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EnerSys

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3750
SEC CIK
0001289308
Parsed reports
1,149

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 36.3068 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 8

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,410.4434

F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 20,714 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 29.6603 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 7

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,374.1366

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 16,922 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 23.9007 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 6

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,344.4764

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,636 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 25.8469 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 5

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,320.5757

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 20.5264 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,294.7288

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 11.7721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,274.2024

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,651 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 5.2522 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,262.4303

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,932 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 25.1615 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,257.1782

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on March 26, 2021 to stockholders of record as of March 12, 2021 (the "Dividend"), with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 15.1701 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 9

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,374.0684

F9 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 8,754 unvested RSUs granted to the reporting person on August 17, 2020,and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 11.4105 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 8

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,358.8982

F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 9.3212 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 7

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,347.4878

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 7.5106 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 6

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,338.1666

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,285 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 8.5295 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 5

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,330.656

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 6.7737 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 4

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,322.1265

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 3.8851 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,315.3528

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,195 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 1.777 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,311.4677

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 992 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 8.516 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023591 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,309.6907

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on March 26, 2021 to stockholders of record as of March 12, 2021 (the "Dividend"), with respect to 6,242 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 10.3439 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 9

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,401.9475

F9 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,969 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 6.9164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 8

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,391.6036

F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,946 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 5.6492 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 7

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,384.6872

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,223 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 4.5519 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 6

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,379.0381

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,597 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 1.131 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 5

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,374.4861

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 639 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 0.8974 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,373.3551

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 507 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 2.0602 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,372.4577

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,164 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 0.9422 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,370.3975

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 526 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 1.1371 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023590 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,369.4553

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on March 26, 2021 to stockholders of record as of March 12, 2021 (the "Dividend"), with respect to 828 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:20 UTC GrantCommon Stock 0.1606 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023588 · doc4.xml · nonDerivative · entry 6

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,915.1787

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 13, 2021. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:20 UTC GrantCommon Stock 0.146 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023588 · doc4.xml · nonDerivative · entry 5

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,915.0181

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:20 UTC GrantCommon Stock 0.107 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023588 · doc4.xml · nonDerivative · entry 4

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,914.8721

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 15, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:20 UTC GrantCommon Stock 0.0696 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023588 · doc4.xml · nonDerivative · entry 3

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,914.7651

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 8, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:20 UTC GrantCommon Stock 72.9311 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023588 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,914.6955

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:20 UTC GrantCommon Stock 68.2637 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023588 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,841.7644

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 26, 2021 to stockholders of record as of March 12, 2021 (the "Dividend"), with respect to 35,003 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:19 UTC GrantCommon Stock 67.0575 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023585 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,971.5574

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 26, 2021 to stockholders of record as of March 26, 2021 (the "Dividend"), with respect to an aggregate of 34,072 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 21:18 UTC GrantCommon Stock 58.0521 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023581 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,140.8239

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 26, 2021 to stockholders of record as of March 12, 2021 (the "Dividend"), with respect to an aggregate of 29,618 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4,830.7313 shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:11 UTC
Shaffer David MDirector · President & CEO
Exercise / conversionStock Option · Derivative 22,846 $0.00 Strike: $57.75 $0.00
Disclosure

SEC source: 0001209191-21-021432 · doc4.xml · derivative · entry 6

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,692

Underlying: Common Stock · 0 shares

Expires 2029-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:11 UTC
Shaffer David MDirector · President & CEO
Exercise / conversionStock Option · Derivative 53,934 $0.00 Strike: $57.60 $0.00
Disclosure

SEC source: 0001209191-21-021432 · doc4.xml · derivative · entry 5

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:11 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 17,253 $101.88 $1,757,735.64
Disclosure

SEC source: 0001209191-21-021432 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,232.0167

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:11 UTC
Shaffer David MDirector · President & CEO
Exercise / conversionCommon Stock 22,846 $57.75 $1,319,356.50
Disclosure

SEC source: 0001209191-21-021432 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,485.0167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:11 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 40,685 $101.88 $4,144,987.80
Disclosure

SEC source: 0001209191-21-021432 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,639.0167

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:11 UTC
Shaffer David MDirector · President & CEO
Exercise / conversionCommon Stock 53,934 $57.60 $3,106,598.40
Disclosure

SEC source: 0001209191-21-021432 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,324.0167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 21, 2021 Filed Jan 25, 2021 21:50 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Exercise / conversionStock Option · Derivative 7,180 $0.00 Strike: $57.60 $0.00
Disclosure

SEC source: 0001209191-21-005101 · doc4.xml · derivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.

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January 21, 2021 Filed Jan 25, 2021 21:50 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Tax withholdingCommon Stock 5,318 $92.37 $491,223.66
Disclosure

SEC source: 0001209191-21-005101 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,301.1747

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:50 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Exercise / conversionCommon Stock 7,180 $57.60 $413,568.00
Disclosure

SEC source: 0001209191-21-005101 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,619.1747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:48 UTC
O'Connell Shawn M.Pres. Motive Power Global
Exercise / conversionStock Option · Derivative 4,352 $0.00 Strike: $57.75 $0.00
Disclosure

SEC source: 0001209191-21-005100 · doc4.xml · derivative · entry 9

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,703

Underlying: Common Stock · 0 shares

Expires 2029-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.

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January 21, 2021 Filed Jan 25, 2021 21:48 UTC
O'Connell Shawn M.Pres. Motive Power Global
Exercise / conversionStock Option · Derivative 2,743 $0.00 Strike: $75.17 $0.00
Disclosure

SEC source: 0001209191-21-005100 · doc4.xml · derivative · entry 8

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Common Stock · 0 shares

Expires 2028-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:48 UTC
O'Connell Shawn M.Pres. Motive Power Global
Exercise / conversionStock Option · Derivative 1,851 $0.00 Strike: $57.60 $0.00
Disclosure

SEC source: 0001209191-21-005100 · doc4.xml · derivative · entry 7

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:48 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 3,188 $92.37 $294,475.56
Disclosure

SEC source: 0001209191-21-005100 · doc4.xml · nonDerivative · entry 6

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,368.3182

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:48 UTC
O'Connell Shawn M.Pres. Motive Power Global
Exercise / conversionCommon Stock 4,352 $57.75 $251,328.00
Disclosure

SEC source: 0001209191-21-005100 · doc4.xml · nonDerivative · entry 5

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,556.3182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:48 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 338 $92.37 $31,221.06
Disclosure

SEC source: 0001209191-21-005100 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,204.3182

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:48 UTC
O'Connell Shawn M.Pres. Motive Power Global
Exercise / conversionCommon Stock 2,743 $75.17 $206,191.31
Disclosure

SEC source: 0001209191-21-005100 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,542.3182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.