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Nasdaq · USD

EOLS

Evolus, Inc.

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5341
SEC CIK
0001570562
Parsed reports
252

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2025 Filed Mar 11, 2025 22:54 UTC
Avelar RuiSee Remarks
GrantPerformance Restricted Stock Units · Derivative 23,776 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000041 · wk-form4_1741733665.xml · derivative · entry 2

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,776

Underlying: Common Stock · 23,776 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit (PSU) represents the right to receive, following vesting, a number of shares of common stock of the issuer up to 200% of the number of PSUs.

F3 · derivative.exercise_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 100% of the PSUs will vest on March 7, 2028 in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

F3 · derivative.expiration_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 100% of the PSUs will vest on March 7, 2028 in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:54 UTC
Avelar RuiSee Remarks
GrantCommon Stock 23,776 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000041 · wk-form4_1741733665.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,371

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of March 7, 2025, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 18:53 UTC GrantStock Option (Right to Buy) · Derivative 11,146 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001570562-25-000037 · wk-form4_1741733614.xml · derivative · entry 2

White Albert G III · CIK 0001357705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,146

Underlying: Common Stock · 11,146 shares

Expires 2035-03-07

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of March 7, 2025, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 18:53 UTC GrantCommon Stock 7,364 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000037 · wk-form4_1741733614.xml · nonDerivative · entry 1

White Albert G III · CIK 0001357705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,378

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of March 7, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 18:54 UTC
BLANK SIMONEDirector
GrantStock Option (Right to Buy) · Derivative 11,146 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001570562-25-000040 · wk-form4_1741733653.xml · derivative · entry 3

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,146

Underlying: Common Stock · 11,146 shares

Expires 2035-03-07

F3 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of March 7, 2025, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 18:54 UTC
BLANK SIMONEDirector
GrantCommon Stock 7,364 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000040 · wk-form4_1741733653.xml · nonDerivative · entry 1

BLANK SIMONE · CIK 0001366840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,111

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of March 7, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:54 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 135,925 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001570562-25-000042 · wk-form4_1741733675.xml · derivative · entry 3

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,925

Underlying: Common Stock · 135,925 shares

Expires 2035-03-07

F4 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of March 7, 2025, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:54 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantPerformance Restricted Stock Units · Derivative 190,799 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000042 · wk-form4_1741733675.xml · derivative · entry 2

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,799

Underlying: Common Stock · 190,799 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents the right to receive, following vesting, a number of shares of common stock of the issuer up to 200% of the number of PSUs.

F3 · derivative.exercise_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 100% of the PSUs will vest on March 7, 2028 in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

F3 · derivative.expiration_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 100% of the PSUs will vest on March 7, 2028 in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:54 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantCommon Stock 95,399 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000042 · wk-form4_1741733675.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,246

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of March 7, 2025, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:53 UTC
Malik VikramDirector
GrantStock Option (Right to Buy) · Derivative 11,146 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001570562-25-000036 · wk-form4_1741733600.xml · derivative · entry 2

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,146

Underlying: Common Stock · 11,146 shares

Expires 2035-03-07

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of March 7, 2025, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:53 UTC
Malik VikramDirector
GrantCommon Stock 7,364 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000036 · wk-form4_1741733600.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,878

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of March 7, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:53 UTC GrantStock Option (Right to Buy) · Derivative 11,146 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001570562-25-000038 · wk-form4_1741733630.xml · derivative · entry 2

Stewart Brady · CIK 0001902893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,146

Underlying: Common Stock · 11,146 shares

Expires 2035-03-07

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of March 7, 2025, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:53 UTC GrantCommon Stock 7,364 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000038 · wk-form4_1741733630.xml · nonDerivative · entry 1

Stewart Brady · CIK 0001902893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,629

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of March 7, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:53 UTC GrantStock Option (Right to Buy) · Derivative 11,146 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001570562-25-000035 · wk-form4_1741733588.xml · derivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,146

Underlying: Common Stock · 11,146 shares

Expires 2035-03-07

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of March 7, 2025, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:53 UTC GrantCommon Stock 7,364 $0.00 $0.00
Disclosure

SEC source: 0001570562-25-000035 · wk-form4_1741733588.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,071

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of March 7, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 22:28 UTC
Beaver SandraChief Financial Officer
SaleCommon Stock 1,586 $10.85 $17,211.11
Disclosure

SEC source: 0001570562-24-000139 · wk-form4_1735252093.xml · nonDerivative · entry 1

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,916

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 22:28 UTC
Avelar RuiSee Remarks
SaleCommon Stock 2,252 $10.85 $24,438.48
Disclosure

SEC source: 0001570562-24-000140 · wk-form4_1735252102.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 366,595

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 22:28 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 10,502 $10.85 $113,966.65
Disclosure

SEC source: 0001570562-24-000138 · wk-form4_1735252082.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 522,847

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 06, 2024 Filed Sep 7, 2024 01:45 UTC
Beaver SandraChief Financial Officer
SaleCommon Stock 3,276 $14.98 $49,074.48
Disclosure

SEC source: 0001570562-24-000121 · wk-form4_1725673547.xml · nonDerivative · entry 1

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,502

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 16:14 UTC
Yamagishi-Dressler TomokoChief Marketing Officer
SaleCommon Stock 5,631 $15.85 $89,251.35
Disclosure

SEC source: 0001570562-24-000119 · wk-form4_1725480877.xml · nonDerivative · entry 1

Yamagishi-Dressler Tomoko · CIK 0001990968 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,375

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:20 UTC GrantCommon Stock 23,014 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000108 · wk-form4_1720052407.xml · nonDerivative · entry 1

White Albert G III · CIK 0001357705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,014

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of two years, with 1/2 of the shares subject to the option vesting annually on the anniversary of July 1, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
June 06, 2024 Filed Jun 6, 2024 23:01 UTC
MOATAZEDI DAVIDDirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 175,940 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001570562-24-000095 · wk-form4_1717714876.xml · derivative · entry 7

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,079

Underlying: Common Stock · 175,940 shares

Expires 2028-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested in full over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of May 6, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
June 06, 2024 Filed Jun 6, 2024 23:01 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 175,940 $12.59 $2,214,486.40
Disclosure

SEC source: 0001570562-24-000095 · wk-form4_1717714876.xml · nonDerivative · entry 5

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,349

F3 · price: The shares were sold in multiple trades at prices ranging from $12.40 to $12.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 06, 2024 Filed Jun 6, 2024 23:01 UTC
MOATAZEDI DAVIDDirector · See Remarks
Exercise / conversionCommon Stock 175,940 $7.28 $1,280,843.20
Disclosure

SEC source: 0001570562-24-000095 · wk-form4_1717714876.xml · nonDerivative · entry 4

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:01 UTC
MOATAZEDI DAVIDDirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 155,278 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001570562-24-000095 · wk-form4_1717714876.xml · derivative · entry 6

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,281

Underlying: Common Stock · 155,278 shares

Expires 2032-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:01 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 155,278 $12.92 $2,006,455.73
Disclosure

SEC source: 0001570562-24-000095 · wk-form4_1717714876.xml · nonDerivative · entry 3

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,349

F2 · price: The shares were sold in multiple trades at prices ranging from $12.77 to $13.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:01 UTC
MOATAZEDI DAVIDDirector · See Remarks
Exercise / conversionCommon Stock 155,278 $5.46 $847,817.88
Disclosure

SEC source: 0001570562-24-000095 · wk-form4_1717714876.xml · nonDerivative · entry 2

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:01 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 140,214 $12.73 $1,784,685.86
Disclosure

SEC source: 0001570562-24-000095 · wk-form4_1717714876.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,349

F1 · price: The shares were sold in multiple trades at prices ranging from $12.70 to $12.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2024 Filed Jun 6, 2024 01:30 UTC
Malik VikramDirector
SaleCommon Stock 7,500 $12.96 $97,203.00
Disclosure

SEC source: 0001570562-24-000093 · wk-form4_1717637447.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,514

F1 · price: The shares were sold in multiple trades at prices ranging from $12.9602 to $12.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2024 Filed May 15, 2024 17:20 UTC
GILL DAVID NDirector
SaleCommon Stock 6,718 $12.60 $84,653.52
Disclosure

SEC source: 0001570562-24-000090 · wk-form4_1715807991.xml · nonDerivative · entry 2

GILL DAVID N · CIK 0001106519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,964

F2 · price: The shares were sold in multiple trades at prices ranging from $12.60 to $12.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2024 Filed May 15, 2024 17:20 UTC
GILL DAVID NDirector
SaleCommon Stock 3,643 $12.72 $46,356.08
Disclosure

SEC source: 0001570562-24-000090 · wk-form4_1715807991.xml · nonDerivative · entry 1

GILL DAVID N · CIK 0001106519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,682

F1 · price: The shares were sold in multiple trades at prices ranging from $12.72 to $12.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2024 Filed May 15, 2024 21:19 UTC
Malik VikramDirector
SaleCommon Stock 28,000 $12.93 $362,012.00
Disclosure

SEC source: 0001570562-24-000089 · wk-form4_1715807976.xml · nonDerivative · entry 1

Malik Vikram · CIK 0001730123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,014

F1 · price: The shares were sold in multiple trades at prices ranging from $12.92 to $12.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2024 Filed May 15, 2024 00:55 UTC
Beaver SandraChief Financial Officer
SaleCommon Stock 2,423 $12.72 $30,814.26
Disclosure

SEC source: 0001570562-24-000084 · wk-form4_1715734540.xml · nonDerivative · entry 1

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,778

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The shares were sold in multiple trades at prices ranging from $12.51 to $13.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 10, 2024 Filed May 15, 2024 00:56 UTC
Avelar RuiSee Remarks
SaleCommon Stock 3,441 $12.72 $43,760.57
Disclosure

SEC source: 0001570562-24-000085 · wk-form4_1715734552.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,847

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The shares were sold in multiple trades at prices ranging from $12.51 to $13.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 10, 2024 Filed May 15, 2024 00:56 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 16,051 $12.72 $204,126.99
Disclosure

SEC source: 0001570562-24-000086 · wk-form4_1715734563.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,563

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The shares were sold in multiple trades at prices ranging from $12.51 to $13.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 27, 2024 Filed Mar 29, 2024 23:08 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 6,236 $13.86 $86,430.96
Disclosure

SEC source: 0001570562-24-000057 · wk-form4_1711753678.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,614

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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March 19, 2024 Filed Mar 21, 2024 22:09 UTC
Beaver SandraChief Financial Officer
SaleCommon Stock 5,672 $13.92 $78,978.06
Disclosure

SEC source: 0001570562-24-000054 · wk-form4_1711058949.xml · nonDerivative · entry 1

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,201

F1 · kind: The sales reported on this Form 4 were mandated by the Issuer pursuant to Restricted Stock Unit Agreements requiring the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the reporting person.

F2 · price: The shares were sold in multiple trades at prices ranging from $13.555 to $14.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 22:09 UTC
Avelar RuiSee Remarks
SaleCommon Stock 27,603 $13.92 $384,349.69
Disclosure

SEC source: 0001570562-24-000055 · wk-form4_1711058963.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,288

F1 · kind: The sales reported on this Form 4 were mandated by the Issuer pursuant to Restricted Stock Unit Agreements requiring the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the reporting person.

F2 · price: The shares were sold in multiple trades at prices ranging from $13.555 to $14.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 19, 2024 Filed Mar 21, 2024 22:08 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 96,566 $13.92 $1,344,604.30
Disclosure

SEC source: 0001570562-24-000053 · wk-form4_1711058882.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,850

F1 · kind: The sales reported on this Form 4 were mandated by the Issuer pursuant to Restricted Stock Unit Agreements requiring the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the reporting person.

F2 · price: The shares were sold in multiple trades at prices ranging from $13.555 to $14.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2024 Filed Feb 24, 2024 01:27 UTC
Beaver SandraChief Financial Officer
SaleCommon Stock 1,821 $13.08 $23,820.87
Disclosure

SEC source: 0001570562-24-000029 · wk-form4_1708738037.xml · nonDerivative · entry 2

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,873

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the PSUs.

Read SEC document
February 22, 2024 Filed Feb 24, 2024 01:27 UTC
Avelar RuiSee Remarks
SaleCommon Stock 1,821 $13.08 $23,820.87
Disclosure

SEC source: 0001570562-24-000030 · wk-form4_1708738054.xml · nonDerivative · entry 2

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 399,891

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the PSUs.

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February 22, 2024 Filed Feb 24, 2024 01:27 UTC
MOATAZEDI DAVIDDirector · See Remarks
SaleCommon Stock 7,706 $13.08 $100,803.73
Disclosure

SEC source: 0001570562-24-000031 · wk-form4_1708738069.xml · nonDerivative · entry 2

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 792,416

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the PSUs.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 01:27 UTC
Beaver SandraChief Financial Officer
GrantCommon Stock 13,115 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000029 · wk-form4_1708738037.xml · nonDerivative · entry 1

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,694

F1 · shares: Represents shares issuable on settlement of performance restricted stock units ("PSUs") granted to the reporting person in January 2023. The Issuer's Compensation Committee certified that the reporting person had achieved the set corporate development goal as of December 20, 2023. One-third of the PSU (4,372 shares) was delivered on February 21, 2024 after certification of the milestone being achieved. The remaining two-thirds will vest annually on the anniversary of December 20, 2023 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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February 21, 2024 Filed Feb 24, 2024 01:27 UTC
Avelar RuiSee Remarks
GrantCommon Stock 13,115 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000030 · wk-form4_1708738054.xml · nonDerivative · entry 1

Avelar Rui · CIK 0001432063 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 401,712

F1 · shares: Represents shares issuable on settlement of performance restricted stock units ("PSUs") granted to the reporting person in January 2023. The Issuer's Compensation Committee certified that the reporting person had achieved the set corporate development goal as of December 20, 2023. One-third of the PSU (4,372 shares) was delivered on February 21, 2024 after certification of the milestone being achieved. The remaining two-thirds will vest annually on the anniversary of December 20, 2023 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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February 21, 2024 Filed Feb 24, 2024 01:27 UTC
MOATAZEDI DAVIDDirector · See Remarks
GrantCommon Stock 61,202 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000031 · wk-form4_1708738069.xml · nonDerivative · entry 1

MOATAZEDI DAVID · CIK 0001700836 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 800,122

F1 · shares: Represents shares issuable on settlement of performance restricted stock units ("PSUs") granted to the reporting person in January 2023. The Issuer's Compensation Committee certified that the reporting person had achieved the set corporate development goal as of December 20, 2023. One-third of the PSU (20,401 shares) was delivered on February 21, 2024 after certification of the milestone being achieved. The remaining two-thirds will vest annually on the anniversary of December 20, 2023 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:36 UTC
Beaver SandraChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 47,337 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000018 · wk-form4_1707521768.xml · derivative · entry 3

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,337

Underlying: Common Stock · 47,337 shares

Expires 2034-02-07

F4 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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February 07, 2024 Filed Feb 9, 2024 23:36 UTC
Beaver SandraChief Financial Officer
GrantPerformance Restricted Stock Units · Derivative 17,606 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000018 · wk-form4_1707521768.xml · derivative · entry 2

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,606

Underlying: Common Stock · 17,606 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit (PSU) represents the right to receive, following vesting, a number of shares of common stock of the issuer up to 200% of the number of PSUs.

F3 · derivative.exercise_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 50% of the PSUs earned will vest on February 7, 2026 and the remaining 50% of the PSUs will vest on February 7, 2027, in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

F3 · derivative.expiration_date: The number of shares of Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of a preestablished performance metrics, as approved by the Issuer's Compensation Committee, over a two-year performance period. Subject to the Issuer's compensation committee certifying the underlying performance metrics, 50% of the PSUs earned will vest on February 7, 2026 and the remaining 50% of the PSUs will vest on February 7, 2027, in each case subject to time based service requirements and continuous employment with the Issuer through the vesting dates.

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February 07, 2024 Filed Feb 9, 2024 23:36 UTC
Beaver SandraChief Financial Officer
GrantCommon Stock 35,211 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000018 · wk-form4_1707521768.xml · nonDerivative · entry 1

Beaver Sandra · CIK 0001944884 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,579

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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February 07, 2024 Filed Feb 9, 2024 18:37 UTC
GILL DAVID NDirector
GrantStock Option (Right to Buy) · Derivative 9,377 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001570562-24-000024 · wk-form4_1707521864.xml · derivative · entry 2

GILL DAVID N · CIK 0001106519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,377

Underlying: Common Stock · 9,377 shares

Expires 2034-02-07

F2 · derivative.exercise_date: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of February 7, 2024, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

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February 07, 2024 Filed Feb 9, 2024 18:37 UTC
GILL DAVID NDirector
GrantCommon Stock 6,464 $0.00 $0.00
Disclosure

SEC source: 0001570562-24-000024 · wk-form4_1707521864.xml · nonDerivative · entry 1

GILL DAVID N · CIK 0001106519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,325

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 7, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.