ENS

SEC source: 0001209191-22-046037 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,434.8805

F2 · shares: Shares were forfeited in connection with EPS performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 0%.

SEC source: 0001209191-22-046037 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,768.9318

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

SEC source: 0001209191-22-046035 · doc4.xml · derivative · entry 7

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,799

Underlying: Common Stock · 20,799 shares

Expires 2032-08-12

F7 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2023, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-22-046035 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,124.5627

F4 · shares: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2023, August 12, 2024, August 12, 2025 and August 12, 2026, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-22-046035 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,070.5627

F3 · shares: Shares were forfeited in connection with TSR performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 68%.

SEC source: 0001209191-22-046035 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,186.5627

F2 · shares: Shares were forfeited in connection with EPS performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 0%.

SEC source: 0001209191-22-046035 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,250.682

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

SEC source: 0001209191-22-046032 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,421.0662

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

SEC source: 0001209191-22-046029 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,965.3879

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · balance_after: The reporting person has no pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-22-046028 · doc4.xml · derivative · entry 5

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,478

Underlying: Common Stock · 25,478 shares

Expires 2032-08-12

F5 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2023, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-22-046028 · doc4.xml · nonDerivative · entry 4

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,196.2494

F4 · shares: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2023, August 12, 2024, August 12, 2025 and August 12, 2026, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-22-046028 · doc4.xml · nonDerivative · entry 3

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,555.2494

F3 · shares: Shares were forfeited in connection with TSR performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 68%.

SEC source: 0001209191-22-046028 · doc4.xml · nonDerivative · entry 2

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,835.2494

F2 · shares: Shares were forfeited in connection with EPS performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 0%.

SEC source: 0001209191-22-046028 · doc4.xml · nonDerivative · entry 1

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,850.7643

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

SEC source: 0001209191-22-046023 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,209.1711

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · balance_after: The reporting person has no pecuniary interest in 4,887.0572 shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-22-042442 · doc4.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,816.0351

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2022, January 14, 2023, April 14, 2023, and July 14, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 540 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-22-042442 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,726.0351

F1 · shares: In lieu of receiving cash fees, the reporting person received 450 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-22-042446 · doc4.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,394.9111

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2022, January 14, 2023, April 14, 2023, and July 14, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 390 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-22-042446 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,329.9111

F1 · shares: In lieu of receiving cash fees, the reporting person received 325 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-22-042445 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,169.3084

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2022, January 14, 2023, April 14, 2023, and July 14, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 422 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-22-042445 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,099.3084

F1 · shares: In lieu of receiving cash fees, the reporting person received 352 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-22-042444 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,357.0662

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2022, January 14, 2023, April 14, 2023, and July 14, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 839 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-22-042444 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,217.0662

F1 · shares: In lieu of receiving cash fees, the reporting person received 699 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-22-042443 · doc4.xml · nonDerivative · entry 2

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,647.3879

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2022, January 14, 2023, April 14, 2023, and July 14, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 476 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

F4 · balance_after: The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-22-042443 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,568.3879

F1 · shares: In lieu of receiving cash fees, the reporting person received 397 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-22-040657 · doc4.xml · nonDerivative · entry 1

Chan Caroline · CIK 0001819816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,839.7173

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 30, 2022 to stockholders of record as of June 16, 2022 (the "Dividend"), with respect to an aggregate of 5,745 vested DSUs granted to the reporting person on various dates, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-22-040667 · doc4.xml · nonDerivative · entry 3

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,276.0351

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 15, 2022. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040667 · doc4.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275.8155

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040667 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274.7173

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 30, 2022 to stockholders of record as of June 16, 2022 (the "Dividend"), with respect to 5,745 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-22-040675 · doc4.xml · nonDerivative · entry 7

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,134.0036

F7 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,113 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040675 · doc4.xml · nonDerivative · entry 6

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,124.7282

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,785 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040675 · doc4.xml · nonDerivative · entry 5

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,116.3613

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,731 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040675 · doc4.xml · nonDerivative · entry 4

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,111.1014

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 986 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-22-040675 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,108.1053

F3 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 806 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-22-040675 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,105.6561

F2 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 730 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-22-040675 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,104.307

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 30, 2022 to stockholders of record as of June 16, 2022 (the "Dividend"), with respect to 580 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-22-040684 · doc4.xml · nonDerivative · entry 2

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,408.0565

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to an aggregate of 5,028 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors, and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040684 · doc4.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,391.7303

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 30, 2022 to stockholders of record as of June 16, 2022 (the "Dividend"), with respect to an aggregate of 31,982 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-22-040669 · doc4.xml · nonDerivative · entry 6

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,238.6571

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,337 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040669 · doc4.xml · nonDerivative · entry 5

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,222.7551

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,785 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040669 · doc4.xml · nonDerivative · entry 4

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,214.3882

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,731 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040669 · doc4.xml · nonDerivative · entry 3

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,209.1283

F3 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 986 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-22-040669 · doc4.xml · nonDerivative · entry 2

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,206.1321

F2 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 806 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-22-040669 · doc4.xml · nonDerivative · entry 1

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,203.683

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on June 30, 2022 to stockholders of record as of June 16, 2022 (the "Dividend"), with respect to 1,381 unvested RSUs granted to the reporting person on December 19, 2018 and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040697 · doc4.xml · nonDerivative · entry 6

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,342.578

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,901 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040697 · doc4.xml · nonDerivative · entry 5

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,327.9751

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,477 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040697 · doc4.xml · nonDerivative · entry 4

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,314.5249

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,946 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-22-040697 · doc4.xml · nonDerivative · entry 3

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,309.265

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,731 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040697 · doc4.xml · nonDerivative · entry 2

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,297.2744

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,731 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040697 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,287.4808

F1 · shares: These shares were granted in the form of Restricted Stock Units("RSUs"), in connection with the cash dividend paid on June 30, 2022 to stockholders of record as of June 16, 2022 (the "Dividend"), with respect to 2,052 unvested RSUs granted to the reporting person on December 7, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

F2 · balance_after: Adjusted for previous arithmetic error.