that the reporting person had achieved the set corporate development goal as of May 9, 2023. One-third of the PSU (30,601 shares) was vested and delivered immediately upon certification of the goal achievement. The remaining two-thirds will vest annually on the anniversary of May 9, 2023 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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August 11, 2023 Filed Aug 15, 2023 16:32 UTC OtherCommon Stock 366 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000090 · wk-form4_1692131512.xml · nonDerivative · entry 2

HAYMAN ROBERT · CIK 0001269349 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 10,366

F1 · kind: Pro rata distribution from Alphaeon 1, LLC of which the reporting person is a non-managing member.

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August 11, 2023 Filed Aug 15, 2023 16:32 UTC OtherCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000090 · wk-form4_1692131512.xml · nonDerivative · entry 1

HAYMAN ROBERT · CIK 0001269349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,392

F1 · kind: Pro rata distribution from Alphaeon 1, LLC of which the reporting person is a non-managing member.

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August 11, 2023 Filed Aug 15, 2023 16:32 UTC
BLANK SIMONEDirector
OtherCommon Stock 115,206 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000092 · wk-form4_1692131560.xml · nonDerivative · entry 2

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 482,783

F1 · kind: Pro rata distribution from Alphaeon 1, LLC of which the reporting person is a non-managing member.

F2 · ownership.nature: Represents shares held by Dental Innovations Apus Investment BV ("DIAI") and may be deemed beneficially owned by the Reporting Person as the sole beneficial owner of DIAI.

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August 11, 2023 Filed Aug 15, 2023 16:32 UTC
BLANK SIMONEDirector
OtherCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000092 · wk-form4_1692131560.xml · nonDerivative · entry 1

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,283

F1 · kind: Pro rata distribution from Alphaeon 1, LLC of which the reporting person is a non-managing member.

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August 11, 2023 Filed Aug 15, 2023 20:34 UTC
Malik VikramDirector
OtherCommon Stock 22,998 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000094 · wk-form4_1692131636.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,583

F1 · kind: Pro rata distribution from Alphaeon 1, LLC of which the reporting person is a non-managing member.

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May 08, 2023 Filed May 9, 2023 22:21 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantRestricted Stock Units · Derivative 560,000 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000072 · wf-form4_168367086260672.xml · derivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,000

Underlying: Common Stock · 560,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the EOLS common stock.

F2 · derivative.exercise_date: 40% of the stock units are eligible to vest if the average EOLS common stock closing price over 20 consecutive trading days is $30 or more and an additional 60% of the stock units are eligible to vest if the average EOLS common stock closing price over 20 consecutive trading days is $50 or more, in each case not later than five years after the grant of the award. Any units eligible to vest based on stock price will vest, subject to continued service, over the four-year period after the grant date.

F2 · derivative.expiration_date: 40% of the stock units are eligible to vest if the average EOLS common stock closing price over 20 consecutive trading days is $30 or more and an additional 60% of the stock units are eligible to vest if the average EOLS common stock closing price over 20 consecutive trading days is $50 or more, in each case not later than five years after the grant of the award. Any units eligible to vest based on stock price will vest, subject to continued service, over the four-year period after the grant date.

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March 27, 2023 Filed Mar 29, 2023 21:11 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 6,110 $8.47 $51,751.70
Disclosure

SEC source: 0001570562-23-000048 · wf-form4_168012427789453.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 609,567

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

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March 14, 2023 Filed Mar 16, 2023 23:01 UTC
Avelar RuiSee Remarks
SaleCommon Stock 14,906 $8.47 $126,237.42
Disclosure

SEC source: 0001570562-23-000045 · wf-form4_167900769866882.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,925

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $8.25 to $8.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 14, 2023 Filed Mar 16, 2023 23:02 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 64,211 $8.47 $543,796.54
Disclosure

SEC source: 0001570562-23-000046 · wf-form4_167900771235838.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,677

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units.

F2 · price: The shares were sold in multiple trades at prices ranging from $8.25 to $8.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 17, 2023 Filed Feb 22, 2023 21:01 UTC SaleClass A Common Stock 1,850,000 $8.40 $15,540,000.00
Disclosure

SEC source: 0001477932-23-001198 · form4.xml · nonDerivative · entry 1

Alphaeon 1 LLC · CIK 0001799102 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,214,871

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February 07, 2023 Filed Feb 9, 2023 01:10 UTC
Medytox Inc.10% owner
SaleCommon Stock, $0.00001 par value per share 2,187,511 $8.50 $18,593,843.50
Disclosure

SEC source: 0001387131-23-001621 · ownership.xml · nonDerivative · entry 1

Medytox Inc. · CIK 0001848514 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,071,989

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January 27, 2023 Filed Jan 31, 2023 20:41 UTC
GILL DAVID NDirector
GrantStock Option (Right to Buy) · Derivative 11,789 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001570562-23-000021 · wf-form4_167521565164195.xml · derivative · entry 2

GILL DAVID N · CIK 0001106519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,789

Underlying: Common Stock · 11,789 shares

Expires 2033-01-27

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of January 27, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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January 27, 2023 Filed Jan 31, 2023 20:41 UTC
GILL DAVID NDirector
GrantCommon Stock 8,293 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000021 · wf-form4_167521565164195.xml · nonDerivative · entry 1

GILL DAVID N · CIK 0001106519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,861

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 27, 2023, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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January 27, 2023 Filed Jan 31, 2023 20:42 UTC GrantStock Option (Right to Buy) · Derivative 11,789 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001570562-23-000025 · wf-form4_167521572809719.xml · derivative · entry 3

HAYMAN ROBERT · CIK 0001269349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,789

Underlying: Common Stock · 11,789 shares

Expires 2033-01-27

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of January 27, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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January 27, 2023 Filed Jan 31, 2023 20:42 UTC GrantCommon Stock 8,293 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000025 · wf-form4_167521572809719.xml · nonDerivative · entry 1

HAYMAN ROBERT · CIK 0001269349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,174

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 27, 2023, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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January 27, 2023 Filed Feb 1, 2023 01:40 UTC GrantStock Option (Right to Buy) · Derivative 11,789 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001570562-23-000020 · wf-form4_167521563026338.xml · derivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,789

Underlying: Common Stock · 11,789 shares

Expires 2033-01-27

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of January 27, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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January 27, 2023 Filed Feb 1, 2023 01:40 UTC GrantCommon Stock 8,293 $0.00 $0.00
Disclosure

SEC source: 0001570562-23-000020 · wf-form4_167521563026338.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,174

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 27, 2023, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.