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Nasdaq · USD

ENTA

ENANTA PHARMACEUTICALS INC

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5673
SEC CIK
0001177648
Parsed reports
332

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2018 Filed Dec 4, 2018 22:42 UTC
Ocain TimSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $32.27 $0.00
Disclosure

SEC source: 0001177648-18-000051 · edgar.xml · derivative · entry 2

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 2,000 shares

Expires 2024-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:42 UTC
Ocain TimSenior Vice President
Exercise / conversionCommon Stock 2,000 $32.27 $64,540.00
Disclosure

SEC source: 0001177648-18-000051 · edgar.xml · nonDerivative · entry 1

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 01:35 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
GrantStock Option (right to buy) · Derivative 18,000 $0.00 Strike: $81.20 $0.00
Disclosure

SEC source: 0001177648-18-000050 · edgar.xml · derivative · entry 1

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2028-11-16

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 16, 2018).

Read SEC document
November 16, 2018 Filed Nov 21, 2018 01:22 UTC
Ocain TimSenior Vice President
GrantStock Option (right to buy) · Derivative 18,000 $0.00 Strike: $81.20 $0.00
Disclosure

SEC source: 0001177648-18-000048 · edgar.xml · derivative · entry 1

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2028-11-16

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 16, 2018).

Read SEC document
November 16, 2018 Filed Nov 21, 2018 01:13 UTC
MELLETT PAUL JTreasurer and CFO
GrantStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $81.20 $0.00
Disclosure

SEC source: 0001177648-18-000046 · edgar.xml · derivative · entry 1

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2028-11-16

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 16, 2018).

Read SEC document
November 16, 2018 Filed Nov 21, 2018 01:04 UTC
Adda NathalieSr. VP & Chief Medical Officer
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $81.20 $0.00
Disclosure

SEC source: 0001177648-18-000044 · edgar.xml · derivative · entry 1

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-11-16

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 16, 2018).

Read SEC document
November 16, 2018 Filed Nov 21, 2018 00:45 UTC
Luly Jay R.Director · President and CEO
GrantStock Option (right to buy) · Derivative 68,000 $0.00 Strike: $81.20 $0.00
Disclosure

SEC source: 0001177648-18-000040 · edgar.xml · derivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Common Stock · 68,000 shares

Expires 2028-11-16

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 16, 2018).

Read SEC document
November 16, 2018 Filed Nov 21, 2018 00:57 UTC
Or Yat SunSr. VP & CSO
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $81.20 $0.00
Disclosure

SEC source: 0001177648-18-000042 · edgar.xml · derivative · entry 1

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-11-16

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 16, 2018).

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:22 UTC
Ocain TimSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $32.27 $0.00
Disclosure

SEC source: 0001177648-18-000038 · edgar.xml · derivative · entry 8

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires 2024-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:22 UTC
Ocain TimSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001177648-18-000038 · edgar.xml · derivative · entry 7

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:22 UTC
Ocain TimSenior Vice President
SaleCommon Stock 604 $85.30 $51,520.90
Disclosure

SEC source: 0001177648-18-000038 · edgar.xml · nonDerivative · entry 6

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,127

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2018.

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $84.915 to $85.67, inclusive.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:22 UTC
Ocain TimSenior Vice President
SaleCommon Stock 14,677 $84.02 $1,233,113.11
Disclosure

SEC source: 0001177648-18-000038 · edgar.xml · nonDerivative · entry 5

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,731

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $83.77 to $84.73, inclusive.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:22 UTC
Ocain TimSenior Vice President
SaleCommon Stock 6,219 $83.47 $519,127.29
Disclosure

SEC source: 0001177648-18-000038 · edgar.xml · nonDerivative · entry 4

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,408

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $82.77 to $83.76, inclusive.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:22 UTC
Ocain TimSenior Vice President
SaleCommon Stock 3,500 $82.04 $287,142.10
Disclosure

SEC source: 0001177648-18-000038 · edgar.xml · nonDerivative · entry 3

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,627

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $81.84 to $82.21, inclusive.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:22 UTC
Ocain TimSenior Vice President
Exercise / conversionCommon Stock 10,000 $32.27 $322,700.00
Disclosure

SEC source: 0001177648-18-000038 · edgar.xml · nonDerivative · entry 2

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:22 UTC
Ocain TimSenior Vice President
Exercise / conversionCommon Stock 15,000 $19.98 $299,700.00
Disclosure

SEC source: 0001177648-18-000038 · edgar.xml · nonDerivative · entry 1

Ocain Tim · CIK 0001599020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:20 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $34.70 $0.00
Disclosure

SEC source: 0001177648-18-000036 · edgar.xml · derivative · entry 2

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,700

Underlying: Common Stock · 1,500 shares

Expires 2024-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:20 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
Exercise / conversionCommon Stock 1,500 $34.70 $52,050.00
Disclosure

SEC source: 0001177648-18-000036 · edgar.xml · nonDerivative · entry 1

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:18 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,955 $0.00 Strike: $43.46 $0.00
Disclosure

SEC source: 0001177648-18-000035 · edgar.xml · derivative · entry 7

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,270

Underlying: Common Stock · 2,955 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, representing a right to purchase a total of 90,000 shares, became or will become exercisable as follows: twenty-five percent (25%) of the shares subject to such option became exercisable on June 29, 2016 (the "Anniversary Date") and the remainder became or will become exercisable quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over three years after the Anniversary Date.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:18 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 1,371 $96.89 $132,841.95
Disclosure

SEC source: 0001177648-18-000035 · edgar.xml · nonDerivative · entry 6

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F6 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $96.46 to $97.29, inclusive.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:18 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 602 $95.84 $57,698.63
Disclosure

SEC source: 0001177648-18-000035 · edgar.xml · nonDerivative · entry 5

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $95.76 to $96.26, inclusive.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:18 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 1,229 $94.75 $116,451.31
Disclosure

SEC source: 0001177648-18-000035 · edgar.xml · nonDerivative · entry 4

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,973

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $94.35 to $95.12, inclusive.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:18 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 453 $93.90 $42,535.11
Disclosure

SEC source: 0001177648-18-000035 · edgar.xml · nonDerivative · entry 3

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $93.34 to $94.11, inclusive.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:18 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 500 $93.02 $46,509.10
Disclosure

SEC source: 0001177648-18-000035 · edgar.xml · nonDerivative · entry 2

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $92.87 to $93.08, inclusive.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:18 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 2,955 $43.46 $128,424.30
Disclosure

SEC source: 0001177648-18-000035 · edgar.xml · nonDerivative · entry 1

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 22:02 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,955 $0.00 Strike: $43.46 $0.00
Disclosure

SEC source: 0001177648-18-000033 · edgar.xml · derivative · entry 6

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,225

Underlying: Common Stock · 2,955 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 90,000 shares, became or will become exercisable as follows: twenty-five percent (25%) of the shares subject to such option became exercisable on June 29, 2016 (the "Anniversary Date") and the remainder became or will become exercisable quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over three years after the Anniversary Date.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 22:02 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 659 $93.49 $61,612.61
Disclosure

SEC source: 0001177648-18-000033 · edgar.xml · nonDerivative · entry 5

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $93.07 to $94.03, inclusive.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 22:02 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 2,224 $92.68 $206,129.88
Disclosure

SEC source: 0001177648-18-000033 · edgar.xml · nonDerivative · entry 4

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.95, inclusive.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 22:02 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 700 $91.49 $64,042.02
Disclosure

SEC source: 0001177648-18-000033 · edgar.xml · nonDerivative · entry 3

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $91.35 to $91.67, inclusive.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 22:02 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 572 $90.58 $51,811.65
Disclosure

SEC source: 0001177648-18-000033 · edgar.xml · nonDerivative · entry 2

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,893

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $90.30 to $90.74, inclusive.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 22:02 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 2,955 $43.46 $128,424.30
Disclosure

SEC source: 0001177648-18-000033 · edgar.xml · nonDerivative · entry 1

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 20:57 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 8,498 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0001177648-18-000032 · edgar.xml · derivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,498 shares

Expires 2022-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 20:57 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionCommon Stock 8,498 $11.77 $99,990.02
Disclosure

SEC source: 0001177648-18-000032 · edgar.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 20:35 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,955 $0.00 Strike: $43.46 $0.00
Disclosure

SEC source: 0001177648-18-000031 · edgar.xml · derivative · entry 6

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,180

Underlying: Common Stock · 2,955 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 90,000 shares, became or will become exercisable as follows: twenty-five percent (25%) of the shares subject to such option became exercisable on June 29, 2016 (the "Anniversary Date") and the remainder became or will become exercisable quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over three years after the Anniversary Date.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 20:35 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 904 $126.40 $114,261.35
Disclosure

SEC source: 0001177648-18-000031 · edgar.xml · nonDerivative · entry 5

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $126.12 to $126.90, inclusive.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 20:35 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 1,621 $125.60 $203,602.30
Disclosure

SEC source: 0001177648-18-000031 · edgar.xml · nonDerivative · entry 4

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $125.09 to $126.07, inclusive.

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July 18, 2018 Filed Jul 19, 2018 20:35 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 445 $124.20 $55,269.36
Disclosure

SEC source: 0001177648-18-000031 · edgar.xml · nonDerivative · entry 3

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $123.95 to $124.48, inclusive.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 20:35 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 2,075 $123.72 $256,709.66
Disclosure

SEC source: 0001177648-18-000031 · edgar.xml · nonDerivative · entry 2

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $122.925 to $123.87, inclusive.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 20:35 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 2,955 $43.46 $128,424.30
Disclosure

SEC source: 0001177648-18-000031 · edgar.xml · nonDerivative · entry 1

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Sep 21, 2018 20:15 UTC Amendment
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 904 $126.40 $114,261.35
Disclosure

SEC source: 0001177648-18-000034 · edgar.xml · nonDerivative · entry 4

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $126.12 to $126.90, inclusive.

F6 · balance_after: The Form 4 filed by the reporting person on July 19, 2018 is being amended to correct: (i) a scrivener's error with regard to the number of shares reported as disposed in column 4 and (ii) the corresponding amount of securities beneficially owned following reported transactions in column 5. The subsequent Form 4 filed by the reporting person on August 21, 2018 does not reflect the correction made in this amendment to the amount of securities beneficially owned following reported transactions.

Read SEC document
July 18, 2018 Filed Sep 21, 2018 20:15 UTC Amendment
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 1,621 $125.60 $203,602.30
Disclosure

SEC source: 0001177648-18-000034 · edgar.xml · nonDerivative · entry 3

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $125.09 to $126.07, inclusive.

F6 · balance_after: The Form 4 filed by the reporting person on July 19, 2018 is being amended to correct: (i) a scrivener's error with regard to the number of shares reported as disposed in column 4 and (ii) the corresponding amount of securities beneficially owned following reported transactions in column 5. The subsequent Form 4 filed by the reporting person on August 21, 2018 does not reflect the correction made in this amendment to the amount of securities beneficially owned following reported transactions.

Read SEC document
July 18, 2018 Filed Sep 21, 2018 20:15 UTC Amendment
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 445 $124.20 $55,269.36
Disclosure

SEC source: 0001177648-18-000034 · edgar.xml · nonDerivative · entry 2

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,925

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $123.95 to $124.48, inclusive.

F6 · balance_after: The Form 4 filed by the reporting person on July 19, 2018 is being amended to correct: (i) a scrivener's error with regard to the number of shares reported as disposed in column 4 and (ii) the corresponding amount of securities beneficially owned following reported transactions in column 5. The subsequent Form 4 filed by the reporting person on August 21, 2018 does not reflect the correction made in this amendment to the amount of securities beneficially owned following reported transactions.

Read SEC document
July 18, 2018 Filed Sep 21, 2018 20:15 UTC Amendment
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 1,185 $123.72 $146,602.87
Disclosure

SEC source: 0001177648-18-000034 · edgar.xml · nonDerivative · entry 1

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,370

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F6 · shares: The Form 4 filed by the reporting person on July 19, 2018 is being amended to correct: (i) a scrivener's error with regard to the number of shares reported as disposed in column 4 and (ii) the corresponding amount of securities beneficially owned following reported transactions in column 5. The subsequent Form 4 filed by the reporting person on August 21, 2018 does not reflect the correction made in this amendment to the amount of securities beneficially owned following reported transactions.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $122.925 to $123.87, inclusive.

F6 · balance_after: The Form 4 filed by the reporting person on July 19, 2018 is being amended to correct: (i) a scrivener's error with regard to the number of shares reported as disposed in column 4 and (ii) the corresponding amount of securities beneficially owned following reported transactions in column 5. The subsequent Form 4 filed by the reporting person on August 21, 2018 does not reflect the correction made in this amendment to the amount of securities beneficially owned following reported transactions.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:56 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 4,125 $127.12 $524,379.08
Disclosure

SEC source: 0001177648-18-000030 · edgar.xml · nonDerivative · entry 5

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,026

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F6 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $126.80 to $127.52, inclusive.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:56 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 7,738 $126.36 $977,787.61
Disclosure

SEC source: 0001177648-18-000030 · edgar.xml · nonDerivative · entry 4

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,151

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $125.80 to $126.79, inclusive.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:56 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 7,538 $125.27 $944,264.91
Disclosure

SEC source: 0001177648-18-000030 · edgar.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,889

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $124.80 to $125.79, inclusive.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:56 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 12,622 $124.26 $1,568,460.21
Disclosure

SEC source: 0001177648-18-000030 · edgar.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,427

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $123.75 to $124.74, inclusive.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 20:56 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 2,977 $123.81 $368,567.78
Disclosure

SEC source: 0001177648-18-000030 · edgar.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,049

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $123.75 to $124.02, inclusive.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 21:13 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,955 $0.00 Strike: $43.46 $0.00
Disclosure

SEC source: 0001177648-18-000028 · edgar.xml · derivative · entry 5

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,135

Underlying: Common Stock · 2,955 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 90,000 shares, became or will become exercisable as follows: twenty-five percent (25%) of the shares subject to such option became exercisable on June 29, 2016 (the "Anniversary Date") and the remainder became or will become exercisable quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over three years after the Anniversary Date.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 21:13 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 658 $115.89 $76,253.91
Disclosure

SEC source: 0001177648-18-000028 · edgar.xml · nonDerivative · entry 4

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $115.65 to $116.08, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.