ENS

SEC source: 0001209191-18-053197 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,428.2573

F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 28, 2018 to to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

F2 · balance_after: This amount is reflective of an adjustment resulting from the overstated forfeiture of MSUs in connection with the May 15, 2018 vesting event and subsequent June 29, 2018 dividend payout.

SEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 8

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,088.2704

F9 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 7

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,058.138

F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 6

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,034.2083

F7 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 13,303 RSUs granted to the reporting person on August 13, 2018. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 5

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,006.7584

F6 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,968.2474

F5 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 8,795 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,949.8805

F4 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,889.2253

F3 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 7,378 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,883.6667

F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 28, 2018 to to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

F2 · balance_after: This amount is reflective of an adjustment resulting from the overstated forfeiture of MSUs in connection with the May 15, 2018 vesting event and subsequent June 29, 2018 dividend payout.

SEC source: 0001209191-18-053195 · doc4.xml · nonDerivative · entry 6

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,331.5963

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 32 unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053195 · doc4.xml · nonDerivative · entry 5

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,331.5312

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27.0633 unvested RSUs granted to the reporting person on April 10, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053195 · doc4.xml · nonDerivative · entry 4

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,331.4776

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 15.0731 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053195 · doc4.xml · nonDerivative · entry 3

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,331.4473

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 8.0592 unvested RSUs granted to the reporting person on October 10, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053195 · doc4.xml · nonDerivative · entry 2

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,331.4311

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 12,585.6313 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053195 · doc4.xml · nonDerivative · entry 1

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,306.1529

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 22,840 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 10

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,973.533

F11 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,921 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 9

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,967.5057

F10 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,319 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 8

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,962.7206

F9 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 7

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,957.2298

F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 3,783 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 6

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,949.3296

F7 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 1,804 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 5

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,945.5622

F6 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 4

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,933.6433

F5 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 1,736 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 3

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,929.9824

F4 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 10,948 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 2

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,910.588

F3 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 390 vested MSUs granted to the reporting person under the Plan on May 12, 2012, and as adjusted for previously declared and paid cash dividends. These MSUs are payable concurrent with the underlying MSUs.

SEC source: 0001209191-18-053189 · doc4.xml · nonDerivative · entry 1

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,908.9789

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to an aggregate of 855 vested RSUs granted to the reporting person on various dates under the EnerSys Voluntary Deferred Compensation Plan for Executives (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

F2 · balance_after: This amount is reflective of an adjustment resulting from the overstated forfeiture of MSUs in connection with the May 15, 2018 vesting event and subsequent June 29, 2018 dividend payout.

SEC source: 0001209191-18-053185 · doc4.xml · nonDerivative · entry 6

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,547.0657

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 62 unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053185 · doc4.xml · nonDerivative · entry 5

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,545.9412

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 52.1219 unvested RSUs granted to the reporting person on April 10, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053185 · doc4.xml · nonDerivative · entry 4

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,546.8365

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 31.1511 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053185 · doc4.xml · nonDerivative · entry 3

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,546.7739

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 16.1184 unvested RSUs granted to the reporting person on October 10, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053185 · doc4.xml · nonDerivative · entry 2

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,546.7415

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 34,501.9678 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053185 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,477.4445

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 22,840 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-18-053181 · doc4.xml · nonDerivative · entry 6

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,884.7705

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 144 unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053181 · doc4.xml · nonDerivative · entry 5

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,884.4813

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 123.2884 unvested RSUs granted to the reporting person on April 10, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053181 · doc4.xml · nonDerivative · entry 4

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,884.2337

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 74.3606 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053181 · doc4.xml · nonDerivative · entry 3

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,884.0843

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 41.3033 unvested RSUs granted to the reporting person on October 10, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053181 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,884.0013

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 31,238.5575 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053181 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,821.2589

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 24,460 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 9

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,693.0359

F9 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 8

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,686.9878

F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 7

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,682.1843

F7 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 6

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,676.6935

F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 5

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,668.7933

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,804 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 4

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,665.0259

F4 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 3

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,653.107

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,736 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 2

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,649.4461

F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 266 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-053177 · doc4.xml · nonDerivative · entry 1

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,648.8784

F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 3,650 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

SEC source: 0001209191-18-053173 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,369.5558

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 28,2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to an aggregate of 27,294 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-18-053164 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,661.4526

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to an aggregate of 22,840 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4,708.1011 shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 9

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,030.7198

F9 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 8

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,023.9688

F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.