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EOG

EOG RESOURCES INC

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1344
SEC CIK
0000821189
Parsed reports
1,227

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202606
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 1, 2020 18:25 UTC
DRIGGERS TIMOTHY KEVP & Chief Financial Officer
GrantCommon Stock 246 $43.06 $10,593.01
Disclosure

SEC source: 0001127602-20-020597 · form4.xml · nonDerivative · entry 1

DRIGGERS TIMOTHY K · CIK 0001188435 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,708

Read SEC document
June 30, 2020 Filed Jul 1, 2020 18:20 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 246 $43.06 $10,593.01
Disclosure

SEC source: 0001127602-20-020590 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,343.525

Read SEC document
June 30, 2020 Filed Jul 1, 2020 18:16 UTC
Boedeker Kenneth W.EVP Exploration and Production
GrantCommon Stock 246 $43.06 $10,593.01
Disclosure

SEC source: 0001127602-20-020583 · form4.xml · nonDerivative · entry 1

Boedeker Kenneth W. · CIK 0001761421 · EVP Exploration and Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,198

Read SEC document
June 19, 2020 Filed Jun 22, 2020 15:35 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 28.681 $52.30 $1,500.02
Disclosure

SEC source: 0001127602-20-020142 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,097.525

Read SEC document
June 05, 2020 Filed Jun 8, 2020 16:31 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 25.291 $59.31 $1,500.01
Disclosure

SEC source: 0001127602-20-019090 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,068.844

Read SEC document
May 22, 2020 Filed May 26, 2020 15:53 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 28.692 $52.28 $1,500.02
Disclosure

SEC source: 0001127602-20-017875 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,043.553

Read SEC document
May 08, 2020 Filed May 11, 2020 20:43 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 29.155 $51.45 $1,500.02
Disclosure

SEC source: 0001127602-20-016079 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,014.861

Read SEC document
May 06, 2020 Filed May 7, 2020 19:10 UTC GrantCommon Stock 53.236 $45.84 $2,440.34
Disclosure

SEC source: 0001127602-20-015731 · form4.xml · nonDerivative · entry 1

TEXTOR DONALD F · CIK 0001194972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,552.905

Read SEC document
May 06, 2020 Filed May 7, 2020 19:05 UTC GrantCommon Stock 53.236 $45.84 $2,440.34
Disclosure

SEC source: 0001127602-20-015727 · form4.xml · nonDerivative · entry 1

DANIELS ROBERT P · CIK 0001269019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,143.269

Read SEC document
May 06, 2020 Filed May 7, 2020 18:57 UTC GrantCommon Stock 53.236 $45.84 $2,440.34
Disclosure

SEC source: 0001127602-20-015720 · form4.xml · nonDerivative · entry 1

CRISP CHARLES R · CIK 0001015825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,879.93

Read SEC document
May 06, 2020 Filed May 7, 2020 18:53 UTC GrantCommon Stock 53.236 $45.84 $2,440.34
Disclosure

SEC source: 0001127602-20-015714 · form4.xml · nonDerivative · entry 1

CLARK JANET F · CIK 0001216484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,959.99

Read SEC document
May 04, 2020 Filed May 5, 2020 21:24 UTC GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015488 · form4.xml · nonDerivative · entry 1

TEXTOR DONALD F · CIK 0001194972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,499.669

Read SEC document
May 04, 2020 Filed May 5, 2020 21:17 UTC GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015483 · form4.xml · nonDerivative · entry 1

ROBERTSON JULIE J · CIK 0001214243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Read SEC document
May 04, 2020 Filed May 5, 2020 21:07 UTC
DAY JAMES CDirector
GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015473 · form4.xml · nonDerivative · entry 1

DAY JAMES C · CIK 0001188187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,597.456

Read SEC document
May 04, 2020 Filed May 5, 2020 21:13 UTC GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015478 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.392

Read SEC document
May 04, 2020 Filed May 5, 2020 21:04 UTC GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015467 · form4.xml · nonDerivative · entry 1

DANIELS ROBERT P · CIK 0001269019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,090.033

Read SEC document
May 04, 2020 Filed May 5, 2020 20:57 UTC GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015464 · form4.xml · nonDerivative · entry 1

CRISP CHARLES R · CIK 0001015825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,826.694

Read SEC document
May 04, 2020 Filed May 5, 2020 20:53 UTC GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015459 · form4.xml · nonDerivative · entry 1

CLARK JANET F · CIK 0001216484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,906.754

Read SEC document
April 30, 2020 Filed May 1, 2020 20:12 UTC
Yacob Ezra YEVP Exploration and Production
Disposition to issuerCommon Stock 0.076 $47.51 $3.61
Disclosure

SEC source: 0001127602-20-015024 · form4.xml · nonDerivative · entry 2

Yacob Ezra Y · CIK 0001724997 · EVP Exploration and Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,324.957

Read SEC document
April 30, 2020 Filed May 1, 2020 20:12 UTC
Yacob Ezra YEVP Exploration and Production
GrantCommon Stock 2.075 $47.51 $98.58
Disclosure

SEC source: 0001127602-20-015024 · form4.xml · nonDerivative · entry 1

Yacob Ezra Y · CIK 0001724997 · EVP Exploration and Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,325.033

Read SEC document
April 30, 2020 Filed May 1, 2020 20:08 UTC Disposition to issuerCommon Stock 1.816 $47.51 $86.28
Disclosure

SEC source: 0001127602-20-015019 · form4.xml · nonDerivative · entry 2

TEXTOR DONALD F · CIK 0001194972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,648.669

Read SEC document
April 30, 2020 Filed May 1, 2020 20:08 UTC GrantCommon Stock 1,070.488 $47.51 $50,858.88
Disclosure

SEC source: 0001127602-20-015019 · form4.xml · nonDerivative · entry 1

TEXTOR DONALD F · CIK 0001194972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,650.485

Read SEC document
April 30, 2020 Filed May 1, 2020 20:04 UTC
Helms Lloyd W JrChief Operating Officer
Disposition to issuerCommon Stock 0.078 $47.51 $3.71
Disclosure

SEC source: 0001127602-20-015017 · form4.xml · nonDerivative · entry 2

Helms Lloyd W Jr · CIK 0001576182 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,130.618

Read SEC document
April 30, 2020 Filed May 1, 2020 20:04 UTC
Helms Lloyd W JrChief Operating Officer
GrantCommon Stock 12.739 $47.51 $605.23
Disclosure

SEC source: 0001127602-20-015017 · form4.xml · nonDerivative · entry 1

Helms Lloyd W Jr · CIK 0001576182 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,130.696

Read SEC document
April 30, 2020 Filed May 1, 2020 19:56 UTC Disposition to issuerCommon Stock 0.763 $47.51 $36.25
Disclosure

SEC source: 0001127602-20-015015 · form4.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,905.392

Read SEC document
April 30, 2020 Filed May 1, 2020 19:56 UTC GrantCommon Stock 19.063 $47.51 $905.68
Disclosure

SEC source: 0001127602-20-015015 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,906.155

Read SEC document
April 30, 2020 Filed May 1, 2020 19:52 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
Disposition to issuerCommon Stock 1.851 $47.51 $87.94
Disclosure

SEC source: 0001127602-20-015013 · form4.xml · nonDerivative · entry 2

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,985.706

Read SEC document
April 30, 2020 Filed May 1, 2020 19:52 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 75.415 $47.51 $3,582.97
Disclosure

SEC source: 0001127602-20-015013 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,987.557

Read SEC document
April 30, 2020 Filed May 1, 2020 19:48 UTC
DAY JAMES CDirector
Disposition to issuerCommon Stock 1.853 $47.51 $88.04
Disclosure

SEC source: 0001127602-20-015009 · form4.xml · nonDerivative · entry 2

DAY JAMES C · CIK 0001188187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,746.456

Read SEC document
April 30, 2020 Filed May 1, 2020 19:48 UTC
DAY JAMES CDirector
GrantCommon Stock 77.078 $47.51 $3,661.98
Disclosure

SEC source: 0001127602-20-015009 · form4.xml · nonDerivative · entry 1

DAY JAMES C · CIK 0001188187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,748.309

Read SEC document
April 30, 2020 Filed May 1, 2020 19:44 UTC Disposition to issuerCommon Stock 0.806 $47.51 $38.29
Disclosure

SEC source: 0001127602-20-015005 · form4.xml · nonDerivative · entry 2

DANIELS ROBERT P · CIK 0001269019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239.033

Read SEC document
April 30, 2020 Filed May 1, 2020 19:44 UTC GrantCommon Stock 563.338 $47.51 $26,764.19
Disclosure

SEC source: 0001127602-20-015005 · form4.xml · nonDerivative · entry 1

DANIELS ROBERT P · CIK 0001269019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239.839

Read SEC document
April 30, 2020 Filed May 1, 2020 19:40 UTC Disposition to issuerCommon Stock 1.853 $47.51 $88.04
Disclosure

SEC source: 0001127602-20-015002 · form4.xml · nonDerivative · entry 2

CRISP CHARLES R · CIK 0001015825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,975.694

Read SEC document
April 30, 2020 Filed May 1, 2020 19:40 UTC GrantCommon Stock 157.271 $47.51 $7,471.95
Disclosure

SEC source: 0001127602-20-015002 · form4.xml · nonDerivative · entry 1

CRISP CHARLES R · CIK 0001015825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,977.547

Read SEC document
April 30, 2020 Filed May 1, 2020 19:32 UTC Disposition to issuerCommon Stock 1.853 $47.51 $88.04
Disclosure

SEC source: 0001127602-20-014998 · form4.xml · nonDerivative · entry 2

CLARK JANET F · CIK 0001216484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,055.754

Read SEC document
April 30, 2020 Filed May 1, 2020 19:32 UTC GrantCommon Stock 659.268 $47.51 $31,321.82
Disclosure

SEC source: 0001127602-20-014998 · form4.xml · nonDerivative · entry 1

CLARK JANET F · CIK 0001216484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,057.607

Read SEC document
April 24, 2020 Filed Apr 27, 2020 15:15 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 34.594 $43.36 $1,500.00
Disclosure

SEC source: 0001127602-20-014508 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,912.142

Read SEC document
April 09, 2020 Filed Apr 13, 2020 22:03 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 33.467 $44.82 $1,499.99
Disclosure

SEC source: 0001127602-20-013647 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,877.548

Read SEC document
March 27, 2020 Filed Mar 30, 2020 22:16 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 141.667 $36.00 $5,100.01
Disclosure

SEC source: 0001127602-20-012164 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,844.081

Read SEC document
March 13, 2020 Filed Mar 16, 2020 22:07 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 43.103 $34.80 $1,499.98
Disclosure

SEC source: 0001127602-20-010904 · form4.xml · nonDerivative · entry 2

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,702.414

Read SEC document
March 12, 2020 Filed Mar 16, 2020 22:07 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 1,264.615 $32.50 $41,099.99
Disclosure

SEC source: 0001127602-20-010904 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,659.311

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:47 UTC
Yacob Ezra YEVP Exploration and Production
Tax withholdingCommon Stock 448 $37.60 $16,844.80
Disclosure

SEC source: 0001127602-20-010116 · form4.xml · nonDerivative · entry 1

Yacob Ezra Y · CIK 0001724997 · EVP Exploration and Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,322.958

F1 · kind: Relates to the vesting of 1,573 restricted shares on March 9, 2020.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:44 UTC
Janssen Ann D.SVP & Chief Accounting Officer
Tax withholdingCommon Stock 321 $37.60 $12,069.60
Disclosure

SEC source: 0001127602-20-010111 · form4.xml · nonDerivative · entry 1

Janssen Ann D. · CIK 0001501126 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,183

F1 · kind: Relates to the vesting of 1,082 restricted shares on March 9, 2020.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:39 UTC
Boedeker Kenneth W.EVP Exploration and Production
Tax withholdingCommon Stock 315 $37.60 $11,844.00
Disclosure

SEC source: 0001127602-20-010109 · form4.xml · nonDerivative · entry 1

Boedeker Kenneth W. · CIK 0001761421 · EVP Exploration and Production

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,952

F1 · kind: Relates to the vesting of 1,060 restricted shares on March 9, 2020.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 17:05 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 21.888 $63.26 $1,384.63
Disclosure

SEC source: 0001127602-20-008478 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,394.696

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:38 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 18.481 $74.92 $1,384.60
Disclosure

SEC source: 0001127602-20-006158 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,372.808

Read SEC document
February 11, 2020 Filed Feb 12, 2020 23:46 UTC
Thomas William R.Director · Chairman & CEO
Tax withholdingCommon Stock 7,839 $74.79 $586,278.81
Disclosure

SEC source: 0001127602-20-005134 · form4.xml · nonDerivative · entry 2

Thomas William R. · CIK 0001510586 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,257

F2 · shares: Relates to the vesting of 24,997 Performance Units (in respect of the December 2016 Award) on February 11, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 23:46 UTC
Thomas William R.Director · Chairman & CEO
GrantCommon Stock 64,262 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005134 · form4.xml · nonDerivative · entry 1

Thomas William R. · CIK 0001510586 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,096

F1 · shares: Effective September 29, 2016, the Reporting Person received an award of 26,177 Performance Units (the "September 2016 Award") and, effective December 13, 2016, the Reporting Person received an additional award of 16,665 Performance Units (the "December 2016 Award"). The performance metric applicable to each of these awards was the Total Shareholder Return of the Issuer over a three-year performance period (January 2017 through December 2019) relative to the Total Shareholder Return of each of the Issuer's Peer Companies. Pursuant to the terms of the award agreements, between 0% and 200% of the award could be earned based on the Issuer's TSR Rank for such performance period. The Issuer's TSR Rank and applicable Performance Multiple (each as certified by the Compensation Committee of the Issuer's Board of Directors, effective February 11, 2020) was 3 and 150%, respectively. Accordingly, an additional 13,088 Performance Units have been credited to the Reporting Person in respect of the September 2016 Award, and an additional 8,332 Performance Units have been credited to the Reporting Person in respect of the December 2016 Award. Subject to the terms of the award agreement governing the September 2016 Award, (i) the 39,265 aggregate Performance Units in respect of the September 2016 Award will "cliff" vest on September 29, 2021 and (ii) the shares of the Issuer's common stock represented by such Performance Units (on a one-for-one basis) will be distributed to the Reporting Person following such vesting date. The 24,997 aggregate Performance Units in respect of the December 2016 Award "cliff" vested on February 11, 2020 and the shares of the Issuer's common stock represented by such Performance Units (on a one-for-one basis) have been distributed to the Reporting Person. Defined terms used herein have the meanings, as applicable, set forth in (1) the form of award agreement governing the September 2016 Award, which is filed as Exhibit 10.1 to the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 2016, filed on November 3, 2016 and (2) the form of award agreement governing the December 2016 Award, which is filed as Exhibit 10.1 to the Issuer's Current Report on Form 8-K, filed on December 19, 2016.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 23:53 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
Tax withholdingCommon Stock 2,832 $74.79 $211,805.28
Disclosure

SEC source: 0001127602-20-005141 · form4.xml · nonDerivative · entry 2

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,354.327

F2 · shares: Relates to the vesting of 11,457 Performance Units (in respect of the December 2016 Award) on February 11, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 23:53 UTC
Donaldson Michael PEVP, Gen. Counsel & Corp Sec
GrantCommon Stock 21,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005141 · form4.xml · nonDerivative · entry 1

Donaldson Michael P · CIK 0001376006 · EVP, Gen. Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,186.327

F1 · shares: Effective September 29, 2016, the Reporting Person received an award of 7,018 Performance Units (the "September 2016 Award") and, effective December 13, 2016, the Reporting Person received an additional award of 7,638 Performance Units (the "December 2016 Award"). The performance metric applicable to each of these awards was the Total Shareholder Return of the Issuer over a three-year performance period (January 2017 through December 2019) relative to the Total Shareholder Return of each of the Issuer's Peer Companies. Pursuant to the terms of the award agreements, between 0% and 200% of the award could be earned based on the Issuer's TSR Rank for such performance period. The Issuer's TSR Rank and applicable Performance Multiple (each as certified by the Compensation Committee of the Issuer's Board of Directors, effective February 11, 2020) was 3 and 150%, respectively. Accordingly, an additional 3,509 Performance Units have been credited to the Reporting Person in respect of the September 2016 Award, and an additional 3,819 Performance Units have been credited to the Reporting Person in respect of the December 2016 Award. Subject to the terms of the award agreement governing the September 2016 Award, (i) the 10,527 aggregate Performance Units in respect of the September 2016 Award will "cliff" vest on September 29, 2021 and (ii) the shares of the Issuer's common stock represented by such Performance Units (on a one-for-one basis) will be distributed to the Reporting Person following such vesting date. The 11,457 aggregate Performance Units in respect of the December 2016 Award "cliff" vested on February 11, 2020 and the shares of the Issuer's common stock represented by such Performance Units (on a one-for-one basis) have been distributed to the Reporting Person. Defined terms used herein have the meanings, as applicable, set forth in (1) the form of award agreement governing the September 2016 Award, which is filed as Exhibit 10.1 to the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 2016, filed on November 3, 2016 and (2) the form of award agreement governing the December 2016 Award, which is filed as Exhibit 10.1 to the Issuer's Current Report on Form 8-K, filed on December 19, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.