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EnerSys

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3750
SEC CIK
0001289308
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1,149

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2020 Filed Jun 30, 2020 20:37 UTC
O'Connell Shawn M.Pres, Motive Power Americas
GrantCommon Stock 1.4799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039476 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,624.2133

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 526 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:37 UTC
O'Connell Shawn M.Pres, Motive Power Americas
GrantCommon Stock 1.7859 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039476 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,622.7334

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 828 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:37 UTC GrantCommon Stock 0.3029 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039475 · doc4.xml · nonDerivative · entry 6

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,377.4494

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 8, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:37 UTC GrantCommon Stock 0.0724 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039475 · doc4.xml · nonDerivative · entry 5

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,377.1465

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 14, 2020. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:37 UTC GrantCommon Stock 0.058 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039475 · doc4.xml · nonDerivative · entry 4

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,377.0741

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 7, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:37 UTC GrantCommon Stock 0.0291 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039475 · doc4.xml · nonDerivative · entry 3

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,377.016

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 17, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:37 UTC GrantCommon Stock 42.3302 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039475 · doc4.xml · nonDerivative · entry 2

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,376.9869

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:37 UTC GrantCommon Stock 79.2562 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039475 · doc4.xml · nonDerivative · entry 1

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,334.6567

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 26,237 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:36 UTC GrantCommon Stock 0.2798 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039474 · doc4.xml · nonDerivative · entry 6

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,918.3877

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 8, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:36 UTC GrantCommon Stock 0.1477 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039474 · doc4.xml · nonDerivative · entry 5

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,918.1078

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 14, 2020. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:36 UTC GrantCommon Stock 0.119 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039474 · doc4.xml · nonDerivative · entry 4

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,917.9601

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 7, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:36 UTC GrantCommon Stock 0.0553 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039474 · doc4.xml · nonDerivative · entry 3

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,917.8411

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 17, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:36 UTC GrantCommon Stock 110.3922 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039474 · doc4.xml · nonDerivative · entry 2

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,917.7859

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:36 UTC GrantCommon Stock 79.2562 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039474 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,807.3937

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 26,237 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:35 UTC GrantCommon Stock 0.4299 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039470 · doc4.xml · nonDerivative · entry 6

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,322.4926

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 8, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:35 UTC GrantCommon Stock 0.2259 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039470 · doc4.xml · nonDerivative · entry 5

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,322.0628

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 14, 2020. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:35 UTC GrantCommon Stock 0.1828 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039470 · doc4.xml · nonDerivative · entry 4

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,321.8369

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 7, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:35 UTC GrantCommon Stock 0.0844 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039470 · doc4.xml · nonDerivative · entry 3

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,321.6541

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 17, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:35 UTC GrantCommon Stock 106.3541 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039470 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,321.5697

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:35 UTC GrantCommon Stock 89.5062 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039470 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,215.2157

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 29,744 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:34 UTC GrantCommon Stock 93.0596 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039467 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,350.1714

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to an aggregate of 30,691 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:32 UTC GrantCommon Stock 79.2562 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039464 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,551.7201

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to an aggregate of 26,237 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4,798.4491 shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 16:50 UTC
Aschke Holger PPresident - EMEA & APAC
SaleCommon Stock 9,420 $73.78 $695,007.60
Disclosure

SEC source: 0001209191-20-035289 · doc4.xml · nonDerivative · entry 4

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,196.6588

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.50 to $74.43. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:50 UTC
Aschke Holger PPresident - EMEA & APAC
SaleCommon Stock 500 $73.38 $36,690.00
Disclosure

SEC source: 0001209191-20-035289 · doc4.xml · nonDerivative · entry 3

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,616.6588

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:50 UTC
Aschke Holger PPresident - EMEA & APAC
SaleCommon Stock 4,230 $74.03 $313,146.90
Disclosure

SEC source: 0001209191-20-035289 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,116.6588

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.52 to $74.25. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:50 UTC
Aschke Holger PPresident - EMEA & APAC
Exercise / conversionCommon Stock 4,230 $57.60 $243,648.00
Disclosure

SEC source: 0001209191-20-035289 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,346.6588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2020 Filed May 19, 2020 16:11 UTC
Aschke Holger PPresident - EMEA & APAC
Tax withholdingCommon Stock 0.1865 $55.52 $10.35
Disclosure

SEC source: 0001209191-20-030443 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,116.6588

F2 · shares: Reflects the number of performance share units ("PSUs") surrendered in connection with the settlement of previously vested PSUs into shares of common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 16:11 UTC
Aschke Holger PPresident - EMEA & APAC
Tax withholdingCommon Stock 0.571 $55.52 $31.70
Disclosure

SEC source: 0001209191-20-030443 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,116.8453

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016.

Read SEC document
May 16, 2020 Filed May 19, 2020 16:12 UTC
KANE KERRY MVP, Corporate Controller & PAO
Tax withholdingCommon Stock 471.4257 $55.52 $26,173.55
Disclosure

SEC source: 0001209191-20-030445 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,598.714

F2 · shares: Reflects the number of performance share units ("PSUs") surrendered in connection with the settlement of previously vested PSUs into shares of common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 16:12 UTC
KANE KERRY MVP, Corporate Controller & PAO
Tax withholdingCommon Stock 398.571 $55.52 $22,128.66
Disclosure

SEC source: 0001209191-20-030445 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,070.1397

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:15 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 7,897.3344 $55.52 $438,460.01
Disclosure

SEC source: 0001209191-20-030454 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,095.4994

F2 · shares: Reflects the number of performance share units ("PSUs") surrendered in connection with the settlement of previously vested PSUs into shares of common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:15 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 1,670.1767 $55.52 $92,728.21
Disclosure

SEC source: 0001209191-20-030454 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,992.8338

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:15 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Tax withholdingCommon Stock 3,066.0445 $55.52 $170,226.79
Disclosure

SEC source: 0001209191-20-030452 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,356.3769

F2 · shares: Reflects the number of performance share units ("PSUs") surrendered in connection with the settlement of previously vested PSUs into shares of common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:15 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Tax withholdingCommon Stock 648.684 $55.52 $36,014.94
Disclosure

SEC source: 0001209191-20-030452 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,422.4214

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:14 UTC
O'Connell Shawn M.Pres, Motive Power Americas
Tax withholdingCommon Stock 407.0004 $55.52 $22,596.66
Disclosure

SEC source: 0001209191-20-030449 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,620.9475

F2 · shares: Reflects the number of performance share units ("PSUs") surrendered in connection with the settlement of previously vested PSUs into shares of common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:14 UTC
O'Connell Shawn M.Pres, Motive Power Americas
Tax withholdingCommon Stock 344.1041 $55.52 $19,104.66
Disclosure

SEC source: 0001209191-20-030449 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,027.9479

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016.

Read SEC document
May 15, 2020 Filed May 18, 2020 16:50 UTC
KANE KERRY MVP, Corporate Controller & PAO
Tax withholdingCommon Stock 293.3825 $54.61 $16,021.62
Disclosure

SEC source: 0001209191-20-030130 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,468.7107

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 13, 2018.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:51 UTC
O'Connell Shawn M.Pres, Motive Power Americas
Tax withholdingCommon Stock 253.8208 $54.61 $13,861.15
Disclosure

SEC source: 0001209191-20-030132 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,372.052

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 13, 2018.

Read SEC document
May 09, 2020 Filed May 12, 2020 17:28 UTC
Aschke Holger PPresident - EMEA & APAC
Disposition to issuerCommon Stock 858 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028593 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,117.4163

F2 · shares: Represents excess shares previously reported in connection with performance share units originally granted to the reporting person on May 9, 2017. Upon vesting, the performance share units achieved a payout factor of .78.

Read SEC document
May 09, 2020 Filed May 12, 2020 17:28 UTC
Aschke Holger PPresident - EMEA & APAC
Tax withholdingCommon Stock 0.5915 $59.87 $35.41
Disclosure

SEC source: 0001209191-20-028593 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,975.4163

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017.

Read SEC document
May 09, 2020 Filed May 12, 2020 17:28 UTC
KANE KERRY MVP, Corporate Controller & PAO
Tax withholdingCommon STock 11.0231 $59.87 $659.95
Disclosure

SEC source: 0001209191-20-028595 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,762.0932

F3 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 9, 2017.

Read SEC document
May 09, 2020 Filed May 12, 2020 17:28 UTC
KANE KERRY MVP, Corporate Controller & PAO
Disposition to issuerCommon Stock 215 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028595 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,773.1163

F2 · shares: Represents excess shares previously reported in connection with performance share units originally granted to the reporting person on May 9, 2017. Upon vesting, the performance share units achieved a payout factor of .78.

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May 09, 2020 Filed May 12, 2020 17:28 UTC
KANE KERRY MVP, Corporate Controller & PAO
Tax withholdingCommon Stock 305.5915 $59.87 $18,295.76
Disclosure

SEC source: 0001209191-20-028595 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,988.1163

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017.

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May 09, 2020 Filed May 12, 2020 21:30 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 348.47 $59.87 $20,862.90
Disclosure

SEC source: 0001209191-20-028603 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,663.0105

F3 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 9, 2017.

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May 09, 2020 Filed May 12, 2020 21:30 UTC
Shaffer David MDirector · President & CEO
Disposition to issuerCommon Stock 4,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028603 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,011.4805

F2 · shares: Represents excess shares previously reported in connection with performance share units originally granted to the reporting person on May 9, 2017. Upon vesting, the performance share units achieved a payout factor of .78.

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May 09, 2020 Filed May 12, 2020 21:30 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 1,314.5179 $59.87 $78,700.19
Disclosure

SEC source: 0001209191-20-028603 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,193.4805

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017.

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May 09, 2020 Filed May 12, 2020 21:29 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Tax withholdingCommon Stock 117.9412 $59.87 $7,061.14
Disclosure

SEC source: 0001209191-20-028599 · doc4.xml · nonDerivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,071.1054

F3 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 9, 2017.

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May 09, 2020 Filed May 12, 2020 21:29 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Disposition to issuerCommon Stock 1,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028599 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,189.0466

F2 · shares: Represents excess shares previously reported in connection with performance share units originally granted to the reporting person on May 9, 2017. Upon vesting, the performance share units achieved a payout factor of .78.

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May 09, 2020 Filed May 12, 2020 21:29 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Tax withholdingCommon Stock 508.6359 $59.87 $30,452.03
Disclosure

SEC source: 0001209191-20-028599 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,605.0466

F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017.

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May 09, 2020 Filed May 12, 2020 21:29 UTC
O'Connell Shawn M.Pres, Motive Power Americas
Tax withholdingCommon Stock 11.2081 $59.87 $671.03
Disclosure

SEC source: 0001209191-20-028597 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625.8728

F3 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 9, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.