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ENVX

Enovix Corp

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5188
SEC CIK
0001828318
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563

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202601
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2023 Filed Jun 8, 2023 20:33 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 782 $13.61 $10,643.02
Disclosure

SEC source: 0001828318-23-000106 · wk-form4_1686270817.xml · nonDerivative · entry 2

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,655

F3 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the receipt of a fully vested award of RSUs on June 7, 2023.

F2 · balance_after: Includes 430,290 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 20:33 UTC
Pietzke SteffenChief Financial Officer
GrantCommon Stock 3,210 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000106 · wk-form4_1686270817.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,437

F1 · shares: Reflects shares of the Issuer's common stock issued to the Reporting Person upon the receipt of a fully vested award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · balance_after: Includes 430,290 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 20:30 UTC
Schmitt Ralph HChief Commercial Officer
Tax withholdingCommon Stock 1,227 $13.61 $16,699.47
Disclosure

SEC source: 0001828318-23-000102 · wk-form4_1686270591.xml · nonDerivative · entry 2

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,178

F3 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the receipt of a fully vested award of RSUs on June 7, 2023.

F2 · balance_after: Includes 124,538 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 20:30 UTC
Schmitt Ralph HChief Commercial Officer
GrantCommon Stock 3,547 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000102 · wk-form4_1686270591.xml · nonDerivative · entry 1

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,405

F1 · shares: Reflects shares of the Issuer's common stock issued to the Reporting Person upon the receipt of a fully vested award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · balance_after: Includes 124,538 shares issuable upon the settlement of RSUs granted to the Reporting Person.

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June 07, 2023 Filed Jun 9, 2023 00:32 UTC
Marathe AjayChief Operating Officer
Tax withholdingCommon Stock 2,280 $13.61 $31,030.80
Disclosure

SEC source: 0001828318-23-000104 · wk-form4_1686270711.xml · nonDerivative · entry 2

Marathe Ajay · CIK 0001954760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,035

F3 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the receipt of a fully vested award of RSUs on June 7, 2023.

F2 · balance_after: Includes 833,000 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 00:32 UTC
Marathe AjayChief Operating Officer
GrantCommon Stock 6,591 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000104 · wk-form4_1686270711.xml · nonDerivative · entry 1

Marathe Ajay · CIK 0001954760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 842,315

F1 · shares: Reflects shares of the Issuer's common stock issued to the Reporting Person upon the receipt of a fully vested award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · balance_after: Includes 833,000 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 16:15 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 5,297 $13.72 $72,674.84
Disclosure

SEC source: 0001828318-23-000100 · wk-form4_1686168929.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,227

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on June 6, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 430,290 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 16:13 UTC
Schmitt Ralph HChief Commercial Officer
Tax withholdingCommon Stock 3,610 $13.72 $49,529.20
Disclosure

SEC source: 0001828318-23-000098 · wk-form4_1686168779.xml · nonDerivative · entry 1

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,858

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on June 6, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 124,538 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 01:42 UTC
Rodgers Thurman JDirector · 10% owner
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000096 · wk-form4_1686015736.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,862,561

F1 · shares: On June 5, 2023, the Reporting Person transferred 2,000 shares of the Issuer's Common Stock (the "Common Stock") as a bona fide gift to two individuals. There was no purchase or sale of shares of Common Stock in connection with the transfer.

F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

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May 26, 2023 Filed May 30, 2023 20:14 UTC
Schmitt Ralph HChief Commercial Officer
Tax withholdingCommon Stock 644 $12.13 $7,811.72
Disclosure

SEC source: 0001828318-23-000094 · wk-form4_1685492057.xml · nonDerivative · entry 2

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,468

F3 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the receipt of a fully vested award of RSUs on May 26, 2023.

F2 · balance_after: Includes 134,977 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:14 UTC
Schmitt Ralph HChief Commercial Officer
GrantCommon Stock 1,861 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000094 · wk-form4_1685492057.xml · nonDerivative · entry 1

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,112

F1 · shares: Reflects shares of the Issuer's common stock issued to the Reporting Person upon the receipt of a fully vested award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive oneshare of Issuer's common stock.

F2 · balance_after: Includes 134,977 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
May 22, 2023 Filed May 23, 2023 17:11 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 1,522 $12.09 $18,400.98
Disclosure

SEC source: 0001628280-23-019447 · wk-form4_1684876275.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,524

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on May 22, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 452,039 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
May 17, 2023 Filed May 17, 2023 21:39 UTC
Rodgers Thurman JDirector · 10% owner
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018767 · wf-form4_168435952485829.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,864,561

F3 · shares: On May 17, 2023, the Reporting Person transferred 2,000 shares of the Common Stock as a bona fide gift to an individual. There was no purchase or sale of shares of Common Stock in connection with the transfer.

F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Read SEC document
May 16, 2023 Filed May 17, 2023 21:39 UTC
Rodgers Thurman JDirector · 10% owner
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018767 · wf-form4_168435952485829.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,866,561

F1 · shares: On May 16, 2023, the Reporting Person transferred an aggregate of 6,000 shares of the Issuer's Common Stock (the "Common Stock") as a bona fide gift to three separate individuals. There was no purchase or sale of shares of Common Stock in connection with the transfer.

F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Read SEC document
May 10, 2023 Filed May 11, 2023 18:38 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 387 $13.02 $5,038.74
Disclosure

SEC source: 0001628280-23-017689 · wf-form4_168384468590843.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,046

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on May 10, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 458,289 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
May 10, 2023 Filed May 11, 2023 18:37 UTC
Schmitt Ralph HChief Commercial Officer
Tax withholdingCommon Stock 809 $13.02 $10,533.18
Disclosure

SEC source: 0001628280-23-017687 · wf-form4_168384462450514.xml · nonDerivative · entry 1

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,251

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on May 10, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 1,651 shares acquired under the Issuer's 2021 Employee Stock Purchase Plan on May 9, 2023.

F3 · balance_after: Includes 134,977 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
May 06, 2023 Filed May 9, 2023 20:29 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 757 $12.64 $9,568.48
Disclosure

SEC source: 0001628280-23-016997 · wf-form4_168367854655898.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,433

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on May 6, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 459,875 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
May 01, 2023 Filed May 2, 2023 23:30 UTC GrantCommon Stock 251,601 $0.00 $0.00
Disclosure

SEC source: 0001975015-23-000004 · wf-form4_168307022756806.xml · nonDerivative · entry 1

Chakravarthy Arthi · CIK 0001975015 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,601

F1 · shares: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 20% of the RSUs will vest on May 1, 2024, the first anniversary of the date of grant (the "Vesting Commencement Date"); and the remainder will vest in a series of forty-eight (48) successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
April 27, 2023 Filed Apr 27, 2023 17:14 UTC
Talluri Rajendra KDirector · President and CEO
PurchaseCommon Stock 5,000 $10.10 $50,475.00
Disclosure

SEC source: 0001628280-23-013460 · wf-form4_168261565413764.xml · nonDerivative · entry 1

Talluri Rajendra K · CIK 0001961877 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010,000

F1 · balance_after: Includes 2,000,000 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 24, 2023 Filed Apr 24, 2023 23:11 UTC SaleCommon Stock 5,000 $12.36 $61,800.00
Disclosure

SEC source: 0001628280-23-012622 · wf-form4_168237785259841.xml · nonDerivative · entry 1

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,561

F1 · balance_after: Includes 2,265 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 16:15 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 1,522 $12.59 $19,161.98
Disclosure

SEC source: 0001628280-23-012936 · wf-form4_168245371310448.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,190

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on April 22, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 1,614 shares acquired under the Issuer's 2021 Employee Stock Purchase Plan on May 6, 2022.

F3 · balance_after: Includes 477,428 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:31 UTC
Rodgers Thurman JDirector · 10% owner
Purchase3.00% Convertible Senior Notes due 2028 · Derivative Not disclosed $10,000,000.00 Strike: $15.61 $10,000,000.00
Disclosure

SEC source: 0001628280-23-012575 · wf-form4_168236828174223.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 640,800 shares

Expires 2028-05-01

F1 · security: Pursuant to a subscription agreement, entered into on April 17, 2023, the Issuer issued and sold $10.0 million aggregate principal amount of 3.00% Convertible Secured Notes due 2028 (the "Notes") to an entity affiliated with the Reporting Person (the "Holder"). The Notes are convertible at the option of the Holder into cash, shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), or a combination of cash and shares of Common Stock, at the Issuer's election, subject to certain adjustments.

F2 · reported_value: Interest on the Notes will accrue at a rate of 3.00% per year from April 20, 2023 and will be payable semi-annually in arrears on May 1, and November 1 of each year, beginning on November 1, 2023.

F3 · derivative.underlying_shares: Represents the number of shares of Common Stock that may be issued upon conversion of the Notes based on the initial conversion rate of 64.0800 shares of Common Stock per $1,000 principal amount of Notes, which is subject to customary anti-dilution adjustment provisions.

F4 · ownership.nature: The Holder is the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has dispositive power over the Notes.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 17:48 UTC
Pietzke SteffenChief Financial Officer
GrantCommon Stock 76,161 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011432 · wf-form4_168133606545499.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,098

F1 · shares: Reflects shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in a series of forty-eight (48) successive equal monthly installments measured from April 10, 2023, the vesting commencement date, subject to the Reporting Person's continuous service through such applicable vesting date.

F2 · balance_after: Includes 483,678 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 17:46 UTC
Schmitt Ralph HChief Commercial Officer
GrantCommon Stock 95,201 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011430 · wf-form4_168133599413584.xml · nonDerivative · entry 1

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,409

F1 · shares: Reflects shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in a series of forty-eight (48) successive equal monthly installments measured from April 10, 2023, the vesting commencement date, subject to the Reporting Person's continuous service through such applicable vesting date.

F2 · balance_after: Includes 145,049 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 17:03 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 757 $12.31 $9,318.67
Disclosure

SEC source: 0001628280-23-011122 · wf-form4_168090140140727.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,937

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on April 6, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 407,517 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:56 UTC
Rodgers Thurman JDirector · 10% owner
GiftCommon Stock 2,264 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000091 · wf-form4_167995415368386.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,265

F1 · shares: On March 24, 2023, the Reporting Person transferred 2,264 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Read SEC document
March 22, 2023 Filed Mar 23, 2023 20:06 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 1,522 $11.01 $16,757.22
Disclosure

SEC source: 0001828318-23-000089 · wf-form4_167961637962949.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,694

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on March 22, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 410,624 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:07 UTC
Rodgers Thurman JDirector · 10% owner
PurchaseCommon Stock 102,599 $11.57 $1,187,070.43
Disclosure

SEC source: 0001828318-23-000087 · wf-form4_167951560751817.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 900,000

F1 · price: The price reported in Column 4 is a weighted-average price. The shares were purchased in multiple transactions ranging from $11.51 to $11.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 00:06 UTC
Rodgers Thurman JDirector · 10% owner
PurchaseCommon Stock 69,557 $10.88 $756,780.16
Disclosure

SEC source: 0001828318-23-000085 · wf-form4_167935720115420.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 797,401

F1 · price: The price reported in Column 4 is a weighted-average price. The shares were purchased in multiple transactions ranging from $10.80 to $10.93, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Read SEC document
March 17, 2023 Filed Mar 17, 2023 20:06 UTC
Rodgers Thurman JDirector · 10% owner
PurchaseCommon Stock 98,700 $10.95 $1,080,765.00
Disclosure

SEC source: 0001828318-23-000083 · wf-form4_167908358929425.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 727,844

F1 · price: The price reported in Column 4 is a weighted-average price. The shares were purchased in multiple transactions ranging from $10.89 to $10.97, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Read SEC document
March 16, 2023 Filed Mar 16, 2023 21:55 UTC
Rodgers Thurman JDirector · 10% owner
PurchaseCommon Stock 34,899 $10.96 $382,493.04
Disclosure

SEC source: 0001828318-23-000081 · wf-form4_167900374115857.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 629,144

F1 · price: The price reported in Column 4 is a weighted-average price. The shares were purchased in multiple transactions ranging from $10.92 to $10.99, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Read SEC document
March 15, 2023 Filed Mar 15, 2023 20:20 UTC
Rodgers Thurman JDirector · 10% owner
PurchaseCommon Stock 129,111 $10.47 $1,351,792.17
Disclosure

SEC source: 0001828318-23-000079 · wf-form4_167891163810697.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 594,245

F1 · price: The price reported in Column 4 is a weighted-average price. The shares were purchased in multiple transactions ranging from $10.10 to $10.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

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March 14, 2023 Filed Mar 14, 2023 20:05 UTC
Talluri Rajendra KDirector · President and CEO
PurchaseCommon Stock 5,000 $11.22 $56,100.00
Disclosure

SEC source: 0001828318-23-000077 · wf-form4_167882430568271.xml · nonDerivative · entry 1

Talluri Rajendra K · CIK 0001961877 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005,000

F1 · balance_after: Includes 2,000,000 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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March 10, 2023 Filed Mar 11, 2023 02:47 UTC
Rodgers Thurman JDirector · 10% owner
PurchaseCommon Stock 65,134 $9.56 $622,681.04
Disclosure

SEC source: 0001828318-23-000075 · wf-form4_167850283457160.xml · nonDerivative · entry 3

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 465,134

F4 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $9.20 to $10.03, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

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March 06, 2023 Filed Mar 7, 2023 17:13 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 757 $9.87 $7,471.59
Disclosure

SEC source: 0001828318-23-000073 · wf-form4_167822720600999.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,216

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on March 6, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 416,874 shares issuable upon the settlement of RSUs granted to the Reporting Person.

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February 22, 2023 Filed Feb 22, 2023 21:03 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 1,522 $8.28 $12,602.16
Disclosure

SEC source: 0001828318-23-000067 · wf-form4_167711779058364.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,973

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on February 22, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 419,981 shares issuable upon the settlement of RSUs granted to the Reporting Person.

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February 17, 2023 Filed Feb 22, 2023 21:02 UTC
Schmitt Ralph HChief Commercial Officer
Tax withholdingCommon Stock 1,469 $8.69 $12,765.61
Disclosure

SEC source: 0001828318-23-000065 · wf-form4_167711771626073.xml · nonDerivative · entry 2

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,208

F2 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the receipt of a fully vested award of RSUs on February 17, 2023.

F3 · balance_after: Includes 49,848 shares issuable upon the settlement of RSUs granted to the Reporting Person.

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February 17, 2023 Filed Feb 22, 2023 21:02 UTC
Schmitt Ralph HChief Commercial Officer
GrantCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000065 · wf-form4_167711771626073.xml · nonDerivative · entry 1

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,677

F1 · shares: Reflects shares of the Issuer's common stock issued to the Reporting Person upon the receipt of a fully vested award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive oneshare of Issuer's common stock.

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February 14, 2023 Filed Feb 16, 2023 21:37 UTC
Pietzke SteffenChief Financial Officer
GrantCommon Stock 28,892 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000048 · wf-form4_167660142626838.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,332

F1 · shares: Reflects shares issuable upon the settlement of performance restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 50% of the PRSUs were fully vested on February 14, 2023 and 50% of the RSUs will vest on February 14, 2024, subject to the Reporting Person's continuous service through such applicable vesting date.

F2 · balance_after: Includes 426,231 shares issuable on the settlement of RSUs granted to the Reporting Person.

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February 14, 2023 Filed Feb 16, 2023 21:49 UTC
Schmitt Ralph HChief Commercial Officer
GrantCommon Stock 16,178 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000050 · wf-form4_167660214372065.xml · nonDerivative · entry 1

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,376

F1 · shares: Reflects shares issuable upon the settlement of performance restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 50% of the RSUs were fully vested on February 14, 2023 and 50% of the RSUs will vest on February 14, 2024, subject to the Reporting Person's continuous service through such applicable vesting date.

F2 · balance_after: Includes 49,848 shares issuable on the settlement of RSUs granted to the Reporting Person.

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February 14, 2023 Filed Feb 17, 2023 02:38 UTC
Marathe AjayChief Operating Officer
Tax withholdingCommon Stock 1,877 $8.45 $15,860.65
Disclosure

SEC source: 0001828318-23-000049 · wf-form4_167660146875446.xml · nonDerivative · entry 2

Marathe Ajay · CIK 0001954760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,724

F2 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the receipt of a fully vested award of RSUs on February 14, 2023.

F3 · balance_after: Includes 833,000 shares issuable on the settlement of RSUs granted to the Reporting Person.

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February 14, 2023 Filed Feb 17, 2023 02:38 UTC
Marathe AjayChief Operating Officer
GrantCommon Stock 4,601 $0.00 $0.00
Disclosure

SEC source: 0001828318-23-000049 · wf-form4_167660146875446.xml · nonDerivative · entry 1

Marathe Ajay · CIK 0001954760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,601

F1 · shares: Reflects shares of the Issuer's common stock issued to the Reporting Person upon the receipt of a fully vested award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
February 14, 2023 Filed Feb 22, 2023 21:00 UTC Amendment
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 3,837 $8.45 $32,422.65
Disclosure

SEC source: 0001828318-23-000063 · wf-form4a_167711762847088.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,495

F1 · kind: On February 16, 2023, the Reporting Person filed a Form 4 which inadvertently neglected to report the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of 14,446 performance restricted stock units ("RSUs") on February 14, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 426,231 shares issuable upon the settlement of RSUs granted to the Reporting Person.

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February 14, 2023 Filed Feb 22, 2023 20:58 UTC Amendment
Schmitt Ralph HChief Commercial Officer
Tax withholdingCommon Stock 3,299 $8.45 $27,876.55
Disclosure

SEC source: 0001828318-23-000061 · wf-form4a_167711751721860.xml · nonDerivative · entry 1

Schmitt Ralph H · CIK 0001183968 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,077

F1 · kind: On February 16, 2023, the Reporting Person filed a Form 4 which inadvertently neglected to report the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of 8,089 performance restricted stock units ("RSUs") on February 14, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 49,848 shares issuable upon the settlement of RSUs granted to the Reporting Person.

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February 13, 2023 Filed Feb 14, 2023 21:40 UTC SaleCommon Stock 1,481 $8.31 $12,307.11
Disclosure

SEC source: 0001828318-23-000044 · wf-form4_167641079611418.xml · nonDerivative · entry 1

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,561

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 4,529 shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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February 06, 2023 Filed Feb 7, 2023 19:49 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 922 $8.97 $8,270.34
Disclosure

SEC source: 0001828318-23-000037 · wf-form4_167581734132028.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,440

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on February 6, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 411,785 shares issuable on the settlement of RSUs granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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February 01, 2023 Filed Feb 7, 2023 18:18 UTC
RUST HARROLD JDirector · President and CEO
Tax withholdingCommon Stock 32,104 $8.20 $263,252.80
Disclosure

SEC source: 0001828318-23-000035 · wf-form4_167581192192593.xml · nonDerivative · entry 1

RUST HARROLD J · CIK 0001256956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,963

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on February 1, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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February 01, 2023 Filed Feb 7, 2023 23:16 UTC
Lahiri AshokChief Technology Officer
Tax withholdingCommon Stock 21,789 $8.20 $178,669.80
Disclosure

SEC source: 0001828318-23-000033 · wf-form4_167581179364649.xml · nonDerivative · entry 1

Lahiri Ashok · CIK 0001868557 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336,476

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on February 1, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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February 01, 2023 Filed Feb 7, 2023 23:15 UTC
Dales Gardner CameronChief Commercial Officer
Tax withholdingCommon Stock 11,904 $8.20 $97,612.80
Disclosure

SEC source: 0001828318-23-000031 · wf-form4_167581169723724.xml · nonDerivative · entry 1

Dales Gardner Cameron · CIK 0001868718 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,075

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on February 1, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 22, 2023 Filed Jan 23, 2023 20:02 UTC
Pietzke SteffenChief Financial Officer
Tax withholdingCommon Stock 1,854 $7.96 $14,757.84
Disclosure

SEC source: 0001828318-23-000022 · wf-form4_167452214409712.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,362

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on January 22, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 414,893 shares issuable on the settlement of RSUs granted to the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.